Advisors Asset Management, Inc. Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$5.4B

Holdings

1,520

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (1,520 positions)

#	Stock	Shares	Value	% Portfolio
901	UNITUNITI GROUP INC	51,275	$540K	0.01%
902	INGING GROEP N.V.	76,315	$540K	0.01%
903	AEBAALLETE INC	10,356	$536K	0.01%
904	PORPORTLAND GEN ELEC CO	15,026	$533K	0.01%
905	TELFYTELEFONICA S A	155,027	$533K	0.01%
906	HTAEURHEALTHCARE TR AMER INC	20,451	$532K	0.01%
907	OCOWENS CORNING NEW	7,693	$529K	0.01%
908	GSGOLDMAN SACHS MLP ENERGY REN	88,495	$529K	0.01%
909	EENI S P A	33,987	$528K	0.01%
910	—BLACKROCK MUN INCOME INVT TR	40,647	$527K	0.01%
911	PTIP T TELEKOMUNIKASI INDONESIA	30,257	$526K	0.01%
912	UTLUNITIL CORP	13,559	$524K	0.01%
913	NDAQNASDAQ INC	4,268	$524K	0.01%
914	—NUVEEN CALIF SELECT TAX FREE	32,586	$522K	0.01%
915	WESWESTERN MIDSTREAM PARTNERS L	65,079	$521K	0.01%
916	ETVEATON VANCE TX MNG BY WRT OP	37,147	$514K	0.01%
917	WPPWPP PLC NEW	13,068	$513K	0.01%
918	EOSEATON VANCE ENH EQTY INC FD	27,726	$512K	0.01%
919	LIILENNOX INTL INC	1,851	$505K	0.01%
920	CIGCIA ENERGETICA DE MINAS GERA	271,507	$502K	0.01%
921	GMABGENMAB A/S	13,604	$498K	0.01%
922	NTGTORTOISE MIDSTRM ENERGY FD I	34,356	$498K	0.01%
923	GRMNGARMIN LTD	5,219	$495K	0.01%
924	—IMMUNOMEDICS INC	5,820	$495K	0.01%
925	ESRTEMPIRE ST RLTY TR INC	80,415	$492K	0.01%
926	ANDEANDERSONS INC	25,479	$488K	0.01%
927	AEGAEGON N V	189,793	$486K	0.01%
928	—GASLOG PARTNERS LP	143,952	$484K	0.01%
929	BHCBAUSCH HEALTH COS INC	30,775	$478K	0.01%
930	HDBHDFC BANK LTD	9,571	$478K	0.01%
931	MCMOELIS & CO	13,596	$478K	0.01%
932	—IAC INTERACTIVECORP NEW	3,970	$476K	0.01%
933	ZBHZIMMER BIOMET HOLDINGS INC	3,489	$475K	0.01%
934	CPACOPA HOLDINGS SA	9,426	$475K	0.01%
935	0VVBVIACOMCBS INC	16,913	$474K	0.01%
936	BIIBBIOGEN INC	1,664	$472K	0.01%
937	ETRAE TRADE FINANCIAL CORP	9,411	$471K	0.01%
938	MPTMEDICAL PPTYS TRUST INC	26,674	$470K	0.01%
939	AGREURAVANGRID INC	9,239	$466K	0.01%
940	GVAGRANITE CONSTR INC	26,490	$466K	0.01%
941	NOKNOKIA CORP	119,220	$466K	0.01%
942	WEAWESTERN ALLIANCE BANCORP	14,646	$463K	0.01%
943	NNNNATIONAL RETAIL PROPERTIES I	13,416	$463K	0.01%
944	RCELAVITA THERAPEUTICS INC	18,311	$461K	0.01%
945	HPPHUDSON PAC PPTYS INC	20,950	$459K	0.01%
946	HBC2HSBC HLDGS PLC	23,254	$455K	0.01%
947	ECECOPETROL S A	45,987	$453K	0.01%
948	TLIWESTERN ASSET CORPORATE LN F	48,606	$450K	0.01%
