Advisors Asset Management, Inc. Q3 2017 Filing
Filed November 7, 2017
Portfolio Value
$6.0B
Holdings
1,513
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (1,513 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | —DELPHI AUTOMOTIVE PLC | 29,244 | $2.9B | 48.21% | |
| 502 | EVEUREATON VANCE CORP | 58,301 | $2.9B | 48.21% | |
| 503 | GJBSTEELCASE INC | 186,526 | $2.9B | 48.13% | |
| 504 | MASMASCO CORP | 73,628 | $2.9B | 48.11% | |
| 505 | —TICC CAPITAL CORP | 416,945 | $2.9B | 47.84% | |
| 506 | CDWCDW CORP | 43,233 | $2.9B | 47.79% | |
| 507 | NXJNUVEEN NEW JERSEY QULT MUN F | 207,743 | $2.9B | 47.77% | |
| 508 | WATWATERS CORP | 15,565 | $2.8B | 46.80% | |
| 509 | AEPAMERICAN ELEC PWR INC | 39,654 | $2.8B | 46.65% | |
| 510 | LAMRLAMAR ADVERTISING CO NEW | 40,602 | $2.8B | 46.60% | |
| 511 | MUJBLACKROCK MUNIHLDGS NJ QLTY | 189,293 | $2.8B | 46.23% | |
| 512 | —VANTIV INC | 39,136 | $2.8B | 46.20% | |
| 513 | KEYKEYCORP NEW | 145,985 | $2.7B | 46.02% | |
| 514 | —IVY HIGH INC OPPORTUNITIES F | 171,065 | $2.7B | 45.76% | |
| 515 | ABGAMERISOURCEBERGEN CORP | 32,905 | $2.7B | 45.61% | |
| 516 | DPZDOMINOS PIZZA INC | 13,644 | $2.7B | 45.38% | |
| 517 | MSMMSC INDL DIRECT INC | 35,489 | $2.7B | 44.93% | |
| 518 | PKNPERKINELMER INC | 38,845 | $2.7B | 44.88% | |
| 519 | AMLPUSDALPS ETF TR | 237,356 | $2.7B | 44.61% | |
| 520 | —AETNA INC NEW | 16,605 | $2.6B | 44.22% | |
| 521 | AESAES CORP | 239,582 | $2.6B | 44.22% | |
| 522 | —SHIP FINANCE INTERNATIONAL L | 181,924 | $2.6B | 44.19% | |
| 523 | BABAALIBABA GROUP HLDG LTD | 15,222 | $2.6B | 44.04% | |
| 524 | BYMBLACKROCK MUNICIPL INC QLTY | 178,337 | $2.6B | 43.89% | |
| 525 | —BLACKROCK MUNIYIELD CALIF FD | 169,115 | $2.6B | 43.77% | |
| 526 | SYMCEURSYMANTEC CORP | 79,507 | $2.6B | 43.70% | |
| 527 | PRUPRUDENTIAL FINL INC | 24,406 | $2.6B | 43.47% | |
| 528 | —CANTEL MEDICAL CORP | 27,539 | $2.6B | 43.44% | |
| 529 | MQTBLACKROCK MUNIY QUALITY FD I | 193,885 | $2.6B | 43.32% | |
| 530 | GMGENERAL MTRS CO | 63,829 | $2.6B | 43.17% | |
| 531 | ELVANTHEM INC | 13,551 | $2.6B | 43.10% | |
| 532 | GELGENESIS ENERGY L P | 97,335 | $2.6B | 42.97% | |
| 533 | XCHYXCALAMOS CONV & HIGH INCOME F | 215,439 | $2.6B | 42.95% | |
| 534 | ROPROPER TECHNOLOGIES INC | 10,526 | $2.6B | 42.92% | |
| 535 | CAJPYCANON INC | 74,325 | $2.6B | 42.73% | |
| 536 | SWKSTANLEY BLACK & DECKER INC | 16,845 | $2.5B | 42.60% | |
| 537 | RELXRELX NV | 119,003 | $2.5B | 42.51% | |
| 538 | WABFWESTERN ASST MN PRT FD INC | 163,856 | $2.5B | 42.48% | |
| 539 | —ALLIANZGI CONV & INCOME FD | 356,085 | $2.5B | 42.35% | |
| 540 | SUISUN CMNTYS INC | 29,198 | $2.5B | 41.91% | |
| 541 | —PRUDENTIAL GLB SHT DUR HG YL | 166,903 | $2.5B | 41.74% | |
| 542 | —GOLDMAN SACHS MLP ENERGY REN | 358,155 | $2.5B | 41.69% | |
| 543 | EOGEOG RES INC | 25,693 | $2.5B | 41.64% | |
| 544 | WBAWALGREENS BOOTS ALLIANCE INC | 32,196 | $2.5B | 41.64% | |
| 545 | SJR/BEURSHAW COMMUNICATIONS INC | 106,629 | $2.5B | 41.11% | |
| 546 | VIRTVIRTU FINL INC | 150,961 | $2.4B | 40.97% | |
| 547 | PSXPHILLIPS 66 | 26,661 | $2.4B | 40.91% | |
| 548 | ADSKAUTODESK INC | 21,680 | $2.4B | 40.77% | |
| 549 | PKGPACKAGING CORP AMER | 21,195 | $2.4B | 40.72% | |
