ADVENT CAPITAL MANAGEMENT /DE/ Q3 2016 Filing
Filed November 22, 2016
Portfolio Value
$6.9B
Holdings
496
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (496 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | —Freeport-Mcmoran Oil&Gas | 350,000 | $359.0M | 5.19% | |
| 402 | —Synergy Pharmaceuticals Inc | 65,000 | $358.0M | 5.18% | |
| 403 | GMED 2.75 07/01/17Nuvasive Inc | 220,000 | $354.0M | 5.12% | |
| 404 | —Mentor Graphics Corp | 240,000 | $322.0M | 4.66% | |
| 405 | —Case New Holland Industr | 300,000 | $320.0M | 4.63% | |
| 406 | BMRNBiomarin Pharmaceutical Inc | 3,450 | $319.0M | 4.61% | |
| 407 | —Forest City Realty Trust | 288,000 | $314.0M | 4.54% | |
| 408 | —Hughes Satelite Systems | 270,000 | $296.0M | 4.28% | |
| 409 | —Wright Medical Group Inc | 269,000 | $276.0M | 3.99% | |
| 410 | —Alcoa Nederland Holding | 250,000 | $260.0M | 3.76% | |
| 411 | —Murphy Oil Corp | 250,000 | $259.0M | 3.74% | |
| 412 | —Alcoa Nederland Holding | 250,000 | $259.0M | 3.74% | |
| 413 | —Medicines Company | 197,000 | $255.0M | 3.69% | |
| 414 | —Targa Resources Partners | 250,000 | $251.0M | 3.63% | |
| 415 | —Genesis Energy Lp/Genesi | 250,000 | $246.0M | 3.56% | |
| 416 | —Pdl Biopharma Inc | 235,000 | $212.0M | 3.06% | |
| 417 | —Constellation Brands Inc | 175,000 | $186.0M | 2.69% | |
| 418 | CLVSEURClovis Oncology Inc | 5,000 | $180.0M | 2.60% | |
| 419 | —Seacor Holdings Inc | 191,000 | $179.0M | 2.59% | |
| 420 | —Newpark Resources Inc | 202,000 | $177.0M | 2.56% | |
| 421 | DBDeutsche Bank Ag | 1,100 | $169.0M | 2.44% | Call |
| 422 | —Homeaway Inc | 175,000 | $165.0M | 2.39% | |
| 423 | —Whiting Petroleum Corp | 250,000 | $165.0M | 2.39% | |
| 424 | —Integrated Device Technology I | 1,000 | $160.0M | 2.31% | Call |
| 425 | —Hca Inc | 150,000 | $160.0M | 2.31% | |
| 426 | PANWPalo Alto Networks Inc | 150 | $160.0M | 2.31% | Call |
| 427 | —Forest City Realty Trust | 152,000 | $158.0M | 2.28% | |
| 428 | —General Cable Corp | 10,000 | $150.0M | 2.17% | |
| 429 | LAB 2.75 02/01/34Fluidigm Corp | 257,000 | $144.0M | 2.08% | |
| 430 | —Medicines Company | 95,000 | $139.0M | 2.01% | |
| 431 | —Imperva Inc | 300 | $137.0M | 1.98% | Call |
| 432 | —Park-Ohio Industries Inc | 100,000 | $103.0M | 1.49% | |
| 433 | —Red Hat Inc | 250 | $100.0M | 1.45% | Call |
| 434 | —Chart Industries Inc | 113,000 | $98.0M | 1.42% | |
| 435 | —Stone Energy Corp | 107,000 | $90.0M | 1.30% | |
| 436 | —Fireeye Inc | 3,300 | $83.0M | 1.20% | Call |
| 437 | —Tesaro Inc | 200 | $80.0M | 1.16% | Call |
| 438 | —Hornbeck Offshore Serv | 145,000 | $74.0M | 1.07% | |
| 439 | —Restoration Hardware Holdings | 459 | $71.0M | 1.03% | Call |
| 440 | —Clearwire Comm/Finance | 62,000 | $59.0M | 0.85% | |
| 441 | MOHMolina Healthcare Inc | 300 | $57.0M | 0.82% | Put |
| 442 | DBDeutsche Bank Ag | 1,700 | $56.0M | 0.81% | Put |
| 443 | —Cypress Semiconductor Corp | 2,300 | $55.0M | 0.80% | Call |
| 444 | —Clovis Oncology Inc | 150 | $53.0M | 0.77% | Call |
| 445 | —Xilinx Inc | 400 | $52.0M | 0.75% | Call |
| 446 | AQLTIshares Russell 2000 Etf | 1,400 | $51.0M | 0.74% | Put |
