Advisors Asset Management, Inc. Q3 2016 Filing
Filed October 31, 2016
Portfolio Value
$6.1B
Holdings
1,837
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (1,837 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | AVPUSDAVON PRODS INC | 1,632,910 | $9.2B | 151.58% | |
| 202 | MMM3M CO | 52,192 | $9.2B | 150.86% | |
| 203 | —WILLIAMS PARTNERS L P NEW | 247,324 | $9.2B | 150.86% | |
| 204 | BMTABRITISH AMERN TOB PLC | 72,016 | $9.2B | 150.78% | |
| 205 | NINISOURCE INC | 370,990 | $8.9B | 146.71% | |
| 206 | GPCGENUINE PARTS CO | 88,965 | $8.9B | 146.58% | |
| 207 | WMTWAL-MART STORES INC | 123,795 | $8.9B | 146.43% | |
| 208 | RTN1USDRAYTHEON CO | 65,534 | $8.9B | 146.31% | |
| 209 | BDXBECTON DICKINSON & CO | 49,464 | $8.9B | 145.81% | |
| 210 | —LEXMARK INTL INC | 219,941 | $8.8B | 144.15% | |
| 211 | SPGSIMON PPTY GROUP INC NEW | 42,068 | $8.7B | 142.82% | |
| 212 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 589,392 | $8.6B | 141.13% | |
| 213 | HFCUSDHOLLYFRONTIER CORP | 350,340 | $8.6B | 140.77% | |
| 214 | KYNKAYNE ANDERSON MDSTM ENERGY | 541,079 | $8.6B | 140.29% | |
| 215 | PXGBXPRAXAIR INC | 69,989 | $8.5B | 138.70% | |
| 216 | —TORTOISE MLP FD INC | 422,822 | $8.5B | 138.62% | |
| 217 | —BLACKROCK DEBT STRAT FD INC | 2,311,247 | $8.4B | 138.36% | |
| 218 | XFEBFIRST TR MLP & ENERGY INCOME | 509,259 | $8.4B | 138.31% | |
| 219 | MAMASTERCARD INCORPORATED | 82,782 | $8.4B | 138.18% | |
| 220 | —CM FIN INC | 924,042 | $8.4B | 137.92% | |
| 221 | BKNGPRICELINE GRP INC | 5,691 | $8.4B | 137.34% | |
| 222 | DYHTARGET CORP | 121,892 | $8.4B | 137.31% | |
| 223 | JCIJOHNSON CTLS INTL PLC | 179,329 | $8.3B | 136.85% | |
| 224 | SCMSTELLUS CAP INVT CORP | 760,557 | $8.3B | 135.83% | |
| 225 | UPSUNITED PARCEL SERVICE INC | 75,505 | $8.3B | 135.42% | |
| 226 | IGRCBRE CLARION GLOBAL REAL EST | 982,096 | $8.3B | 135.31% | |
| 227 | GSGOLDMAN SACHS GROUP INC | 50,903 | $8.2B | 134.64% | |
| 228 | ETENERGY TRANSFER PRTNRS L P | 221,003 | $8.2B | 134.11% | |
| 229 | WECWEC ENERGY GROUP INC | 136,314 | $8.2B | 133.87% | |
| 230 | CLSCA INC | 243,609 | $8.1B | 132.18% | |
| 231 | JRINUVEEN REAL ASSET INC & GROW | 464,492 | $8.0B | 131.34% | |
| 232 | AVGOBROADCOM LTD | 46,325 | $8.0B | 131.08% | |
| 233 | WBAWALGREENS BOOTS ALLIANCE INC | 98,669 | $8.0B | 130.47% | |
| 234 | JWNUSDNORDSTROM INC | 152,971 | $7.9B | 130.16% | |
| 235 | DIAXNUVEEN DOW 30 DYN OVERWRITE | 548,817 | $7.9B | 129.80% | |
| 236 | HONHONEYWELL INTL INC | 67,326 | $7.8B | 128.75% | |
| 237 | GSKGLAXOSMITHKLINE PLC | 180,472 | $7.8B | 127.67% | |
| 238 | IGAVOYA GLBL ADV & PREM OPP FD | 765,257 | $7.7B | 127.01% | |
| 239 | MAAMID-AMER APT CMNTYS INC | 81,711 | $7.7B | 125.96% | |
| 240 | —THL CR INC | 803,091 | $7.7B | 125.52% | |
| 241 | FDUSFIDUS INVT CORP | 482,582 | $7.6B | 124.66% | |
| 242 | EPREPR PPTYS | 96,416 | $7.6B | 124.52% | |
| 243 | —FIFTH STR SR FLOATNG RATE CO | 874,745 | $7.5B | 122.81% | |
| 244 | OGM1COGENT COMMUNICATIONS HLDGS | 201,449 | $7.4B | 121.61% | |
| 245 | —FST TR NEW OPPORT MLP & ENE | 541,075 | $7.4B | 121.22% | |
| 246 | SIXEURSIX FLAGS ENTMT CORP NEW | 136,457 | $7.3B | 119.97% | |
| 247 | —PRUDENTIAL GLB SHT DUR HG YL | 484,131 | $7.3B | 119.97% | |
| 248 | XXHYBXXNEW AMER HIGH INCOME FD INC | 793,872 | $7.3B | 119.92% | |
| 249 | QUADQUAD / GRAPHICS INC | 273,022 | $7.3B | 119.65% | |