| 550 | XGLQXCLOUGH GLOBAL EQUITY FD | 183,175 | $2.4B | 40.69% | |
| 551 | NOKNOKIA CORP | 405,267 | $2.4B | 40.59% | |
| 552 | CHTCHUNGHWA TELECOM CO LTD | 70,698 | $2.4B | 40.40% | |
| 553 | MCCUSDMEDLEY CAP CORP | 403,454 | $2.4B | 40.35% | |
| 554 | RABROOKFIELD REAL ASSETS INCOM | 101,181 | $2.4B | 40.32% | |
| 555 | COR1EURCORESITE RLTY CORP | 21,510 | $2.4B | 40.32% | |
| 556 | —BUNGE LIMITED | 34,440 | $2.4B | 40.07% | |
| 557 | MOG/AMOOG INC | 28,660 | $2.4B | 40.05% | |
| 558 | INTUINTUIT | 16,818 | $2.4B | 40.05% | |
| 559 | JAZZJAZZ PHARMACEUTICALS PLC | 16,331 | $2.4B | 40.00% | |
| 560 | STLDSTEEL DYNAMICS INC | 69,032 | $2.4B | 39.87% | |
| 561 | S9QSPIRIT AEROSYSTEMS HLDGS INC | 30,576 | $2.4B | 39.80% | |
| 562 | SMGSCOTTS MIRACLE GRO CO | 24,393 | $2.4B | 39.77% | |
| 563 | —BROOKFIELD GLOBL LISTED INFR | 175,348 | $2.4B | 39.68% | |
| 564 | THQTEKLA HEALTHCARE OPPORTUNIT | 127,540 | $2.4B | 39.67% | |
| 565 | EIXEDISON INTL | 30,548 | $2.4B | 39.48% | |
| 566 | —ESTERLINE TECHNOLOGIES CORP | 26,138 | $2.4B | 39.47% | |
| 567 | UNITUNITI GROUP INC | 160,661 | $2.4B | 39.45% | |
| 568 | —APOLLO INVT CORP | 384,474 | $2.3B | 39.35% | |
| 569 | VODVODAFONE GROUP PLC NEW | 81,650 | $2.3B | 38.93% | |
| 570 | —LABORATORY CORP AMER HLDGS | 15,374 | $2.3B | 38.88% | |
| 571 | —PINNACLE FOODS INC DEL | 40,555 | $2.3B | 38.85% | |
| 572 | SMFGSUMITOMO MITSUI FINL GROUP I | 299,740 | $2.3B | 38.71% | |
| 573 | TWXCHFTIME WARNER INC | 22,489 | $2.3B | 38.59% | |
| 574 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 164,465 | $2.3B | 38.51% | |
| 575 | SYFSYNCHRONY FINL | 73,578 | $2.3B | 38.28% | |
| 576 | —BLUEBIRD BIO INC | 16,636 | $2.3B | 38.28% | |
| 577 | XEADXWELLS FARGO INCOME OPPORTUNI | 260,625 | $2.3B | 38.19% | |
| 578 | AGREURAVANGRID INC | 47,896 | $2.3B | 38.04% | |
| 579 | DHYCREDIT SUISSE HIGH YLD BND F | 788,394 | $2.3B | 38.04% | |
| 580 | GPNGLOBAL PMTS INC | 23,751 | $2.3B | 37.81% | |
| 581 | BAKBRASKEM S A | 84,103 | $2.2B | 37.67% | |
| 582 | DEIDOUGLAS EMMETT INC | 57,034 | $2.2B | 37.66% | |
| 583 | IDEVOYA INFRASTRUCTURE INDLS & | 136,753 | $2.2B | 37.64% | |
| 584 | ASTEASTEC INDS INC | 39,576 | $2.2B | 37.14% | |
| 585 | BCRUSDBARD C R INC | 6,911 | $2.2B | 37.10% | |
| 586 | WMTWAL-MART STORES INC | 28,286 | $2.2B | 37.02% | |
| 587 | SPGSIMON PPTY GROUP INC NEW | 13,451 | $2.2B | 36.28% | |
| 588 | CECELANESE CORP DEL | 20,700 | $2.2B | 36.15% | |
| 589 | HTAEURHEALTHCARE TR AMER INC | 72,093 | $2.1B | 35.98% | |
| 590 | WSTWEST PHARMACEUTICAL SVSC INC | 22,311 | $2.1B | 35.98% | |
| 591 | HBANHUNTINGTON BANCSHARES INC | 153,314 | $2.1B | 35.85% | |
| 592 | ANETEURARISTA NETWORKS INC | 11,253 | $2.1B | 35.75% | |
| 593 | NOWSERVICENOW INC | 18,150 | $2.1B | 35.73% | |
| 594 | —BANK OF THE OZARKS | 44,116 | $2.1B | 35.51% | |
| 595 | TXTTEXTRON INC | 39,312 | $2.1B | 35.48% | |
| 596 | NGGNATIONAL GRID PLC | 33,535 | $2.1B | 35.23% | |
| 597 | FFIVF5 NETWORKS INC | 17,385 | $2.1B | 35.11% | |
| 598 | GSGOLDMAN SACHS GROUP INC | 8,827 | $2.1B | 35.08% | |
| 599 | CPTCAMDEN PPTY TR | 22,867 | $2.1B | 35.03% | |
| 600 | —NUVEEN TX ADV TOTAL RET STRG | 151,443 | $2.1B | 34.81% |