Advisors Asset Management, Inc. Q3 2016 Filing
Filed October 31, 2016
Portfolio Value
$6.1B
Holdings
1,837
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (1,837 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | XFRAXBLACKROCK FLOAT RATE OME STR | 424,449 | $5.9B | 96.49% | |
| 302 | GAINGLADSTONE INVT CORP | 658,627 | $5.9B | 96.03% | |
| 303 | EVFEATON VANCE SR INCOME TR | 905,588 | $5.8B | 95.65% | |
| 304 | JCENUVEEN CORE EQUITY ALPHA FUN | 421,535 | $5.8B | 94.93% | |
| 305 | OTTROTTER TAIL CORP | 167,208 | $5.8B | 94.86% | |
| 306 | MOSMOSAIC CO NEW | 235,446 | $5.8B | 94.45% | |
| 307 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 690,118 | $5.7B | 93.72% | |
| 308 | ETXEATON VANCE MUN INCOME 2028 | 269,685 | $5.7B | 93.68% | |
| 309 | DNREURDENBURY RES INC | 1,762,400 | $5.7B | 93.37% | |
| 310 | —ALPINE GLOBAL PREMIER PPTYS | 1,021,867 | $5.7B | 93.01% | |
| 311 | CTSHCOGNIZANT TECHNOLOGY SOLUTIO | 118,487 | $5.7B | 92.72% | |
| 312 | —NUVEEN CA DIV ADVANTG MUN FD | 342,368 | $5.6B | 92.37% | |
| 313 | NTESNETEASE INC | 23,317 | $5.6B | 92.08% | |
| 314 | ECLECOLAB INC | 46,009 | $5.6B | 91.85% | |
| 315 | —PRUDENTIAL SHT DURATION HG Y | 347,873 | $5.6B | 91.22% | |
| 316 | ETWEATON VANCE TXMGD GL BUYWR O | 504,224 | $5.6B | 91.06% | |
| 317 | GLVCLOUGH GLOBAL DIVND AND INC | 456,314 | $5.5B | 90.78% | |
| 318 | ORLYO REILLY AUTOMOTIVE INC NEW | 19,752 | $5.5B | 90.75% | |
| 319 | VLOVALERO ENERGY CORP NEW | 104,360 | $5.5B | 90.71% | |
| 320 | GOOGALPHABET INC | 7,069 | $5.5B | 90.12% | |
| 321 | RDS/AROYAL DUTCH SHELL PLC | 109,712 | $5.5B | 90.09% | |
| 322 | T7DTRANSDIGM GROUP INC | 18,930 | $5.5B | 89.76% | |
| 323 | MUCBLACKROCK MUNIHLDNGS CALI QL | 341,127 | $5.5B | 89.75% | |
| 324 | EOSEATON VANCE ENH EQTY INC FD | 397,082 | $5.5B | 89.62% | |
| 325 | SONSONOCO PRODS CO | 103,368 | $5.5B | 89.57% | |
| 326 | EPDENTERPRISE PRODS PARTNERS L | 195,979 | $5.4B | 88.81% | |
| 327 | MMDMAINSTAY DEFINEDTERM MN OPP | 266,194 | $5.4B | 88.80% | |
| 328 | CXHMFS INVT GRADE MUN TR | 519,973 | $5.4B | 88.61% | |
| 329 | ADBEADOBE SYS INC | 49,567 | $5.4B | 88.24% | |
| 330 | TDTORONTO DOMINION BK ONT | 120,536 | $5.4B | 87.78% | |
| 331 | VGMINVESCO TR INVT GRADE MUNS | 379,317 | $5.3B | 87.71% | |
| 332 | VENVENTAS INC | 74,940 | $5.3B | 86.81% | |
| 333 | —EATON VANCE MUN BD FD II | 391,882 | $5.3B | 86.76% | |
| 334 | —CANTEL MEDICAL CORP | 67,618 | $5.3B | 86.48% | |
| 335 | ETJEATON VANCE RISK MNGD DIV EQ | 557,007 | $5.3B | 86.15% | |
| 336 | HASHASBRO INC | 66,112 | $5.2B | 86.02% | |
| 337 | —BLACKROCK MUNIYIELD CALI QLT | 320,961 | $5.2B | 85.74% | |
| 338 | BLWBLACKROCK LTD DURATION INC T | 336,538 | $5.2B | 85.66% | |
| 339 | NOVEURNATIONAL OILWELL VARCO INC | 142,102 | $5.2B | 85.63% | |
| 340 | —SOLAR SR CAP LTD | 320,678 | $5.2B | 85.25% | |
| 341 | DHRDANAHER CORP DEL | 66,241 | $5.2B | 85.17% | |
| 342 | NOCNORTHROP GRUMMAN CORP | 24,123 | $5.2B | 84.65% | |
| 343 | AXPAMERICAN EXPRESS CO | 80,249 | $5.1B | 84.29% | |
| 344 | TROWPRICE T ROWE GROUP INC | 77,037 | $5.1B | 84.02% | |
| 345 | PPTPUTMAN HIGH INCOME SEC FUND | 636,269 | $5.1B | 83.69% | |
| 346 | OFSOFS CAP CORP | 389,854 | $5.1B | 83.32% | |
| 347 | GILDGILEAD SCIENCES INC | 63,873 | $5.1B | 82.89% | |