| 250 | TWOTWO HBRS INVT CORP | 854,400 | $7.3B | 119.53% | |
| 251 | —ALLIANCE CALIF MUN INCOME FD | 469,643 | $7.2B | 118.69% | |
| 252 | BKFIDREYFUS MUN BD INFRSTRCTR FD | 515,038 | $7.2B | 118.51% | |
| 253 | GDGENERAL DYNAMICS CORP | 46,498 | $7.2B | 118.33% | |
| 254 | BTABLACKROCK LONG-TERM MUNI ADV | 566,659 | $7.2B | 117.48% | |
| 255 | AFLAFLAC INC | 99,652 | $7.2B | 117.46% | |
| 256 | IQIINVESCO QUALITY MUNI INC TRS | 518,555 | $7.2B | 117.37% | |
| 257 | DPGDUFF & PHELPS GLB UTL INC FD | 416,301 | $7.1B | 116.61% | |
| 258 | PMMPUTNAM MANAGED MUN INCOM TR | 890,239 | $7.1B | 116.37% | |
| 259 | VKQINVESCO MUN TR | 514,367 | $7.1B | 116.33% | |
| 260 | XNCMXNUVEEN CAL AMT-FREE MUN INC | 425,309 | $7.1B | 115.94% | |
| 261 | —SEMGROUP CORP | 199,556 | $7.1B | 115.73% | |
| 262 | VCVINVESCO CALIF VALUE MUN INC | 505,323 | $7.0B | 114.36% | |
| 263 | DUKDUKE ENERGY CORP NEW | 87,124 | $7.0B | 114.36% | |
| 264 | EIMEATON VANCE MUN BD FD | 509,762 | $6.9B | 113.87% | |
| 265 | EMOCLEARBRIDGE ENERGY MLP FD IN | 423,908 | $6.9B | 113.18% | |
| 266 | GEGGEO GROUP INC NEW | 287,015 | $6.8B | 111.94% | |
| 267 | —TORTOISE ENERGY INDEPENDENC | 426,403 | $6.8B | 111.41% | |
| 268 | PSAPUBLIC STORAGE | 30,421 | $6.8B | 111.33% | |
| 269 | XEVMXEATON VANCE CALIF MUN BD FD | 498,629 | $6.8B | 110.89% | |
| 270 | —TCP CAP CORP | 411,336 | $6.7B | 110.51% | |
| 271 | IAEVOYA ASIA PAC DIVID EQUITY I | 684,279 | $6.7B | 110.43% | |
| 272 | SLRCSOLAR CAP LTD | 326,948 | $6.7B | 110.03% | |
| 273 | CLXCLOROX CO DEL | 53,503 | $6.7B | 109.85% | |
| 274 | HRZNHORIZON TECHNOLOGY FIN CORP | 493,040 | $6.7B | 109.66% | |
| 275 | —NUVEEN CA DIV ADV MUNI FD 3 | 432,767 | $6.6B | 109.02% | |
| 276 | CELGCELGENE CORP | 63,338 | $6.6B | 108.59% | |
| 277 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 92,274 | $6.5B | 107.05% | |
| 278 | DDOMINION RES INC VA NEW | 87,712 | $6.5B | 106.84% | |
| 279 | —VOYA RISK MANAGED NAT RES FD | 951,547 | $6.5B | 106.75% | |
| 280 | XPHDXPIONEER FLOATING RATE TR | 550,299 | $6.5B | 106.51% | |
| 281 | HSYHERSHEY CO | 67,352 | $6.4B | 105.61% | |
| 282 | PMOPUTNAM MUN OPPORTUNITIES TR | 481,963 | $6.4B | 105.44% | |
| 283 | FSICUSDFS INVT CORP | 676,183 | $6.4B | 105.02% | |
| 284 | XSSPXNUVEEN S&P 500 DYN OVERWRITE | 464,731 | $6.4B | 104.88% | |
| 285 | BUIBLACKROCK UTIL & INFRASTRCTU | 324,673 | $6.4B | 104.59% | |
| 286 | NMFCNEW MTN FIN CORP | 449,512 | $6.2B | 101.44% | |
| 287 | TLIWESTERN ASSET CORPORATE LN F | 576,615 | $6.2B | 101.19% | |
| 288 | PSECPROSPECT CAPITAL CORPORATION | 757,797 | $6.1B | 100.67% | |
| 289 | PYPLPAYPAL HLDGS INC | 149,575 | $6.1B | 100.51% | |
| 290 | VEMYSTONE HBR EMERG MKTS TL INC | 415,487 | $6.1B | 100.44% | |
| 291 | TFXTELEFLEX INC | 36,175 | $6.1B | 99.70% | |
| 292 | EBAEBAY INC | 183,959 | $6.1B | 99.26% | |
| 293 | CBRLCRACKER BARREL OLD CTRY STOR | 45,647 | $6.0B | 98.98% | |
| 294 | —AMERICAN CAP SR FLOATING LTD | 546,938 | $6.0B | 98.95% | |
| 295 | —FIDUCIARY CLAYMORE MLP OPP F | 382,273 | $6.0B | 98.93% | |
| 296 | EXGEATON VANCE TAX ADVT DIV INC | 299,293 | $6.0B | 98.91% | |
| 297 | OMCOMNICOM GROUP INC | 70,957 | $6.0B | 98.91% | |
| 298 | BIIBBIOGEN INC | 19,140 | $6.0B | 98.26% | |
| 299 | TTENTOTAL S A | 124,595 | $5.9B | 97.47% | |
| 300 | ADIANALOG DEVICES INC | 91,955 | $5.9B | 97.19% |