Advisors Asset Management, Inc. Q3 2020 Filing
Filed November 16, 2020
Portfolio Value
$5.4B
Holdings
1,520
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (1,520 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | HTGCHERCULES CAPITAL INC | 287,627 | $3.3B | 61.54% | |
| 302 | MQTBLACKROCK MUNIYIELD QUALITY | 253,270 | $3.3B | 61.26% | |
| 303 | KYNKAYNE ANDERSON ENERGY INFRST | 829,145 | $3.3B | 61.17% | |
| 304 | AROCARCHROCK INC | 612,298 | $3.3B | 60.91% | |
| 305 | NWLNEWELL BRANDS INC | 191,937 | $3.3B | 60.91% | |
| 306 | FDO.FMACYS INC | 576,974 | $3.3B | 60.82% | |
| 307 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 662,272 | $3.3B | 60.61% | |
| 308 | CMGCHIPOTLE MEXICAN GRILL INC | 2,609 | $3.2B | 60.00% | |
| 309 | KEYSKEYSIGHT TECHNOLOGIES INC | 32,711 | $3.2B | 59.74% | |
| 310 | YUMYUM BRANDS INC | 35,253 | $3.2B | 59.52% | |
| 311 | HN9HANESBRANDS INC | 204,127 | $3.2B | 59.45% | |
| 312 | VICIVICI PPTYS INC | 137,279 | $3.2B | 59.32% | |
| 313 | GNRCGENERAC HLDGS INC | 16,514 | $3.2B | 59.13% | |
| 314 | MACMACERICH CO | 469,375 | $3.2B | 58.93% | |
| 315 | A4SAMERIPRISE FINL INC | 20,564 | $3.2B | 58.60% | |
| 316 | ADIANALOG DEVICES INC | 27,002 | $3.2B | 58.28% | |
| 317 | URIUNITED RENTALS INC | 18,056 | $3.2B | 58.26% | |
| 318 | DPGDUFF & PHELPS UTLITY AND INF | 303,650 | $3.1B | 57.95% | |
| 319 | EVFEATON VANCE SR INCOME TR | 529,736 | $3.1B | 57.51% | |
| 320 | SSNCSS&C TECHNOLOGIES HLDGS INC | 51,269 | $3.1B | 57.38% | |
| 321 | OKEONEOK INC NEW | 119,278 | $3.1B | 57.30% | |
| 322 | TTCTORO CO | 36,911 | $3.1B | 57.30% | |
| 323 | EFTEATON VANCE FLTING RATE INC | 260,652 | $3.1B | 57.27% | |
| 324 | AWCAMERICAN WTR WKS CO INC NEW | 21,200 | $3.1B | 56.78% | |
| 325 | PG4PRINCIPAL FINANCIAL GROUP IN | 76,267 | $3.1B | 56.78% | |
| 326 | MSIMOTOROLA SOLUTIONS INC | 19,227 | $3.0B | 55.75% | |
| 327 | MSMMSC INDL DIRECT INC | 47,606 | $3.0B | 55.71% | |
| 328 | PAYCPAYCOM SOFTWARE INC | 9,671 | $3.0B | 55.67% | |
| 329 | BAXBAXTER INTL INC | 37,160 | $3.0B | 55.25% | |
| 330 | SAPSAP SE | 19,137 | $3.0B | 55.14% | |
| 331 | RIORIO TINTO PLC | 49,110 | $3.0B | 54.84% | |
| 332 | SYYSYSCO CORP | 47,040 | $2.9B | 54.12% | |
| 333 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 259,156 | $2.9B | 54.05% | |
| 334 | GAPGAP INC | 170,035 | $2.9B | 53.55% | |
| 335 | BUWABIO RAD LABS INC | 5,614 | $2.9B | 53.51% | |
| 336 | HIGHARTFORD FINL SVCS GROUP INC | 78,460 | $2.9B | 53.47% | |
| 337 | MQYBLACKROCK MUNIYILD QULT FD I | 180,110 | $2.9B | 53.33% | |
| 338 | LEGLEGGETT & PLATT INC | 69,952 | $2.9B | 53.25% | |
| 339 | —COLONY CR REAL ESTATE INC | 585,413 | $2.9B | 53.14% | |
| 340 | SHOPSHOPIFY INC | 2,808 | $2.9B | 53.10% | |
| 341 | CR1USDCRANE CO | 56,517 | $2.8B | 52.38% | |
| 342 | EVNEATON VANCE MUNI INCOME TRUS | 219,730 | $2.8B | 52.05% | |
| 343 | INTUINTUIT | 8,623 | $2.8B | 52.01% | |
| 344 | HEQJOHN HANCOCK HEDGED EQUITY & | 264,542 | $2.8B | 51.66% | |
| 345 | WELLWELLTOWER INC | 50,641 | $2.8B | 51.59% | |
| 346 | CHWYCHEWY INC | 50,853 | $2.8B | 51.55% | |
| 347 | ETJEATON VANCE RISK MNGD DIV EQ | 290,906 | $2.8B | 51.48% | |
| 348 | EPAMEPAM SYS INC | 8,613 | $2.8B | 51.48% | |
| 349 | NUENUCOR CORP | 62,047 | $2.8B | 51.46% | |
