Advisors Asset Management, Inc. Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$6.6B
Holdings
1,463
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (1,463 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | EPAMEPAM SYS INC | 7,736 | $4.4B | 67.10% | |
| 302 | CSWCCAPITAL SOUTHWEST CORP | 175,212 | $4.4B | 67.09% | |
| 303 | —FIRST TR ENERGY INCOME & GRO | 325,199 | $4.4B | 67.06% | |
| 304 | BSXBOSTON SCIENTIFIC CORP | 101,521 | $4.4B | 66.98% | |
| 305 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 288,950 | $4.4B | 66.74% | |
| 306 | MDC1USDM D C HLDGS INC | 93,015 | $4.3B | 66.09% | |
| 307 | DEDEERE & CO | 12,887 | $4.3B | 65.66% | |
| 308 | KSSKOHLS CORP | 91,345 | $4.3B | 65.40% | |
| 309 | DARDARLING INGREDIENTS INC | 59,535 | $4.3B | 65.10% | |
| 310 | PCARPACCAR INC | 54,142 | $4.3B | 64.98% | |
| 311 | ETSYETSY INC | 20,434 | $4.2B | 64.61% | |
| 312 | ADIANALOG DEVICES INC | 25,369 | $4.2B | 64.61% | |
| 313 | JRINUVEEN REAL ASSET INCOME & G | 278,184 | $4.2B | 64.50% | |
| 314 | CRSPCRISPR THERAPEUTICS AG | 37,794 | $4.2B | 64.32% | |
| 315 | ACNACCENTURE PLC IRELAND | 13,181 | $4.2B | 64.12% | |
| 316 | CCCHEMOURS CO | 144,993 | $4.2B | 64.06% | |
| 317 | VMOINVESCO MUN OPPORTUNITY TR | 306,657 | $4.2B | 63.84% | |
| 318 | MSIMOTOROLA SOLUTIONS INC | 18,039 | $4.2B | 63.73% | |
| 319 | —DELAWARE IVY HIGH INCOME OPP | 305,685 | $4.2B | 63.55% | |
| 320 | —LABORATORY CORP AMER HLDGS | 14,748 | $4.2B | 63.12% | |
| 321 | NMFCNEW MTN FIN CORP | 310,290 | $4.1B | 62.80% | |
| 322 | TRYBARINGS BDC INC | 373,932 | $4.1B | 62.66% | |
| 323 | TCPCBLACKROCK TCP CAPITAL CORP | 303,505 | $4.1B | 62.63% | |
| 324 | CMGCHIPOTLE MEXICAN GRILL INC | 2,264 | $4.1B | 62.57% | |
| 325 | —BLACKROCK MUNIHLDS INVSTM QL | 281,872 | $4.1B | 62.24% | |
| 326 | IGAVOYA GLBL ADV & PREM OPP FD | 412,594 | $4.1B | 62.18% | |
| 327 | ISDPGIM HIGH YIELD BOND FUND IN | 251,092 | $4.1B | 62.01% | |
| 328 | HCAHCA HEALTHCARE INC | 16,798 | $4.1B | 62.00% | |
| 329 | GVAGRANITE CONSTR INC | 102,910 | $4.1B | 61.89% | |
| 330 | XBOEXBLACKROCK ENHANCED GLOBAL DI | 347,525 | $4.1B | 61.89% | |
| 331 | TECHBIO-TECHNE CORP | 8,393 | $4.1B | 61.84% | |
| 332 | NTRANATERA INC | 36,473 | $4.1B | 61.81% | |
| 333 | ODFLOLD DOMINION FREIGHT LINE IN | 14,206 | $4.1B | 61.78% | |
| 334 | WHFWHITEHORSE FIN INC | 266,700 | $4.1B | 61.72% | |
| 335 | RMERESMED INC | 15,364 | $4.0B | 61.57% | |
| 336 | AFLAFLAC INC | 77,286 | $4.0B | 61.27% | |
| 337 | TWOEURTWO HBRS INVT CORP | 635,353 | $4.0B | 61.25% | |
| 338 | BALLBALL CORP | 44,757 | $4.0B | 61.23% | |
| 339 | ULTAULTA BEAUTY INC | 11,119 | $4.0B | 61.02% | |
| 340 | DC4DEXCOM INC | 7,333 | $4.0B | 60.98% | |
| 341 | ESEVERSOURCE ENERGY | 48,758 | $4.0B | 60.61% | |
| 342 | MTZMASTEC INC | 46,083 | $4.0B | 60.46% | |
| 343 | PSECPROSPECT CAP CORP | 515,469 | $4.0B | 60.35% | |
| 344 | ALBALBEMARLE CORP | 18,126 | $4.0B | 60.35% | |
| 345 | AVYAVERY DENNISON CORP | 19,147 | $4.0B | 60.32% | |
| 346 | ESSESSEX PPTY TR INC | 12,385 | $4.0B | 60.22% | |
| 347 | MTDMETTLER TOLEDO INTERNATIONAL | 2,869 | $4.0B | 60.09% | |
| 348 | EOGEOG RES INC | 48,951 | $3.9B | 59.74% | |
