Advisors Asset Management, Inc. Q3 2020 Filing
Filed November 16, 2020
Portfolio Value
$5.4B
Holdings
1,520
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (1,520 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | FFAFIRST TR ENHANCED EQTY INC F | 155,976 | $2.4B | 43.66% | |
| 402 | CYBRCYBERARK SOFTWARE LTD | 22,783 | $2.4B | 43.56% | |
| 403 | MRCYMERCURY SYS INC | 30,227 | $2.3B | 43.29% | |
| 404 | ROSTROSS STORES INC | 24,902 | $2.3B | 42.97% | |
| 405 | MDPUSDMEREDITH CORP | 177,121 | $2.3B | 42.97% | |
| 406 | MTDMETTLER TOLEDO INTERNATIONAL | 2,406 | $2.3B | 42.97% | |
| 407 | HEIHEICO CORP NEW | 22,197 | $2.3B | 42.95% | |
| 408 | ETRENTERGY CORP NEW | 23,533 | $2.3B | 42.88% | |
| 409 | RHRH | 6,056 | $2.3B | 42.84% | |
| 410 | CECELANESE CORP DEL | 21,452 | $2.3B | 42.62% | |
| 411 | ESEVERSOURCE ENERGY | 27,535 | $2.3B | 42.55% | |
| 412 | CVNACARVANA CO | 10,293 | $2.3B | 42.45% | |
| 413 | SYKSTRYKER CORPORATION | 11,012 | $2.3B | 42.44% | |
| 414 | ABJAABB LTD | 90,014 | $2.3B | 42.36% | |
| 415 | ZEN1EURZENDESK INC | 22,236 | $2.3B | 42.32% | |
| 416 | HCAHCA HEALTHCARE INC | 18,290 | $2.3B | 42.16% | |
| 417 | —BLACKROCK MUN BD TR | 149,830 | $2.3B | 42.10% | |
| 418 | —BLACKROCK MUNIENHANCED FD IN | 200,478 | $2.3B | 41.88% | |
| 419 | —NUVEEN SELECT TAX FREE INCOM | 151,095 | $2.3B | 41.84% | |
| 420 | KSSKOHLS CORP | 121,793 | $2.3B | 41.73% | |
| 421 | WHFWHITEHORSE FIN INC | 229,374 | $2.2B | 41.53% | |
| 422 | WMWASTE MGMT INC DEL | 19,825 | $2.2B | 41.49% | |
| 423 | NMLNEUBERGER BERMAN MLP AND ENR | 939,515 | $2.2B | 41.34% | |
| 424 | SGENEURSEATTLE GENETICS INC | 11,377 | $2.2B | 41.16% | |
| 425 | SLRCSOLAR CAP LTD | 138,518 | $2.2B | 40.61% | |
| 426 | VGMINVESCO TR INVT GRADE MUNS | 176,653 | $2.2B | 40.57% | |
| 427 | KTFDWS MUN INCOME TR | 197,594 | $2.2B | 40.48% | |
| 428 | FSC1EUROAKTREE SPECIALTY LENDING CO | 451,837 | $2.2B | 40.44% | |
| 429 | ELSEQUITY LIFESTYLE PPTYS INC | 35,582 | $2.2B | 40.33% | |
| 430 | ASMLASML HOLDING N V | 5,905 | $2.2B | 40.33% | |
| 431 | OTXOPEN TEXT CORP | 51,452 | $2.2B | 40.18% | |
| 432 | LVSLAS VEGAS SANDS CORP | 46,528 | $2.2B | 40.14% | |
| 433 | OKTAOKTA INC | 10,149 | $2.2B | 40.12% | |
| 434 | RPMRPM INTL INC | 26,158 | $2.2B | 40.07% | |
| 435 | PRUPRUDENTIAL FINL INC | 33,942 | $2.2B | 39.87% | |
| 436 | SJIEURSOUTH JERSEY INDS INC | 111,861 | $2.2B | 39.87% | |
| 437 | FTNTFORTINET INC | 18,289 | $2.2B | 39.85% | |
| 438 | NXGCUSHING NEXTGEN INFRA INCM F | 80,137 | $2.1B | 39.75% | |
| 439 | BTZBLACKROCK CR ALLOCATION INCO | 150,909 | $2.1B | 39.68% | |
| 440 | NMZNUVEEN MUN HIGH INCOME OPPOR | 158,584 | $2.1B | 39.55% | |
| 441 | UDRUDR INC | 65,582 | $2.1B | 39.55% | |
| 442 | INCYINCYTE CORP | 23,840 | $2.1B | 39.55% | |
| 443 | CCLCARNIVAL CORP | 140,855 | $2.1B | 39.53% | |
| 444 | DXCDXC TECHNOLOGY CO | 119,713 | $2.1B | 39.51% | |
| 445 | WWDWOODWARD INC | 26,610 | $2.1B | 39.44% | |
| 446 | ESSESSEX PPTY TR INC | 10,606 | $2.1B | 39.38% | |
| 447 | TSCOTRACTOR SUPPLY CO | 14,805 | $2.1B | 39.24% | |
| 448 | CHCTCOMMUNITY HEALTHCARE TR INC | 45,265 | $2.1B | 39.14% | |
| 449 | EVRGEVERGY INC | 41,613 | $2.1B | 39.11% | |