| 447 | NOWServicenow Inc | 400 | $49.0M | 0.71% | Put |
| 448 | —Seadrill Ltd | 1,650 | $38.0M | 0.55% | Call |
| 449 | —Yahoo! Inc | 2,800 | $36.0M | 0.52% | Call |
| 450 | —Endo International Plc | 800 | $36.0M | 0.52% | Call |
| 451 | SPYSpdr S&P500 Etf Trust | 1,300 | $32.0M | 0.46% | Put |
| 452 | —Gnc Holdings Inc | 900 | $29.0M | 0.42% | Call |
| 453 | —Encore Capital Group Inc | 42,000 | $29.0M | 0.42% | |
| 454 | —Webmd Health Corp | 375 | $26.0M | 0.38% | Put |
| 455 | —Viacom Inc | 200 | $25.0M | 0.36% | Call |
| 456 | —Chesapeake Energy Corp | 53 | $24.0M | 0.35% | |
| 457 | HLFHerbalife Ltd | 300 | $20.0M | 0.29% | Put |
| 458 | —Comerica Inc | 200 | $20.0M | 0.29% | Put |
| 459 | —Integrated Device Technology I | 500 | $19.0M | 0.27% | Put |
| 460 | —Chesapeake Energy Corp | 1,000 | $17.0M | 0.25% | Call |
| 461 | MCHPMicrochip Technology Inc | 300 | $16.0M | 0.23% | Put |
| 462 | —Tibco Software Inc | 14,000 | $14.0M | 0.20% | |
| 463 | GILDGilead Sciences Inc | 300 | $14.0M | 0.20% | Call |
| 464 | —Celgene Corp | 300 | $12.0M | 0.17% | Put |
| 465 | USLMUnited States Steel Corp | 160 | $12.0M | 0.17% | Call |
| 466 | VALEVale Sa | 1,400 | $12.0M | 0.17% | Call |
| 467 | —General Motors Co | 400 | $11.0M | 0.16% | Put |
| 468 | —Ishares Msci Italy Capped Etf | 500 | $11.0M | 0.16% | Call |
| 469 | CXCemex Sab De Cv | 1,000 | $10.0M | 0.14% | Put |
| 470 | AQLTIshares Msci Emerging Markets | 500 | $9.0M | 0.13% | Put |
| 471 | —Petroleo Brasileiro Sa | 500 | $9.0M | 0.13% | Call |
| 472 | JAH 1.125 03/15/34Jarden Corp | 7,000 | $9.0M | 0.13% | |
| 473 | —Celgene Corp | 300 | $8.0M | 0.12% | Call |
| 474 | —Ctrip.Com International Ltd | 500 | $6.0M | 0.09% | Put |
| 475 | —Hovnanian Enterprises Inc | 2,150 | $6.0M | 0.09% | Call |
| 476 | BMRNBiomarin Pharmaceutical Inc | 103 | $6.0M | 0.09% | Call |
| 477 | —Clovis Oncology Inc | 200 | $6.0M | 0.09% | Put |
| 478 | —Red Hat Inc | 100 | $6.0M | 0.09% | Put |
| 479 | SMSm Energy Co | 200 | $6.0M | 0.09% | Put |
| 480 | —Inotek Pharmaceuticals Corp | 124 | $5.0M | 0.07% | Call |
| 481 | FCXFreeport-Mcmoran Inc | 300 | $5.0M | 0.07% | Put |
| 482 | —Synergy Pharmaceuticals Inc | 300 | $5.0M | 0.07% | Call |
| 483 | AQLTIshares Iboxx $ High Yield Cor | 500 | $4.0M | 0.06% | Put |
| 484 | —Synergy Pharmaceuticals Inc | 400 | $4.0M | 0.06% | Put |
| 485 | MELIMercadolibre Inc | 100 | $4.0M | 0.06% | Put |
| 486 | —Consol Energy Inc | 200 | $4.0M | 0.06% | Put |
| 487 | —Ally Financial Inc | 300 | $4.0M | 0.06% | Put |
| 488 | —NXP Semiconductors Nv | 200 | $3.0M | 0.04% | Put |
| 489 | —Finisar Corp | 400 | $3.0M | 0.04% | Put |
| 490 | —Marvell Technology Group Ltd | 300 | $3.0M | 0.04% | Put |
| 491 | —Viacom Inc | 100 | $2.0M | 0.03% | Put |
| 492 | —General Cable Corp | 100 | $2.0M | 0.03% | Put |
| 493 | GILDGilead Sciences Inc | 100 | $2.0M | 0.03% | Put |
| 494 | —Vimpelcom Ltd | 175 | $1.0M | 0.01% | Put |
| 495 | —Sino-Forest Corp | 265,000 | $1.0M | 0.01% | |
| 496 | —Sandridge Energy Inc | 400 | $0 | 0.00% |
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