Advisors Asset Management, Inc. Q2 2021 Filing

Filed July 30, 2021

Portfolio Value

$6.8B

Holdings

1,401

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (1,401 positions)

#	Stock	Shares	Value	% Portfolio
1001	TEAMATLASSIAN CORP PLC	1,945	$500K	0.01%
1002	CNRCANADIAN NATL RY CO	4,715	$498K	0.01%
1003	UBSUBS GROUP AG	32,426	$497K	0.01%
1004	PAHCPHIBRO ANIMAL HEALTH CORP	17,173	$496K	0.01%
1005	COFCAPITAL ONE FINL CORP	3,199	$495K	0.01%
1006	VLTINVESCO HIGH INCOME TR II	33,073	$494K	0.01%
1007	OXSQOXFORD SQUARE CAP CORP	100,144	$492K	0.01%
1008	NFGNATIONAL FUEL GAS CO	9,379	$490K	0.01%
1009	JCIJOHNSON CTLS INTL PLC	7,125	$489K	0.01%
1010	MFCMANULIFE FINL CORP	24,643	$485K	0.01%
1011	HUBSHUBSPOT INC	827	$482K	0.01%
1012	NWPXNORTHWEST PIPE CO	16,912	$478K	0.01%
1013	IHYVANECK VECTORS ETF TR	18,539	$478K	0.01%
1014	HPPHUDSON PAC PPTYS INC	17,123	$476K	0.01%
1015	FAFFIRST AMERN FINL CORP	7,603	$474K	0.01%
1016	TIPISHARES TR	3,682	$471K	0.01%
1017	—TURNING POINT THERAPEUTICS I	6,031	$471K	0.01%
1018	ANGLVANECK VECTORS ETF TR	14,274	$470K	0.01%
1019	VEEVVEEVA SYS INC	1,513	$470K	0.01%
1020	PKPARK HOTELS & RESORTS INC	22,781	$470K	0.01%
1021	WPMWHEATON PRECIOUS METALS CORP	10,633	$469K	0.01%
1022	THQTEKLA HEALTHCARE OPPORTUNITI	20,285	$469K	0.01%
1023	MKTXMARKETAXESS HLDGS INC	1,007	$467K	0.01%
1024	VWOBVANGUARD WHITEHALL FDS	5,845	$467K	0.01%
1025	WIPSPDR SER TR	8,277	$467K	0.01%
1026	PJXPETROLEO BRASILEIRO SA PETRO	39,507	$467K	0.01%
1027	—GASLOG PARTNERS LP	126,491	$467K	0.01%
1028	AYXEURALTERYX INC	5,417	$466K	0.01%
1029	POOLPOOL CORP	1,006	$461K	0.01%
1030	GHYGISHARES INC	9,019	$459K	0.01%
1031	PTCTPTC THERAPEUTICS INC	10,860	$459K	0.01%
1032	WHRWHIRLPOOL CORP	2,100	$458K	0.01%
1033	OLLIOLLIES BARGAIN OUTLET HLDGS	5,392	$454K	0.01%
1034	MCXMCCORMICK & CO INC	5,127	$453K	0.01%
1035	TRPTC ENERGY CORP	9,118	$452K	0.01%
1036	HYIWESTERN ASSET HIGH YIELD DEF	28,777	$452K	0.01%
1037	AKXANSYS INC	1,300	$451K	0.01%
1038	PLTRPALANTIR TECHNOLOGIES INC	17,117	$451K	0.01%
1039	SCHPSCHWAB STRATEGIC TR	7,203	$450K	0.01%
1040	KELKELLOGG CO	6,979	$449K	0.01%
1041	DDOGDATADOG INC	4,309	$448K	0.01%
1042	MPTMEDICAL PPTYS TRUST INC	22,174	$446K	0.01%
1043	SPIPSPDR SER TR	14,291	$445K	0.01%
1044	BUDANHEUSER BUSCH INBEV SA/NV	6,166	$444K	0.01%
1045	UTHUNITED THERAPEUTICS CORP DEL	2,472	$444K	0.01%
1046	OFSOFS CAP CORP	44,466	$443K	0.01%
1047	SPLBSPDR SER TR	13,914	$442K	0.01%
1048	LTPZPIMCO ETF TR	5,110	$442K	0.01%
