Who Owns UMAY?
Innovator U.S. Equity Ultra Buffer ETF — Institutional Ownership & 13F Holdings
$37.33
+0.01 (+0.03%)
Market Cap
$58.2M
Shares Outstanding
1,554,257
Institutional Holders
47
Total Inst. Value
$22.3M
% of Float Held
—
QoQ Holder Change
+20
Institutional data as of Q1 2025
New Positions
8
Closed Positions
4
Increased
8
Decreased
21
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital AdvisorsNew | $4.4M | 131,127 |
| 2 | Castle Rock Wealth Management, LLC | $1.7M | 51,903 |
| 3 | KFG WEALTH MANAGEMENT, LLC | $1.3M | 39,107 |
| 4 | TRUIST FINANCIAL CORP | $1.2M | 35,090 |
| 5 | Cetera Investment Advisers | $1.1M | 32,206 |
| 6 | OSAIC HOLDINGS, INC. | $1.1M | 31,581 |
| 7 | Brookstone Capital Management | $928K | 27,727 |
| 8 | LPL Financial LLC | $879K | 26,247 |
| 9 | OLD MISSION CAPITAL LLC | $664K | 19,834 |
| 10 | CENTRAL VALLEY ADVISORS, LLCNew | $567K | 16,933 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital AdvisorsNew | +131K | $4.4M |
| Cetera Investment Advisers | +2K | $1.1M |
| OLD MISSION CAPITAL LLC | +6K | $664K |
| CENTRAL VALLEY ADVISORS, LLCNew | +17K | $567K |
| CITADEL ADVISORS LLC | +893 | $418K |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | -50K | $1K |
| Spire Wealth Management | -9K | $272K |
| OSAIC HOLDINGS, INC. | -9K | $1.1M |
| Steward Partners Investment Advisory, LLC | -5K | $308K |
| KFG WEALTH MANAGEMENT, LLC | -4K | $1.3M |
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Frequently Asked Questions
How many institutional investors hold UMAY?
As of Q1 2025, 47 institutional investors report holding UMAY (Innovator U.S. Equity Ultra Buffer ETF) in their 13F filings.
Which hedge fund owns the most UMAY?
The largest institutional holder of UMAY is C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors with $4.4M in shares.
Are institutions buying or selling UMAY?
This quarter, 8 institutions opened new positions in UMAY and 4 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.