| 450 | DOXAMDOCS LTD | 36,800 | $2.1B | 39.07% | |
| 451 | FEFIRSTENERGY CORP | 73,557 | $2.1B | 39.05% | |
| 452 | IRMIRON MTN INC NEW | 78,441 | $2.1B | 38.85% | |
| 453 | —FST TR NEW OPPORT MLP & ENE | 579,106 | $2.1B | 38.55% | |
| 454 | EHCENCOMPASS HEALTH CORP | 32,078 | $2.1B | 38.53% | |
| 455 | —SOLAR SR CAP LTD | 164,377 | $2.1B | 38.29% | |
| 456 | AMATAPPLIED MATLS INC | 34,841 | $2.1B | 38.29% | |
| 457 | HRZNHORIZON TECHNOLOGY FIN CORP | 168,008 | $2.1B | 38.15% | |
| 458 | EXPEEXPEDIA GROUP INC | 22,482 | $2.1B | 38.11% | |
| 459 | EHIWESTERN ASSET GLOBAL HIGH IN | 213,305 | $2.1B | 38.02% | |
| 460 | —CYRUSONE INC | 29,304 | $2.1B | 37.94% | |
| 461 | HUBBHUBBELL INC | 14,977 | $2.0B | 37.89% | |
| 462 | —FIRST TR ENERGY INCOME & GRO | 225,082 | $2.0B | 37.70% | |
| 463 | SUSUNCOR ENERGY INC NEW | 166,639 | $2.0B | 37.68% | |
| 464 | SCMSTELLUS CAP INVT CORP | 233,907 | $2.0B | 37.63% | |
| 465 | CSWCCAPITAL SOUTHWEST CORP | 144,356 | $2.0B | 37.50% | |
| 466 | SEDGSOLAREDGE TECHNOLOGIES INC | 8,471 | $2.0B | 37.33% | |
| 467 | INVHINVITATION HOMES INC | 71,778 | $2.0B | 37.15% | |
| 468 | SBCSABRA HEALTH CARE REIT INC | 145,672 | $2.0B | 37.13% | |
| 469 | SIVBEURSVB FINANCIAL GROUP | 8,326 | $2.0B | 37.04% | |
| 470 | OTISOTIS WORLDWIDE CORP | 32,019 | $2.0B | 36.96% | |
| 471 | TWLOTWILIO INC | 8,081 | $2.0B | 36.93% | |
| 472 | LAMRLAMAR ADVERTISING CO NEW | 30,155 | $2.0B | 36.89% | |
| 473 | MFMMFS MUN INCOME TR | 310,264 | $2.0B | 36.89% | |
| 474 | ALKALASKA AIR GROUP INC | 54,396 | $2.0B | 36.85% | |
| 475 | GAINGLADSTONE INVT CORP | 217,610 | $2.0B | 36.61% | |
| 476 | CARRCARRIER GLOBAL CORPORATION | 64,755 | $2.0B | 36.57% | |
| 477 | OMCLOMNICELL COM | 26,476 | $2.0B | 36.56% | |
| 478 | COPCONOCOPHILLIPS | 59,740 | $2.0B | 36.28% | |
| 479 | DEDEERE & CO | 8,841 | $2.0B | 36.22% | |
| 480 | STLAFIAT CHRYSLER AUTOMOBILES N | 158,240 | $1.9B | 35.76% | |
| 481 | NZFNUVEEN MUNICIPAL CREDIT INC | 131,570 | $1.9B | 35.74% | |
| 482 | OXYOCCIDENTAL PETE CORP | 193,030 | $1.9B | 35.72% | |
| 483 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 126,174 | $1.9B | 35.63% | |
| 484 | EAELECTRONIC ARTS INC | 14,728 | $1.9B | 35.52% | |
| 485 | TCPCBLACKROCK TCP CAPITAL CORP | 193,983 | $1.9B | 35.19% | |
| 486 | OHIOMEGA HEALTHCARE INVS INC | 63,500 | $1.9B | 35.15% | |
| 487 | ACMAECOM | 45,183 | $1.9B | 34.95% | |
| 488 | DOCUDOCUSIGN INC | 8,739 | $1.9B | 34.78% | |
| 489 | NMFCNEW MTN FIN CORP | 196,334 | $1.9B | 34.71% | |
| 490 | EIMEATON VANCE MUN BD FD | 142,325 | $1.9B | 34.65% | |
| 491 | LECOLINCOLN ELEC HLDGS INC | 20,352 | $1.9B | 34.63% | |
| 492 | XELXCEL ENERGY INC | 27,120 | $1.9B | 34.61% | |
| 493 | NACNUVEEN CA QUALTY MUN INCOME | 127,838 | $1.9B | 34.41% | |
| 494 | MUCBLACKROCK MUNIHLDNGS CALI QL | 132,999 | $1.9B | 34.37% | |
| 495 | CMECME GROUP INC | 11,035 | $1.8B | 34.13% | |
| 496 | MCHPMICROCHIP TECHNOLOGY INC. | 17,953 | $1.8B | 34.12% | |
| 497 | XBFZXBLACKROCK CALIF MUN INCOME T | 138,782 | $1.8B | 33.86% | |
| 498 | —LABORATORY CORP AMER HLDGS | 9,722 | $1.8B | 33.84% | |
| 499 | —TORTOISE PWR & ENERGY INFRAS | 214,061 | $1.8B | 33.73% | |
| 500 | ARNAEURARENA PHARMACEUTICALS INC | 24,290 | $1.8B | 33.60% |