1049	VMWEURVMWARE INC	2,744	$439K	0.01%
1050	VCLTVANGUARD SCOTTSDALE FDS	4,101	$439K	0.01%
1051	MDBMONGODB INC	1,213	$439K	0.01%
1052	IGLBISHARES TR	6,239	$438K	0.01%
1053	CNCCENTENE CORP DEL	5,988	$437K	0.01%
1054	CMBSISHARES TR	8,023	$436K	0.01%
1055	FIXDFIRST TR EXCHNG TRADED FD VI	8,111	$435K	0.01%
1056	TXTERNIUM SA	11,170	$430K	0.01%
1057	HESMHESS MIDSTREAM LP	16,957	$428K	0.01%
1058	ACGLARCH CAP GROUP LTD	10,913	$425K	0.01%
1059	CNKCINEMARK HLDGS INC	19,314	$424K	0.01%
1060	NTLAINTELLIA THERAPEUTICS INC	2,614	$423K	0.01%
1061	BWXTBWX TECHNOLOGIES INC	7,275	$423K	0.01%
1062	NAVINAVIENT CORPORATION	21,466	$415K	0.01%
1063	ESEESCO TECHNOLOGIES INC	4,409	$414K	0.01%
1064	PAGPENSKE AUTOMOTIVE GRP INC	5,461	$412K	0.01%
1065	KRCKILROY RLTY CORP	5,873	$409K	0.01%
1066	BNDXVANGUARD CHARLOTTE FDS	7,153	$408K	0.01%
1067	SMFGSUMITOMO MITSUI FINL GROUP I	58,291	$402K	0.01%
1068	SRLNSSGA ACTIVE ETF TR	8,676	$402K	0.01%
1069	FSLYFASTLY INC	6,716	$400K	0.01%
1070	LNGCHENIERE ENERGY INC	4,590	$398K	0.01%
1071	IQVIQVIA HLDGS INC	1,641	$398K	0.01%
1072	ORIOLD REP INTL CORP	15,856	$395K	0.01%
1073	AERAERCAP HOLDINGS NV	7,626	$391K	0.01%
1074	SNOWSNOWFLAKE INC	1,607	$389K	0.01%
1075	CTSHCOGNIZANT TECHNOLOGY SOLUTIO	5,555	$385K	0.01%
1076	DXCDXC TECHNOLOGY CO	9,891	$385K	0.01%
1077	MSCIMSCI INC	721	$384K	0.01%
1078	ARCTARCTURUS THERAPEUTICS HLDGS	11,312	$383K	0.01%
1079	—NUVEEN SELECT TAX FREE INCOM	20,455	$382K	0.01%
1080	SLBSCHLUMBERGER LTD	11,926	$382K	0.01%
1081	TEXTEREX CORP NEW	7,998	$381K	0.01%
1082	ASTEASTEC INDS INC	6,055	$381K	0.01%
1083	MAXREURMAXAR TECHNOLOGIES INC	9,530	$380K	0.01%
1084	0VVBVIACOMCBS INC	8,220	$372K	0.01%
1085	HEHAWAIIAN ELEC INDUSTRIES	8,808	$372K	0.01%
1086	BKRBAKER HUGHES COMPANY	16,131	$369K	0.01%
1087	HOLXHOLOGIC INC	5,484	$366K	0.01%
1088	KRKROGER CO	9,526	$365K	0.01%
1089	ONCBEIGENE LTD	1,055	$362K	0.01%
1090	ARMKARAMARK	9,715	$362K	0.01%
1091	WORKSLACK TECHNOLOGIES INC	8,135	$360K	0.01%
1092	BUIBLACKROCK UTILS INFRASTRUCTU	13,966	$360K	0.01%
1093	MPCMARATHON PETE CORP	5,956	$360K	0.01%
1094	IAGGISHARES TR	6,496	$358K	0.01%
1095	IQIINVESCO QUALITY MUN INCOME T	26,412	$357K	0.01%
1096	UAUNDER ARMOUR INC	19,018	$353K	0.01%
1097	RMIRIVERNORTH OPPORTUNISTIC MUN	15,227	$353K	0.01%
1098	HYLSFIRST TR EXCHANGE-TRADED FD	7,262	$352K	0.01%
1099	AMHAMERICAN HOMES 4 RENT	9,056	$352K	0.01%
1100	NDMONUVEEN DYNAMIC MUN OPPORTUNI	20,840	$352K	0.01%

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