Advisors Asset Management, Inc. Q3 2018 Filing

Filed November 15, 2018

Portfolio Value

$6.1T

Holdings

1,578

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (1,578 positions)

#StockSharesValue% PortfolioType
201
CLEARBRIDGE ENERGY MLP OPP F
672,460$7.7B0.13%
202
RITMNEW RESIDENTIAL INVT CORP
428,397$7.6B0.12%
203
TORTOISE MLP FD INC
472,935$7.6B0.12%
204
XSCDXLMP CAP & INCOME FD INC
552,374$7.5B0.12%
205
RHT1EURRED HAT INC
54,993$7.5B0.12%
206
BCVBANCROFT FUND LTD
325,982$7.5B0.12%
207
FIDUCIARY CLAYMORE MLP OPP F
610,403$7.5B0.12%
208
EMOCLEARBRIDGE ENERGY MLP TR FD
653,027$7.4B0.12%
209
BMTABRITISH AMERN TOB PLC
157,912$7.4B0.12%
210
XIGDXVOYA GLBL EQTY DIV & PREM OP
1,004,313$7.4B0.12%
211
GSKGLAXOSMITHKLINE PLC
182,092$7.3B0.12%
212
TUPTUPPERWARE BRANDS CORP
218,504$7.3B0.12%
213
NVDANVIDIA CORP
25,965$7.3B0.12%
214
HEIHEICO CORP NEW
78,607$7.3B0.12%
215
GOVERNMENT PPTYS INCOME TR
641,269$7.2B0.12%
216
HRLHORMEL FOODS CORP
183,242$7.2B0.12%
217
EHIWESTERN ASSET GLB HI INCOME
790,942$7.2B0.12%
218
DEODIAGEO P L C
50,706$7.2B0.12%
219
RDS/AROYAL DUTCH SHELL PLC
105,270$7.2B0.12%
220
CBRLCRACKER BARREL OLD CTRY STOR
48,657$7.2B0.12%
221
AGNCAGNC INVT CORP
376,531$7.0B0.11%
222
AVGOBROADCOM INC
28,403$7.0B0.11%
223
SHWSHERWIN WILLIAMS CO
15,356$7.0B0.11%
224
MPCMARATHON PETE CORP
87,219$7.0B0.11%
225
GLWCORNING INC
197,267$7.0B0.11%
226
JECUSDJACOBS ENGR GROUP INC DEL
89,495$6.8B0.11%
227
ISRGINTUITIVE SURGICAL INC
11,905$6.8B0.11%
228
LRCXEURLAM RESEARCH CORP
44,864$6.8B0.11%
229
NXDTNEXPOINT STRATEGIC OPORTUNT
300,540$6.7B0.11%
230
XLNXEURXILINX INC
81,641$6.5B0.11%
231
APTVAPTIV PLC
77,365$6.5B0.11%
232
ITWILLINOIS TOOL WKS INC
45,892$6.5B0.11%
233
ASGLIBERTY ALL-STAR GROWTH FD I
1,015,342$6.4B0.11%
234
HASHASBRO INC
61,313$6.4B0.11%
235
ETWEATON VANCE TXMGD GL BUYWR O
531,084$6.4B0.10%
236
PHTPIONEER HIGH INCOME TR
683,572$6.3B0.10%
237
XBOEXBLACKROCK ENHANCED GBL DIV T
575,394$6.3B0.10%
238
FST TR NEW OPPORT MLP & ENE
658,532$6.3B0.10%
239
JRINUVEEN REAL ASSET INM AND GW
391,824$6.3B0.10%
240
PFPTPROOFPOINT INC
59,139$6.3B0.10%
241
AXGNAXOGEN INC
169,842$6.3B0.10%
242
ORLYO REILLY AUTOMOTIVE INC NEW
17,701$6.1B0.10%
243
XFEBFIRST TR MLP & ENERGY INCOME
490,983$6.1B0.10%
244
PCFHIGH INCOME SECS FD
643,956$6.1B0.10%
245
CRMSALESFORCE COM INC
38,068$6.1B0.10%
246
NEANUVEEN SR INCOME FD
981,773$6.0B0.10%
247
TORTOISE PWR & ENERGY INFRAS
316,735$6.0B0.10%
248
CLXCLOROX CO DEL
