ADVENT CAPITAL MANAGEMENT /DE/ Q2 2017 Filing
Filed August 9, 2017
Portfolio Value
$5.2B
Holdings
302
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (302 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | NXSTNexstar Media Group Inc | 10,000 | $598.0M | 11.44% | |
| 202 | —Bottomline Technologies de Inc | 594,000 | $590.0M | 11.29% | |
| 203 | —Endologix Inc | 610,000 | $581.0M | 11.12% | |
| 204 | —Greenbrier Cos Inc/The | 408,000 | $553.0M | 10.58% | |
| 205 | —Finisar Corp | 20,000 | $520.0M | 9.95% | |
| 206 | —Inphi Corp | 460,000 | $517.0M | 9.89% | |
| 207 | BMRNBioMarin Pharmaceutical Inc | 5,500 | $500.0M | 9.57% | |
| 208 | —Sprint Corp | 60,000 | $493.0M | 9.43% | |
| 209 | —Immunomedics Inc | 55,000 | $486.0M | 9.30% | |
| 210 | KRKroger Co/The | 20,000 | $466.0M | 8.92% | |
| 211 | ALAir Lease Corp | 11,669 | $436.0M | 8.34% | |
| 212 | —Brocade Communications Systems | 432,000 | $436.0M | 8.34% | |
| 213 | DHRDanaher Corp | 5,000 | $422.0M | 8.07% | |
| 214 | —Workday Inc | 340,000 | $419.0M | 8.02% | |
| 215 | NUAN 2.75 11/01/31Nuance Communications Inc | 408,000 | $410.0M | 7.84% | |
| 216 | —Redwood Trust Inc | 416,000 | $398.0M | 7.61% | |
| 217 | CIENCiena Corp | 15,000 | $375.0M | 7.17% | |
| 218 | —Tyson Foods Inc | 4,786 | $325.0M | 6.22% | |
| 219 | —CBS Corp | 5,000 | $319.0M | 6.10% | |
| 220 | PFPTProofpoint Inc | 3,500 | $304.0M | 5.82% | |
| 221 | SYFSynchrony Financial | 10,000 | $298.0M | 5.70% | |
| 222 | —Synchronoss Technologies Inc | 336,000 | $286.0M | 5.47% | |
| 223 | ONON Semiconductor Corp | 20,000 | $281.0M | 5.38% | |
| 224 | —Wright Medical Group NV | 269,000 | $276.0M | 5.28% | |
| 225 | PRAAPRA Group Inc | 7,000 | $265.0M | 5.07% | |
| 226 | HLX 3.25 03/15/32Helix Energy Solutions Group I | 265,000 | $261.0M | 4.99% | |
| 227 | —Medicines Co/The | 190,000 | $247.0M | 4.73% | |
| 228 | —CalAtlantic Group Inc | 245,000 | $245.0M | 4.69% | |
| 229 | —SINA Corp/China | 230,000 | $230.0M | 4.40% | |
| 230 | INFNEURInfinera Corp | 20,000 | $213.0M | 4.08% | |
| 231 | —PDL BioPharma Inc | 235,000 | $212.0M | 4.06% | |
| 232 | —Newmont Mining Corp | 201,000 | $201.0M | 3.85% | |
| 233 | —Ctrip.com International Ltd | 134,000 | $193.0M | 3.69% | |
| 234 | —SEACOR Holdings Inc | 191,000 | $179.0M | 3.42% | |
| 235 | —Newpark Resources Inc | 202,000 | $177.0M | 3.39% | |
| 236 | —Expedia Inc | 175,000 | $165.0M | 3.16% | |
| 237 | —Forest City Realty Trust Inc | 152,000 | $158.0M | 3.02% | |
| 238 | LAB 2.75 02/01/34Fluidigm Corp | 257,000 | $144.0M | 2.76% | |
| 239 | BTOB2Gold Corp | 50,000 | $141.0M | 2.70% | |
| 240 | SPYSPDR S&P500 ETF Trust | 2,080 | $133.0M | 2.54% | Put |
| 241 | —Red Hat Inc | 200 | $129.0M | 2.47% | Call |
| 242 | MSFTMicrosoft Corp | 1,600 | $110.0M | 2.10% | |
| 243 | —Chart Industries Inc | 113,000 | $98.0M | 1.87% | |
| 244 | TGNATEGNA Inc | 6,600 | $95.0M | 1.82% | |
| 245 | —PowerShares QQQ Trust Series 1 | 435 | $90.0M | 1.72% | Put |
| 246 | NOWServiceNow Inc | 245 | $82.0M | 1.57% | Call |
| 247 | —Hornbeck Offshore Services Inc | 145,000 | $74.0M | 1.42% | |
| 248 | NBIXNeurocrine Biosciences Inc | 300 | $71.0M | 1.36% | Put |
