Advisors Asset Management, Inc. Q4 2016 Filing
Filed February 9, 2017
Portfolio Value
$6.0B
Holdings
1,844
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (1,844 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | DFINDONNELLEY FINL SOLUTIONS INC | 174,193 | $4.0B | 66.47% | |
| 402 | —LEGG MASON BW GLB INC OPP FD | 336,541 | $4.0B | 66.10% | |
| 403 | PBIPITNEY BOWES INC | 261,840 | $4.0B | 66.04% | |
| 404 | JCENUVEEN CORE EQUITY ALPHA FUN | 302,265 | $4.0B | 65.65% | |
| 405 | —LINEAR TECHNOLOGY CORP | 63,347 | $4.0B | 65.59% | |
| 406 | —PAREXEL INTL CORP | 60,094 | $3.9B | 65.57% | |
| 407 | —PRUDENTIAL SHT DURATION HG Y | 254,819 | $3.9B | 65.50% | |
| 408 | ETGEATON VANCE TX ADV GLBL DIV | 279,769 | $3.9B | 65.35% | |
| 409 | NXPINXP SEMICONDUCTORS N V | 40,160 | $3.9B | 65.35% | |
| 410 | KMIKINDER MORGAN INC DEL | 189,731 | $3.9B | 65.24% | |
| 411 | MDMEDNAX INC | 58,923 | $3.9B | 65.22% | |
| 412 | A4SAMERIPRISE FINL INC | 35,258 | $3.9B | 64.96% | |
| 413 | —ORBITAL ATK INC | 44,514 | $3.9B | 64.84% | |
| 414 | BIIBBIOGEN INC | 13,737 | $3.9B | 64.69% | |
| 415 | EOSEATON VANCE ENH EQTY INC FD | 303,455 | $3.9B | 64.49% | |
| 416 | GMGENERAL MTRS CO | 111,341 | $3.9B | 64.41% | |
| 417 | FFIVF5 NETWORKS INC | 26,803 | $3.9B | 64.41% | |
| 418 | XSSPXNUVEEN S&P 500 DYN OVERWRITE | 268,409 | $3.9B | 64.18% | |
| 419 | MSMMSC INDL DIRECT INC | 41,834 | $3.9B | 64.18% | |
| 420 | —MONSANTO CO NEW | 36,479 | $3.8B | 63.73% | |
| 421 | AEPAMERICAN ELEC PWR INC | 60,866 | $3.8B | 63.63% | |
| 422 | BGXBLACKSTONE GSO LNG SHRT CR I | 239,129 | $3.8B | 63.21% | |
| 423 | —BLACKROCK MUNIHOLDNGS QLTY I | 280,151 | $3.8B | 63.16% | |
| 424 | GWWGRAINGER W W INC | 16,285 | $3.8B | 62.80% | |
| 425 | BGTBLACKROCK FLOATING RATE INCO | 268,458 | $3.8B | 62.76% | |
| 426 | ABJAABB LTD | 178,863 | $3.8B | 62.58% | |
| 427 | MUCBLACKROCK MUNIHLDNGS QLTY II | 277,656 | $3.7B | 62.20% | |
| 428 | ISRGINTUITIVE SURGICAL INC | 5,884 | $3.7B | 61.95% | |
| 429 | HSICSCHEIN HENRY INC | 24,233 | $3.7B | 61.04% | |
| 430 | CGOCALAMOS GLOBAL TOTAL RETURN | 348,955 | $3.7B | 61.00% | |
| 431 | —ADVENT CLAYMORE ENH GRW & IN | 441,148 | $3.7B | 60.87% | |
| 432 | NXJNUVEEN NEW JERSEY QULT MUN F | 277,601 | $3.7B | 60.66% | |
| 433 | GLVCLOUGH GLOBAL DIVND AND INC | 303,431 | $3.7B | 60.66% | |
| 434 | BLWBLACKROCK LTD DURATION INC T | 240,319 | $3.6B | 60.54% | |
| 435 | GCI1EURGANNETT CO INC | 373,196 | $3.6B | 60.17% | |
| 436 | NMFCNEW MTN FIN CORP | 256,887 | $3.6B | 60.14% | |
| 437 | COOCOOPER COS INC | 20,671 | $3.6B | 60.04% | |
| 438 | —XEROX CORP | 413,569 | $3.6B | 59.94% | |
| 439 | SNYSANOFI | 89,166 | $3.6B | 59.88% | |
| 440 | EXGEATON VANCE TAX ADVT DIV INC | 175,326 | $3.6B | 59.79% | |
| 441 | ABTABBOTT LABS | 93,738 | $3.6B | 59.78% | |
| 442 | —ALLIANZGI DIVERS INC & CNV F | 190,788 | $3.6B | 59.49% | |
| 443 | BBYBEST BUY INC | 83,783 | $3.6B | 59.36% | |
