ADVENT CAPITAL MANAGEMENT /DE/ Q1 2017 Filing

Filed May 5, 2017

Portfolio Value

$5.3B

Holdings

260

Report Date

Q1 2017

Filing Type

13F-HR

All Holdings (260 positions)

#StockSharesValue% PortfolioType
201
CLVSEURCLOVIS ONCOLOGY INC
5,000$318.0M5.95%
202
INPHI CORP
230,000$318.0M5.95%
203
MEDICINES COMPANY
182,000$288.0M5.39%
204
WRIGHT MEDICAL GROUP INC
269,000$276.0M5.16%
205
DEPOMED INC
2,000$273.0M5.11%Put
206
NBRNABORS INDUSTRIES LTD
20,700$271.0M5.07%
207
HLX 3.25 03/15/32HELIX ENERGY SOLUTIONS
265,000$261.0M4.88%
208
MUMICRON TECHNOLOGY INC
8,821$255.0M4.77%
209
BMRNBIOMARIN PHARMACEUTICAL INC
2,640$232.0M4.34%
210
SINA CORP
230,000$230.0M4.30%
211
WEB.COM GROUP INC
11,850$229.0M4.28%
212
PDL BIOPHARMA INC
235,000$212.0M3.97%
213
SEACOR HOLDINGS INC
191,000$179.0M3.35%
214
NEWPARK RESOURCES INC
202,000$177.0M3.31%
215
HOMEAWAY INC
175,000$165.0M3.09%
216
FOREST CITY REALTY TRUST
152,000$158.0M2.96%
217
LAB 2.75 02/01/34FLUIDIGM CORP
257,000$144.0M2.69%
218
MEDICINES COMPANY
95,000$139.0M2.60%
219
ONON SEMICONDUCTOR CORP
2,000$115.0M2.15%Call
220
CTRIP.COM INTERNATIONAL LTD
1,000$105.0M1.96%Call
221
DYNEGY INC
13,124$103.0M1.93%
222
CHART INDUSTRIES INC
113,000$98.0M1.83%
223
WFRDWEATHERFORD INTERNATIONAL PLC
11,700$78.0M1.46%
224
HORNBECK OFFSHORE SERV
145,000$74.0M1.38%
225
GENERAL ELECTRIC CO
3,000$71.0M1.33%Call
226
BTOB2GOLD CORP
25,000$71.0M1.33%
227
RED HAT INC
250$67.0M1.25%Call
228
FIREEYE INC
1,009$66.0M1.23%Call
229
ZZILLOW GROUP INC
1,100$47.0M0.88%Put
230
CLOVIS ONCOLOGY INC
300$35.0M0.65%Call
231
ENCORE CAPITAL GROUP INC
42,000$29.0M0.54%
232
XLFIFINANCIAL SELECT SECTOR SPDR F
1,000$27.0M0.51%Call
233
KEYKEYCORP
1,500$26.0M0.49%Call
234
MACY'S INC
1,250$26.0M0.49%Call
235
EP ENERGY CORP
3,000$23.0M0.43%Put
236
YAHOO! INC
1,000$23.0M0.43%Call
237
NOWSERVICENOW INC
300$21.0M0.39%Call
238
CISCO SYSTEMS INC
3,000$20.0M0.37%Call
239
PFEPFIZER INC
1,500$17.0M0.32%Call
240
DBDEUTSCHE BANK AG
300$17.0M0.32%Call
241
NABORS INDUSTRIES LTD
1,000$16.0M0.30%Put
242
TMUST-MOBILE US INC
50$15.0M0.28%Call
243
SPRINT CORP
1,000$12.0M0.22%Call
244
COPCONOCOPHILLIPS
500$11.0M0.21%Call
245
TEVATEVA PHARMACEUTICAL INDUSTRIES
1,000$11.0M0.21%Call
246
SANTANDER CONSUMER USA HOLDING
1,000$10.0M0.19%Put
247
POWERSHARES QQQ TRUST SERIES 1
500$10.0M0.19%Put
248
WHITING PETROLEUM CORP
1,400$10.0M0.19%Put
2497,000$9.0M0.17%
250
DEPOMED INC
1,000$8.0M0.15%Call
251
LIBERTY INTERACTIVE CORP QVC G
150$7.0M0.13%Call
252
SPYSPDR S&P500 ETF TRUST
1,000$6.0M0.11%Put
253
COPCONOCOPHILLIPS
250$5.0M0.09%Put
254
PANWPALO ALTO NETWORKS INC
300$5.0M0.09%Call
255
NXPINXP SEMICONDUCTORS NV
220$4.0M0.07%Put
256
AQLTISHARES RUSSELL 2000 ETF
600$3.0M0.06%Put
257
CENTURYLINK INC
450$3.0M0.06%Put
258
FIREEYE INC
200$2.0M0.04%Put
259
WEBMD HEALTH CORP
1$00.00%Put
260
VALEANT PHARMACEUTICALS INTERN
150$00.00%Call
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