Advisors Asset Management, Inc. Q3 2017 Filing
Filed November 7, 2017
Portfolio Value
$6.0B
Holdings
1,513
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (1,513 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | ETWEATON VANCE TXMGD GL BUYWR O | 466,843 | $5.5B | 92.58% | |
| 302 | —BLACKROCK MUNIYIELD CALI QLT | 354,209 | $5.5B | 91.61% | |
| 303 | OFSOFS CAP CORP | 415,125 | $5.5B | 91.58% | |
| 304 | —DSW INC | 254,040 | $5.5B | 91.41% | |
| 305 | HRLHORMEL FOODS CORP | 167,841 | $5.4B | 90.36% | |
| 306 | NMFCNEW MTN FIN CORP | 377,626 | $5.4B | 90.14% | |
| 307 | EMEEMCOR GROUP INC | 77,177 | $5.4B | 89.70% | |
| 308 | SUSUNCOR ENERGY INC NEW | 152,106 | $5.3B | 89.25% | |
| 309 | TFXTELEFLEX INC | 21,883 | $5.3B | 88.70% | |
| 310 | —ALCENTRA CAP CORP | 492,500 | $5.3B | 88.36% | |
| 311 | PPTPUTMAN HIGH INCOME SEC FUND | 590,694 | $5.3B | 88.36% | |
| 312 | XEFRXEATON VANCE SR FLTNG RTE TR | 350,605 | $5.2B | 87.74% | |
| 313 | PHPARKER HANNIFIN CORP | 29,908 | $5.2B | 87.67% | |
| 314 | ICEINTERCONTINENTAL EXCHANGE IN | 76,117 | $5.2B | 87.59% | |
| 315 | PWRQUANTA SVCS INC | 139,554 | $5.2B | 87.36% | |
| 316 | RHT1EURRED HAT INC | 46,776 | $5.2B | 86.87% | |
| 317 | —NUVEEN SHT DUR CR OPP FD | 297,012 | $5.2B | 86.47% | |
| 318 | —NUVEEN DIVERSIFIED DIV INCM | 398,876 | $5.1B | 85.93% | |
| 319 | ESLTELBIT SYS LTD | 34,857 | $5.1B | 85.88% | |
| 320 | NEANUVEEN SR INCOME FD | 765,391 | $5.1B | 85.77% | |
| 321 | ASGLIBERTY ALL-STAR GROWTH FD I | 975,624 | $5.1B | 85.48% | |
| 322 | MMDMAINSTAY DEFINEDTERM MN OPP | 253,810 | $5.1B | 85.33% | |
| 323 | —DR PEPPER SNAPPLE GROUP INC | 57,371 | $5.1B | 85.03% | |
| 324 | TDYTELEDYNE TECHNOLOGIES INC | 31,697 | $5.0B | 84.53% | |
| 325 | XJQCXNUVEEN CR STRATEGIES INCM FD | 594,229 | $5.0B | 84.51% | |
| 326 | PFLTPENNANTPARK FLOATING RATE CA | 348,288 | $5.0B | 84.48% | |
| 327 | BTABLACKROCK LONG-TERM MUNI ADV | 415,561 | $5.0B | 84.29% | |
| 328 | BBYBEST BUY INC | 87,111 | $5.0B | 83.12% | |
| 329 | ADCAGREE REALTY CORP | 101,103 | $5.0B | 83.12% | |
| 330 | PG4PRINCIPAL FINL GROUP INC | 77,055 | $5.0B | 83.05% | |
| 331 | EXPEAGLE MATERIALS INC | 46,456 | $5.0B | 83.03% | |
| 332 | OMCOMNICOM GROUP INC | 66,914 | $5.0B | 83.02% | |
| 333 | AFBALLIANCEBERNSTEIN NATL MUNI | 354,226 | $4.9B | 82.83% | |
| 334 | FTFRANKLIN UNVL TR | 678,673 | $4.9B | 82.65% | |
| 335 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 355,769 | $4.9B | 82.53% | |
| 336 | FANGDIAMONDBACK ENERGY INC | 49,915 | $4.9B | 81.91% | |
| 337 | IQIINVESCO QUALITY MUNI INC TRS | 381,352 | $4.9B | 81.76% | |
| 338 | VGMINVESCO TR INVT GRADE MUNS | 363,281 | $4.9B | 81.54% | |
| 339 | TMUST MOBILE US INC | 78,739 | $4.9B | 81.33% | |
| 340 | EOIEATON VANCE ENHANCED EQ INC | 346,133 | $4.9B | 81.29% | |
| 341 | EIMEATON VANCE MUN BD FD | 380,362 | $4.8B | 80.79% | |
| 342 | JECUSDJACOBS ENGR GROUP INC DEL | 82,647 | $4.8B | 80.67% | |
| 343 | —CM FIN INC | 514,314 | $4.8B | 80.56% | |
| 344 | —FRONTIER COMMUNICATIONS CORP | 407,714 | $4.8B | 80.52% | |
| 345 | —EATON VANCE MUN BD FD II | 382,564 | $4.8B | 80.42% | |
| 346 | IVREURINVESCO MORTGAGE CAPITAL INC | 279,876 | $4.8B | 80.30% | |
| 347 | ACMAECOM | 130,242 | $4.8B | 80.30% | |
| 348 | DISDISNEY WALT CO | 48,502 | $4.8B | 80.09% | |