40,147$6.0B0.10%
249
SIXEURSIX FLAGS ENTMT CORP NEW
86,419$6.0B0.10%
250
SYKSTRYKER CORP
33,670$6.0B0.10%
251
TSLXUSDTPG SPECIALTY LENDING INC
291,491$5.9B0.10%
252
DSUBLACKROCK DEBT STRAT FD INC
532,988$5.9B0.10%
253
XGDVXGABELLI DIVD & INCOME TR
246,293$5.9B0.10%
254
MLMMARTIN MARIETTA MATLS INC
32,100$5.8B0.10%
255
IVZINVESCO LTD
254,336$5.8B0.10%
256
WFCWELLS FARGO CO NEW
110,132$5.8B0.09%
257
COPCONOCOPHILLIPS
74,746$5.8B0.09%
258
DPGDUFF & PHELPS GLB UTL INC FD
396,330$5.8B0.09%
259
NMFCNEW MTN FIN CORP
421,439$5.7B0.09%
260
TPVGTRIPLEPOINT VENTURE GROWTH B
418,004$5.7B0.09%
261
BSTBLACKROCK SCIENCE & TECH TR
159,545$5.7B0.09%
262
VMCVULCAN MATLS CO
50,732$5.6B0.09%
263
RIORIO TINTO PLC
110,409$5.6B0.09%
264
IVY HIGH INC OPPORTUNITIES F
393,983$5.6B0.09%
265
XPERI CORP
378,155$5.6B0.09%
266
XXHYBXXNEW AMER HIGH INCOME FD INC
653,287$5.6B0.09%
267
SRESEMPRA ENERGY
49,253$5.6B0.09%
268
DSLDOUBLELINE INCOME SOLUTIONS
275,196$5.6B0.09%
269
CNCCENTENE CORP DEL
38,257$5.5B0.09%
270
WHFWHITEHORSE FIN INC
396,990$5.5B0.09%
271
RHCRH PLC
167,173$5.5B0.09%
272
SLBSCHLUMBERGER LTD
89,492$5.5B0.09%
273
HSYHERSHEY CO
53,295$5.4B0.09%
274
EOSEATON VANCE ENH EQTY INC FD
306,596$5.4B0.09%
275
EXGEATON VANCE TAX ADVT DIV INC
219,340$5.4B0.09%
276
SCMSTELLUS CAP INVT CORP
390,349$5.3B0.09%
277
T7DTRANSDIGM GROUP INC
14,235$5.3B0.09%
278
NHINATIONAL HEALTH INVS INC
69,887$5.3B0.09%
279
PSXPHILLIPS 66
46,774$5.3B0.09%
280
NTRNUTRIEN LTD
90,544$5.2B0.09%
281
EMOCLEARBRIDGE ENERGY MLP FD IN
359,473$5.2B0.09%
282
CMECME GROUP INC
30,624$5.2B0.09%
283
EMEEMCOR GROUP INC
69,336$5.2B0.09%
284
PFLTPENNANTPARK FLOATING RATE CA
393,175$5.2B0.08%
285
GLOCLOUGH GLOBAL OPPORTUNITIES
476,066$5.2B0.08%
286
MTNVAIL RESORTS INC
18,782$5.2B0.08%
287
TJXTJX COS INC NEW
45,649$5.1B0.08%
288
TYGEURTORTOISE ENERGY INFRA CORP
189,683$5.1B0.08%
289
ENBENBRIDGE INC
157,709$5.1B0.08%
290
GRMNGARMIN LTD
72,613$5.1B0.08%
291
EWEDWARDS LIFESCIENCES CORP
29,167$5.1B0.08%
292
CHWCALAMOS GBL DYN INCOME FUND
560,356$5.1B0.08%
293
SOLAR SR CAP LTD
302,104$5.0B0.08%
294
BIIBBIOGEN INC
14,267$5.0B0.08%
295
GAINGLADSTONE INVT CORP
440,580$5.0B0.08%
296
UTGREAVES UTIL INCOME FD
164,167$5.0B0.08%
297
ADIANALOG DEVICES INC
54,166$5.0B0.08%
298
GJBSTEELCASE INC
269,989$5.0B0.08%
299
BGTBLACKROCK FLOATING RATE INCO
371,856$4.9B0.08%
300
APOLLO SR FLOATING RATE FD I
304,967$4.9B0.08%
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