| 350 | SNPSSYNOPSYS INC | 12,991 | $2.8B | 51.40% | |
| 351 | EXREXTRA SPACE STORAGE INC | 25,971 | $2.8B | 51.39% | |
| 352 | DPZDOMINOS PIZZA INC | 6,477 | $2.8B | 50.94% | |
| 353 | NOCNORTHROP GRUMMAN CORP | 8,723 | $2.8B | 50.89% | |
| 354 | BKNBLACKROCK INVT QUALITY MUN T | 174,904 | $2.7B | 50.55% | |
| 355 | RQICOHEN & STEERS QUALITY INCOM | 245,129 | $2.7B | 50.35% | |
| 356 | GMGENERAL MTRS CO | 91,985 | $2.7B | 50.33% | |
| 357 | —NUVEEN ENHANCED MUN VALUE FD | 185,675 | $2.7B | 50.29% | |
| 358 | XAGDXABERDEEN GLOBAL DYNAMIC DIVI | 292,683 | $2.7B | 49.85% | |
| 359 | CRLCHARLES RIV LABS INTL INC | 11,898 | $2.7B | 49.81% | |
| 360 | TROWPRICE T ROWE GROUP INC | 20,853 | $2.7B | 49.44% | |
| 361 | BWGBRANDYWINEGBL GBL INCM OPP | 232,166 | $2.7B | 49.41% | |
| 362 | EOIEATON VANCE ENHANCED EQ INC | 182,266 | $2.7B | 49.33% | |
| 363 | NYMTEURNEW YORK MTG TR INC | 1,042,384 | $2.7B | 49.15% | |
| 364 | DYHTARGET CORP | 16,826 | $2.6B | 48.98% | |
| 365 | —BLACKROCK MUN INCM INVT QTY | 187,444 | $2.6B | 48.98% | |
| 366 | KMBKIMBERLY CLARK CORP | 17,943 | $2.6B | 48.98% | |
| 367 | IHDVOYA EMERGING MKTS HIGH DIVI | 398,968 | $2.6B | 48.76% | |
| 368 | TWOEURTWO HBRS INVT CORP | 517,569 | $2.6B | 48.70% | |
| 369 | VLOVALERO ENERGY CORP | 60,483 | $2.6B | 48.45% | |
| 370 | WYNEURWYNDHAM DESTINATIONS INC | 84,877 | $2.6B | 48.28% | |
| 371 | NXDTNEXPOINT STRATEGIC OPPORTES | 297,237 | $2.6B | 47.59% | |
| 372 | CSLCARLISLE COS INC | 20,953 | $2.6B | 47.41% | |
| 373 | HRBBLOCK H & R INC | 157,255 | $2.6B | 47.37% | |
| 374 | RCLROYAL CARIBBEAN GROUP | 39,571 | $2.6B | 47.35% | |
| 375 | HPEHEWLETT PACKARD ENTERPRISE C | 272,339 | $2.6B | 47.19% | |
| 376 | CDWCDW CORP | 21,090 | $2.5B | 46.61% | |
| 377 | NFGNATIONAL FUEL GAS CO N J | 61,980 | $2.5B | 46.52% | |
| 378 | ABMDEURABIOMED INC | 9,046 | $2.5B | 46.34% | |
| 379 | TSLXSIXTH STREET SPECIALTY LENDN | 145,417 | $2.5B | 46.28% | |
| 380 | SIXEURSIX FLAGS ENTMT CORP NEW | 123,184 | $2.5B | 46.24% | |
| 381 | BCXBLACKROCK RES & COMMODITIES | 419,006 | $2.5B | 46.10% | |
| 382 | NEANUVEEN SR INCOME FD | 514,051 | $2.5B | 45.91% | |
| 383 | DLXDELUXE CORP | 95,722 | $2.5B | 45.54% | |
| 384 | BITBLACKROCK MULTI-SECTOR INC T | 155,018 | $2.4B | 45.23% | |
| 385 | MCNMADISON COVERED CALL & EQUIT | 409,083 | $2.4B | 45.23% | |
| 386 | TPVGTRIPLEPOINT VENTURE GROWTH B | 221,421 | $2.4B | 45.19% | |
| 387 | ECLECOLAB INC | 12,178 | $2.4B | 45.01% | |
| 388 | PSAPUBLIC STORAGE | 10,908 | $2.4B | 44.91% | |
| 389 | ODFLOLD DOMINION FREIGHT LINE IN | 13,418 | $2.4B | 44.90% | |
| 390 | JRSNUVEEN REAL ESTATE INCOME FD | 321,262 | $2.4B | 44.86% | |
| 391 | BMYBRISTOL-MYERS SQUIBB CO | 39,992 | $2.4B | 44.58% | |
| 392 | RSRELIANCE STEEL & ALUMINUM CO | 23,597 | $2.4B | 44.53% | |
| 393 | MOHMOLINA HEALTHCARE INC | 13,100 | $2.4B | 44.34% | |
| 394 | GPNGLOBAL PMTS INC | 13,498 | $2.4B | 44.32% | |
| 395 | EIXEDISON INTL | 47,136 | $2.4B | 44.30% | |
| 396 | DDDUPONT DE NEMOURS INC | 43,051 | $2.4B | 44.16% | |
| 397 | JFRNUVEEN FLOATING RATE INCOME | 286,668 | $2.4B | 44.04% | |
| 398 | AKXANSYS INC | 7,263 | $2.4B | 43.95% | |
| 399 | NTESNETEASE INC | 5,223 | $2.4B | 43.92% | |
| 400 | LULULULULEMON ATHLETICA INC | 7,200 | $2.4B | 43.84% |