| 249 | IPHIInphi Corp | 2,000 | $69.0M | 1.32% | |
| 250 | INTCIntel Corp | 500 | $67.0M | 1.28% | Put |
| 251 | BPBP PLC | 1,500 | $44.0M | 0.84% | Put |
| 252 | —Depomed Inc | 3,000 | $38.0M | 0.73% | Put |
| 253 | PFEPfizer Inc | 1,500 | $32.0M | 0.61% | Call |
| 254 | XLFIFinancial Select Sector SPDR F | 1,000 | $29.0M | 0.55% | Call |
| 255 | —Encore Capital Group Inc | 42,000 | $29.0M | 0.55% | |
| 256 | STTSPDR S&P500 ETF Trust | 2,000 | $26.0M | 0.50% | Call |
| 257 | —Nabors Industries Ltd | 600 | $23.0M | 0.44% | Put |
| 258 | —Twitter Inc | 1,000 | $19.0M | 0.36% | Call |
| 259 | LRCXEURLam Research Corp | 125 | $18.0M | 0.34% | |
| 260 | CXCemex SAB de CV | 300 | $17.0M | 0.33% | Call |
| 261 | —CenturyLink Inc | 300 | $16.0M | 0.31% | Put |
| 262 | —Micron Technology Inc | 6,000 | $16.0M | 0.31% | |
| 263 | —Cypress Semiconductor Corp | 500 | $16.0M | 0.31% | Call |
| 264 | ATIAllegheny Technologies Inc | 230 | $16.0M | 0.31% | Call |
| 265 | —Altaba Inc | 200 | $16.0M | 0.31% | Call |
| 266 | —LendingClub Corp | 2,000 | $15.0M | 0.29% | Call |
| 267 | —Endo International PLC | 3,000 | $15.0M | 0.29% | Call |
| 268 | —Pandora Media Inc | 1,000 | $13.0M | 0.25% | Call |
| 269 | AMDAdvanced Micro Devices Inc | 500 | $12.0M | 0.23% | Put |
| 270 | AQLTiShares Russell 2000 ETF | 600 | $11.0M | 0.21% | Put |
| 271 | —Ironwood Pharmaceuticals Inc | 8,000 | $11.0M | 0.21% | |
| 272 | —Symantec Corp | 500 | $10.0M | 0.19% | Call |
| 273 | ONON Semiconductor Corp | 2,000 | $10.0M | 0.19% | Call |
| 274 | BACBank of America Corp | 1,000 | $10.0M | 0.19% | Call |
| 275 | AAPLApple Inc | 70 | $10.0M | 0.19% | |
| 276 | ONON Semiconductor Corp | 200 | $9.0M | 0.17% | Put |
| 277 | —Western Gas Equity Partners LP | 500 | $9.0M | 0.17% | Put |
| 278 | JAH 1.125 03/15/34Newell Brands Inc | 7,000 | $9.0M | 0.17% | |
| 279 | PRAAPRA Group Inc | 800 | $8.0M | 0.15% | Put |
| 280 | —TiVo Corp | 8,000 | $8.0M | 0.15% | |
| 281 | TTWOTake-Two Interactive Software | 104 | $8.0M | 0.15% | |
| 282 | —Dillard's Inc | 250 | $7.0M | 0.13% | Put |
| 283 | LYVLive Nation Entertainment Inc | 250 | $7.0M | 0.13% | Put |
| 284 | —Knowles Corp | 6,000 | $7.0M | 0.13% | |
| 285 | MSFTMicrosoft Corp | 300 | $6.0M | 0.11% | Call |
| 286 | —Alibaba Group Holding Ltd | 50 | $6.0M | 0.11% | Call |
| 287 | XLFITechnology Select Sector SPDR | 300 | $6.0M | 0.11% | Put |
| 288 | —Immunomedics Inc | 800 | $6.0M | 0.11% | Put |
| 289 | —Helix Energy Solutions Group I | 5,000 | $5.0M | 0.10% | |
| 290 | —Inphi Corp | 200 | $5.0M | 0.10% | Put |
| 291 | USLMUnited States Steel Corp | 200 | $5.0M | 0.10% | Put |
| 292 | BSXBoston Scientific Corp | 300 | $5.0M | 0.10% | Put |
| 293 | NXSTNexstar Media Group Inc | 100 | $5.0M | 0.10% | Put |
| 294 | PANWPalo Alto Networks Inc | 300 | $5.0M | 0.10% | Call |
| 295 | —Palo Alto Networks Inc | 3,000 | $4.0M | 0.08% | |
| 296 | MUMicron Technology Inc | 100 | $3.0M | 0.06% | Put |
| 297 | PODDInsulet Corp | 150 | $3.0M | 0.06% | Put |
| 298 | —Rite Aid Corp | 1,000 | $3.0M | 0.06% | Put |
| 299 | ALAir Lease Corp | 120 | $2.0M | 0.04% | Put |
| 300 | KRKroger Co/The | 200 | $1.0M | 0.02% | Put |