| 349 | ALKALASKA AIR GROUP INC | 66,873 | $3.9B | 59.59% | |
| 350 | SMGSCOTTS MIRACLE-GRO CO | 26,768 | $3.9B | 59.58% | |
| 351 | 3M4MASIMO CORP | 14,456 | $3.9B | 59.50% | |
| 352 | STLASTELLANTIS N.V | 204,623 | $3.9B | 59.43% | |
| 353 | NZFNUVEEN MUNICIPAL CREDIT INC | 232,623 | $3.9B | 59.14% | |
| 354 | ABJAABB LTD | 115,340 | $3.8B | 58.51% | |
| 355 | TSCOTRACTOR SUPPLY CO | 18,981 | $3.8B | 58.48% | |
| 356 | GJBSTEELCASE INC | 302,877 | $3.8B | 58.39% | |
| 357 | GAINGLADSTONE INVT CORP | 276,348 | $3.8B | 58.28% | |
| 358 | SOSOUTHERN CO | 61,843 | $3.8B | 58.27% | |
| 359 | SCMSTELLUS CAP INVT CORP | 293,337 | $3.8B | 58.25% | |
| 360 | STESTERIS PLC | 18,703 | $3.8B | 58.10% | |
| 361 | NEMNEWMONT CORP | 70,339 | $3.8B | 58.07% | |
| 362 | MARMARRIOTT INTL INC NEW | 25,773 | $3.8B | 58.04% | |
| 363 | SIVBEURSVB FINANCIAL GROUP | 5,879 | $3.8B | 57.83% | |
| 364 | SARSARATOGA INVT CORP | 132,087 | $3.8B | 57.72% | |
| 365 | HRZNHORIZON TECHNOLOGY FIN CORP | 232,234 | $3.8B | 57.42% | |
| 366 | ICEINTERCONTINENTAL EXCHANGE IN | 32,787 | $3.8B | 57.25% | |
| 367 | DUKDUKE ENERGY CORP NEW | 38,274 | $3.7B | 56.79% | |
| 368 | WELLWELLTOWER INC | 45,294 | $3.7B | 56.75% | |
| 369 | GPNGLOBAL PMTS INC | 23,657 | $3.7B | 56.69% | |
| 370 | SGENUSDSEAGEN INC | 21,930 | $3.7B | 56.63% | |
| 371 | MVFBLACKROCK MUNIVEST FD INC | 392,137 | $3.7B | 56.48% | |
| 372 | BKNGBOOKING HOLDINGS INC | 1,559 | $3.7B | 56.28% | |
| 373 | VVRINVESCO SR INCOME TR | 827,290 | $3.7B | 55.97% | |
| 374 | SPGSIMON PPTY GROUP INC NEW | 28,012 | $3.6B | 55.37% | |
| 375 | PDXPIMCO ENERGY & TACTICAL CR O | 297,598 | $3.6B | 55.26% | |
| 376 | —CYRUSONE INC | 46,929 | $3.6B | 55.24% | |
| 377 | PRUPRUDENTIAL FINL INC | 34,496 | $3.6B | 55.18% | |
| 378 | CDWCDW CORP | 19,914 | $3.6B | 55.12% | |
| 379 | XAWPXABERDEEN GLOBAL PREMIER PPTY | 593,710 | $3.6B | 54.71% | |
| 380 | ADXADAMS DIVERSIFIED EQUITY FD | 181,564 | $3.6B | 54.67% | |
| 381 | DALDELTA AIR LINES INC DEL | 84,132 | $3.6B | 54.51% | |
| 382 | GLADUSDGLADSTONE CAPITAL CORP | 315,388 | $3.6B | 54.19% | |
| 383 | 7SUSUMMIT MATLS INC | 111,461 | $3.6B | 54.18% | |
| 384 | MCMOELIS & CO | 57,449 | $3.6B | 54.04% | |
| 385 | TELTE CONNECTIVITY LTD | 25,757 | $3.5B | 53.74% | |
| 386 | DVADAVITA INC | 30,225 | $3.5B | 53.43% | |
| 387 | DPZDOMINOS PIZZA INC | 7,361 | $3.5B | 53.39% | |
| 388 | IDXXIDEXX LABS INC | 5,641 | $3.5B | 53.34% | |
| 389 | —FST TR NEW OPPORT MLP & ENE | 617,154 | $3.5B | 53.30% | |
| 390 | JRSNUVEEN REAL ESTATE INCOME FD | 329,962 | $3.5B | 53.28% | |
| 391 | CXCEMEX SAB DE CV | 487,935 | $3.5B | 53.19% | |
| 392 | NVCRNOVOCURE LTD | 30,092 | $3.5B | 53.16% | |
| 393 | DGDOLLAR GEN CORP NEW | 16,428 | $3.5B | 52.99% | |
| 394 | —BIOHAVEN PHARMACTL HLDG CO L | 24,860 | $3.5B | 52.51% | |
| 395 | UALUNITED AIRLS HLDGS INC | 72,479 | $3.4B | 52.43% | |
| 396 | GEGGEO GROUP INC NEW | 461,455 | $3.4B | 52.42% | |
| 397 | GSKGLAXOSMITHKLINE PLC | 90,108 | $3.4B | 52.35% | |
| 398 | XFEBFIRST TR MLP & ENERGY INCOM | 476,094 | $3.4B | 52.13% | |
| 399 | AJGGALLAGHER ARTHUR J & CO | 22,892 | $3.4B | 51.75% | |
| 400 | SNPSSYNOPSYS INC | 11,357 | $3.4B | 51.70% |