Who Owns UOCT?
Innovator U.S. Equity Ultra Buffer ETF — Institutional Ownership & 13F Holdings
$40.15
+0.06 (+0.14%)
Market Cap
$140.8M
Shares Outstanding
3,610,798
Institutional Holders
74
Total Inst. Value
$68.5M
% of Float Held
—
QoQ Holder Change
+36
Institutional data as of Q1 2025
New Positions
15
Closed Positions
8
Increased
17
Decreased
20
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | $12.3M | 356,296 |
| 2 | C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital AdvisorsNew | $6.6M | 189,358 |
| 3 | Encompass More Asset ManagementNew | $5.8M | 167,849 |
| 4 | IHT Wealth Management, LLC | $3.8M | 109,770 |
| 5 | Advisory Services Network, LLC | $3.0M | 86,884 |
| 6 | KFG WEALTH MANAGEMENT, LLC | $2.9M | 83,894 |
| 7 | ASHTON THOMAS SECURITIES, LLCNew | $2.2M | 63,458 |
| 8 | IMG Wealth Management, Inc. | $2.1M | 61,081 |
| 9 | Donald L. Hagan, LLCNew | $1.9M | 54,317 |
| 10 | OSAIC HOLDINGS, INC. | $1.9M | 53,982 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital AdvisorsNew | +189K | $6.6M |
| Encompass More Asset ManagementNew | +168K | $5.8M |
| IHT Wealth Management, LLC | +96K | $3.8M |
| ASHTON THOMAS SECURITIES, LLCNew | +63K | $2.2M |
| IMG Wealth Management, Inc. | +437 | $2.1M |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| RAYMOND JAMES FINANCIAL INC | -16K | $12.3M |
| Trek Financial, LLC | -11K | $411K |
| KFG WEALTH MANAGEMENT, LLC | -8K | $2.9M |
| MONEY CONCEPTS CAPITAL CORP | -7K | $429K |
| CITADEL ADVISORS LLC | -6K | $301K |
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Frequently Asked Questions
How many institutional investors hold UOCT?
As of Q1 2025, 74 institutional investors report holding UOCT (Innovator U.S. Equity Ultra Buffer ETF) in their 13F filings.
Which hedge fund owns the most UOCT?
The largest institutional holder of UOCT is RAYMOND JAMES FINANCIAL INC with $12.3M in shares.
Are institutions buying or selling UOCT?
This quarter, 15 institutions opened new positions in UOCT and 8 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.