| 348 | AVKADVENT CLAYMORE CV SECS & IN | 343,332 | $5.0B | 82.10% | |
| 349 | —ALLIANZGI CONV & INCOME FD I | 836,568 | $5.0B | 81.37% | |
| 350 | VGIVIRTUS GLOBAL MULTI-SEC INC | 310,733 | $4.9B | 80.99% | |
| 351 | GBDCGOLUB CAP BDC INC | 265,566 | $4.9B | 80.89% | |
| 352 | BBTUSDBB&T CORP | 130,460 | $4.9B | 80.71% | |
| 353 | HRLHORMEL FOODS CORP | 129,707 | $4.9B | 80.69% | |
| 354 | BSTBLACKROCK SCIENCE & TECH TR | 263,227 | $4.9B | 80.43% | |
| 355 | NHINATIONAL HEALTH INVS INC | 62,006 | $4.9B | 79.81% | |
| 356 | HRSEURHARRIS CORP DEL | 52,964 | $4.9B | 79.58% | |
| 357 | AMTAMERICAN TOWER CORP NEW | 42,739 | $4.8B | 79.45% | |
| 358 | CMICUMMINS INC | 37,706 | $4.8B | 79.25% | |
| 359 | PNCPNC FINL SVCS GROUP INC | 53,626 | $4.8B | 79.23% | |
| 360 | BGXBLACKSTONE GSO LNG SHRT CR I | 310,503 | $4.8B | 79.14% | |
| 361 | —TIME INC NEW | 332,701 | $4.8B | 79.02% | |
| 362 | —DOW CHEM CO | 92,610 | $4.8B | 78.73% | |
| 363 | BMYBRISTOL MYERS SQUIBB CO | 88,952 | $4.8B | 78.66% | |
| 364 | —CUSHING RENAISSANCE FD | 288,843 | $4.8B | 78.32% | |
| 365 | ICEINTERCONTINENTAL EXCHANGE IN | 17,655 | $4.8B | 78.00% | |
| 366 | MPCMARATHON PETE CORP | 116,686 | $4.7B | 77.68% | |
| 367 | PBFPBF ENERGY INC | 208,466 | $4.7B | 77.41% | |
| 368 | CFCF INDS HLDGS INC | 193,008 | $4.7B | 77.09% | |
| 369 | PRKSSEAWORLD ENTMT INC | 347,245 | $4.7B | 76.77% | |
| 370 | NYCBEURNEW YORK CMNTY BANCORP INC | 328,475 | $4.7B | 76.66% | |
| 371 | —TORTOISE PIPELINE & ENERGY F | 220,455 | $4.7B | 76.58% | |
| 372 | —BROOKFIELD TOTAL RETURN FD I | 207,043 | $4.6B | 76.13% | |
| 373 | —LINEAR TECHNOLOGY CORP | 78,077 | $4.6B | 75.92% | |
| 374 | —TESORO LOGISTICS LP | 95,366 | $4.6B | 75.77% | |
| 375 | NMLNEUBERGER BERMAN MLP INCOME | 496,973 | $4.6B | 75.64% | |
| 376 | ADMARCHER DANIELS MIDLAND CO | 109,110 | $4.6B | 75.46% | |
| 377 | RMERESMED INC | 70,976 | $4.6B | 75.43% | |
| 378 | BCRUSDBARD C R INC | 20,504 | $4.6B | 75.43% | |
| 379 | CBCHUBB LIMITED | 36,585 | $4.6B | 75.40% | |
| 380 | XRAYDENTSPLY SIRONA INC | 76,846 | $4.6B | 74.90% | |
| 381 | UGIUGI CORP NEW | 100,239 | $4.5B | 74.38% | |
| 382 | PG4PRINCIPAL FINL GROUP INC | 87,952 | $4.5B | 74.30% | |
| 383 | MXIMMAXIM INTEGRATED PRODS INC | 112,949 | $4.5B | 73.97% | |
| 384 | HPHELMERICH & PAYNE INC | 66,574 | $4.5B | 73.48% | |
| 385 | SYKSTRYKER CORP | 38,456 | $4.5B | 73.43% | |
| 386 | FISVFISERV INC | 44,991 | $4.5B | 73.39% | |
| 387 | —APOLLO INVT CORP | 768,126 | $4.5B | 73.07% | |
| 388 | —NUVEEN TX ADV TOTAL RET STRG | 370,404 | $4.5B | 73.02% | |
| 389 | —PAREXEL INTL CORP | 63,874 | $4.4B | 72.76% | |
| 390 | ABJAABB LTD | 196,119 | $4.4B | 72.41% | |
| 391 | NACNUVEEN CA DIVIDEND ADV MUN F | 266,749 | $4.4B | 71.89% | |
| 392 | AZNASTRAZENECA PLC | 132,879 | $4.4B | 71.61% | |
| 393 | NUENUCOR CORP | 88,073 | $4.4B | 71.43% | |
| 394 | MTNVAIL RESORTS INC | 27,674 | $4.3B | 71.20% | |
| 395 | MDMEDNAX INC | 65,470 | $4.3B | 71.13% | |
| 396 | MTDMETTLER TOLEDO INTERNATIONAL | 10,310 | $4.3B | 70.98% | |
| 397 | —BUCKEYE PARTNERS L P | 60,349 | $4.3B | 70.87% | |
| 398 | —ROCKWELL COLLINS INC | 51,009 | $4.3B | 70.56% | |
| 399 | NYMTEURNEW YORK MTG TR INC | 714,509 | $4.3B | 70.54% | |
| 400 | —WESTERN ASSET EMRG MKT INCM | 373,241 | $4.3B | 70.46% |