| 349 | CEVEATON VANCE CA MUNI INCOME T | 379,843 | $4.7B | 79.40% | |
| 350 | SPGIS&P GLOBAL INC | 30,288 | $4.7B | 79.30% | |
| 351 | XRNPXCOHEN & STEERS REIT & PFD IN | 222,691 | $4.7B | 79.08% | |
| 352 | CAHCARDINAL HEALTH INC | 70,547 | $4.7B | 79.08% | |
| 353 | BGTBLACKROCK FLOATING RATE INCO | 334,473 | $4.7B | 79.05% | |
| 354 | GBDCGOLUB CAP BDC INC | 250,433 | $4.7B | 78.95% | |
| 355 | DSUBLACKROCK DEBT STRAT FD INC | 402,561 | $4.7B | 78.70% | |
| 356 | RIORIO TINTO PLC | 99,526 | $4.7B | 78.68% | |
| 357 | DIAXNUVEEN DOW 30 DYN OVERWRITE | 274,159 | $4.7B | 77.89% | |
| 358 | CXHMFS INVT GRADE MUN TR | 464,757 | $4.6B | 77.78% | |
| 359 | THOTHOR INDS INC | 36,494 | $4.6B | 76.97% | |
| 360 | TROWPRICE T ROWE GROUP INC | 50,650 | $4.6B | 76.90% | |
| 361 | XEVMXEATON VANCE CALIF MUN BD FD | 381,110 | $4.6B | 76.87% | |
| 362 | ECFELLSWORTH GROWTH & INCOME FD | 491,660 | $4.6B | 76.27% | |
| 363 | CERNCHFCERNER CORP | 62,759 | $4.5B | 74.98% | |
| 364 | BCVBANCROFT FUND LTD | 203,460 | $4.5B | 74.61% | |
| 365 | SIXEURSIX FLAGS ENTMT CORP NEW | 72,923 | $4.4B | 74.44% | |
| 366 | ETGEATON VANCE TX ADV GLBL DIV | 258,276 | $4.4B | 74.41% | |
| 367 | MTZMASTEC INC | 95,497 | $4.4B | 74.22% | |
| 368 | VKQINVESCO MUN TR | 346,976 | $4.4B | 74.22% | |
| 369 | —AMERICAN CAP SR FLOATING LTD | 383,935 | $4.4B | 73.96% | |
| 370 | ETXEATON VANCE MUN INCOME 2028 | 214,602 | $4.4B | 73.59% | |
| 371 | A4SAMERIPRISE FINL INC | 29,536 | $4.4B | 73.47% | |
| 372 | TJXTJX COS INC NEW | 59,473 | $4.4B | 73.45% | |
| 373 | ILMNILLUMINA INC | 21,976 | $4.4B | 73.34% | |
| 374 | DSLDOUBLELINE INCOME SOLUTIONS | 205,367 | $4.4B | 73.10% | |
| 375 | GABGABELLI EQUITY TR INC | 666,523 | $4.3B | 72.57% | |
| 376 | FQIDIGITAL RLTY TR INC | 36,407 | $4.3B | 72.16% | |
| 377 | BKFIDREYFUS MUN BD INFRSTRCTR FD | 322,062 | $4.3B | 72.13% | |
| 378 | PXDEURPIONEER NAT RES CO | 29,132 | $4.3B | 72.00% | |
| 379 | PLDPROLOGIS INC | 67,496 | $4.3B | 71.74% | |
| 380 | —COHEN & STEERS MLP INC & ENR | 410,110 | $4.3B | 71.64% | |
| 381 | EAELECTRONIC ARTS INC | 36,134 | $4.3B | 71.46% | |
| 382 | CCDCALAMOS DYNAMIC CONV & INCOM | 206,442 | $4.3B | 71.31% | |
| 383 | BSTBLACKROCK SCIENCE & TECH TR | 173,819 | $4.2B | 71.12% | |
| 384 | PMMPUTNAM MANAGED MUN INCOM TR | 561,235 | $4.2B | 71.07% | |
| 385 | NUENUCOR CORP | 75,584 | $4.2B | 70.96% | |
| 386 | BUWABIO RAD LABS INC | 19,051 | $4.2B | 70.92% | |
| 387 | SNYSANOFI | 84,672 | $4.2B | 70.62% | |
| 388 | HALHALLIBURTON CO | 91,502 | $4.2B | 70.56% | |
| 389 | BRBROADRIDGE FINL SOLUTIONS IN | 52,080 | $4.2B | 70.51% | |
| 390 | BITBLACKROCK MULTI-SECTOR INC T | 224,870 | $4.2B | 70.44% | |
| 391 | LIILENNOX INTL INC | 23,474 | $4.2B | 70.37% | |
| 392 | BIIBBIOGEN INC | 13,337 | $4.2B | 69.95% | |
| 393 | GPCGENUINE PARTS CO | 43,571 | $4.2B | 69.82% | |
| 394 | 7SUSUMMIT MATLS INC | 129,981 | $4.2B | 69.73% | |
| 395 | TUPTUPPERWARE BRANDS CORP | 67,072 | $4.1B | 69.45% | |
| 396 | UTFCOHEN & STEERS INFRASTRUCTUR | 179,311 | $4.1B | 69.08% | |
| 397 | COPCONOCOPHILLIPS | 81,707 | $4.1B | 68.49% | |
| 398 | PNNTPENNANTPARK INVT CORP | 543,645 | $4.1B | 68.39% | |
| 399 | T7DTRANSDIGM GROUP INC | 15,935 | $4.1B | 68.24% | |
| 400 | CHTRCHARTER COMMUNICATIONS INC N | 11,171 | $4.1B | 68.01% |