949	TMTOYOTA MOTOR CORP	3,385	$448K	0.01%
950	VAREURVARIAN MED SYS INC	2,597	$447K	0.01%
951	VALEVALE S A	42,098	$445K	0.01%
952	LNGCHENIERE ENERGY INC	9,521	$441K	0.01%
953	BTABLACKROCK LONG-TERM MUNI ADV	37,220	$439K	0.01%
954	ONCBEIGENE LTD	1,517	$435K	0.01%
955	ANETEURARISTA NETWORKS INC	2,091	$433K	0.01%
956	—IVY HIGH INCOME OPPORTUNITIE	36,407	$433K	0.01%
957	KSUEURKANSAS CITY SOUTHERN	2,395	$433K	0.01%
958	CHDCHURCH & DWIGHT INC	4,607	$432K	0.01%
959	SJMSMUCKER J M CO	3,711	$429K	0.01%
960	FSKFS KKR CAPITAL CORP	26,960	$428K	0.01%
961	BZUNBAOZUN INC	13,099	$426K	0.01%
962	CFGCITIZENS FINL GROUP INC	16,836	$426K	0.01%
963	STZCONSTELLATION BRANDS INC	2,245	$425K	0.01%
964	LNNLINDSAY CORP	4,368	$422K	0.01%
965	GPKGRAPHIC PACKAGING HLDG CO	29,820	$420K	0.01%
966	NVONOVO-NORDISK A S	6,042	$419K	0.01%
967	GBDCGOLUB CAP BDC INC	31,663	$419K	0.01%
968	MUMICRON TECHNOLOGY INC	8,898	$418K	0.01%
969	PNNTPENNANTPARK INVT CORP	131,039	$418K	0.01%
970	AANUSDAARONS INC	7,357	$417K	0.01%
971	CPBCAMPBELL SOUP CO	8,630	$417K	0.01%
972	UIUBIQUITI INC	2,504	$417K	0.01%
973	PKXPOSCO	9,925	$415K	0.01%
974	SEESEALED AIR CORP NEW	10,681	$415K	0.01%
975	TIPISHARES TR	3,272	$414K	0.01%
976	LBRDKLIBERTY BROADBAND CORP	2,889	$413K	0.01%
977	HYIWESTERN ASSET HIGH YIELD DEF	29,466	$413K	0.01%
978	HELEHELEN OF TROY LTD	2,126	$411K	0.01%
979	ARCPEURVEREIT INC	62,807	$408K	0.01%
980	GSBDGOLDMAN SACHS BDC INC	27,041	$407K	0.01%
981	PEOADAM NAT RES FD INC	41,417	$405K	0.01%
982	EMOCLEARBRIDGE ENERGY MIDSTRM O	46,128	$405K	0.01%
983	MTBM & T BK CORP	4,352	$401K	0.01%
984	MBTGBPMOBILE TELESYSTEMS PJSC	45,645	$398K	0.01%
985	TTDTHE TRADE DESK INC	763	$396K	0.01%
986	JKHYHENRY JACK & ASSOC INC	2,432	$395K	0.01%
987	BMOBANK MONTREAL QUE	6,737	$394K	0.01%
988	STWDSTARWOOD PPTY TR INC	26,090	$394K	0.01%
989	BNSBANK NOVA SCOTIA B C	9,445	$392K	0.01%
990	NVRNVR INC	95	$388K	0.01%
991	SF9SANDERSON FARMS INC	3,287	$388K	0.01%
992	MZTILANCASTER COLONY CORP	2,164	$387K	0.01%
993	LTPZPIMCO ETF TR	4,399	$385K	0.01%
994	—NUVEEN SELECT TAX FREE INCOM	23,394	$384K	0.01%
995	ALCOALICO INC	13,425	$384K	0.01%
996	SQMSOCIEDAD QUIMICA Y MINERA DE	11,820	$383K	0.01%
997	CBOECBOE GLOBAL MARKETS INC	4,347	$381K	0.01%
998	AKAMAKAMAI TECHNOLOGIES INC	3,441	$380K	0.01%
999	ORANYORANGE	36,437	$378K	0.01%
1000	WNSNWNS HLDGS LTD	5,887	$377K	0.01%

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