| 444 | UGIUGI CORP NEW | 77,443 | $3.6B | 59.26% | |
| 445 | —NUVEEN TX ADV TOTAL RET STRG | 311,025 | $3.5B | 58.61% | |
| 446 | WATWATERS CORP | 26,165 | $3.5B | 58.38% | |
| 447 | TWXCHFTIME WARNER INC | 36,329 | $3.5B | 58.23% | |
| 448 | TSLXUSDTPG SPECIALTY LENDING INC | 187,019 | $3.5B | 58.02% | |
| 449 | NYMTEURNEW YORK MTG TR INC | 528,603 | $3.5B | 57.93% | |
| 450 | XMUIXBLACKROCK MUNI INTER DR FD I | 252,824 | $3.5B | 57.93% | |
| 451 | WESWESTERN GAS PARTNERS LP | 59,225 | $3.5B | 57.78% | |
| 452 | BUIBLACKROCK UTIL & INFRASTRCTU | 188,832 | $3.5B | 57.72% | |
| 453 | AFBALLIANCEBERNSTEIN NATL MUNI | 262,953 | $3.5B | 57.72% | |
| 454 | ADCAGREE REALTY CORP | 75,400 | $3.5B | 57.65% | |
| 455 | WMBWILLIAMS COS INC DEL | 111,367 | $3.5B | 57.58% | |
| 456 | MSDMORGAN STANLEY EMER MKTS DEB | 381,010 | $3.5B | 57.57% | |
| 457 | XBGYXBLACKROCK INTL GRWTH & INC T | 621,604 | $3.4B | 56.87% | |
| 458 | VLTINVESCO HIGH INCOME TR II | 239,991 | $3.4B | 56.82% | |
| 459 | AZNASTRAZENECA PLC | 124,987 | $3.4B | 56.70% | |
| 460 | —GW PHARMACEUTICALS PLC | 30,467 | $3.4B | 56.54% | |
| 461 | INGRINGREDION INC | 27,172 | $3.4B | 56.37% | |
| 462 | —REYNOLDS AMERICAN INC | 60,294 | $3.4B | 56.11% | |
| 463 | DLXDELUXE CORP | 47,126 | $3.4B | 56.04% | |
| 464 | LIILENNOX INTL INC | 21,814 | $3.3B | 55.48% | |
| 465 | PKNPERKINELMER INC | 63,997 | $3.3B | 55.41% | |
| 466 | RIORIO TINTO PLC | 86,636 | $3.3B | 55.33% | |
| 467 | —DCP MIDSTREAM PARTNERS LP | 86,683 | $3.3B | 55.24% | |
| 468 | XEADXWELLS FARGO INCOME OPPORTUNI | 392,061 | $3.3B | 55.21% | |
| 469 | —LABORATORY CORP AMER HLDGS | 25,778 | $3.3B | 54.94% | |
| 470 | EDCONSOLIDATED EDISON INC | 44,837 | $3.3B | 54.86% | |
| 471 | WIWWESTERN ASSET CLYM INFL OPP | 296,013 | $3.3B | 54.76% | |
| 472 | GLWCORNING INC | 135,527 | $3.3B | 54.61% | |
| 473 | PEGPUBLIC SVC ENTERPRISE GROUP | 74,482 | $3.3B | 54.26% | |
| 474 | BGRBLACKROCK ENERGY & RES TR | 226,049 | $3.3B | 54.20% | |
| 475 | —AETNA INC NEW | 26,042 | $3.2B | 53.62% | |
| 476 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 253,749 | $3.2B | 53.60% | |
| 477 | SNASNAP ON INC | 18,772 | $3.2B | 53.38% | |
| 478 | AFGAMERICAN FINL GROUP INC OHIO | 36,387 | $3.2B | 53.23% | |
| 479 | BALLBALL CORP | 42,156 | $3.2B | 52.55% | |
| 480 | EFTEATON VANCE FLTING RATE INC | 212,264 | $3.2B | 52.52% | |
| 481 | TDYTELEDYNE TECHNOLOGIES INC | 25,498 | $3.1B | 52.07% | |
| 482 | —TICC CAPITAL CORP | 472,587 | $3.1B | 51.87% | |
| 483 | EQTEQT CORP | 47,616 | $3.1B | 51.71% | |
| 484 | TTCTORO CO | 55,360 | $3.1B | 51.42% | |
| 485 | RCI/BROGERS COMMUNICATIONS INC | 79,865 | $3.1B | 51.16% | |
| 486 | —VOYA PRIME RATE TR | 556,151 | $3.1B | 51.16% | |
| 487 | LAMRLAMAR ADVERTISING CO NEW | 45,801 | $3.1B | 51.14% | |
| 488 | ELVANTHEM INC | 21,352 | $3.1B | 50.98% | |
| 489 | CMCCOMMERCIAL METALS CO | 140,232 | $3.1B | 50.71% | |
| 490 | PWRQUANTA SVCS INC | 87,059 | $3.0B | 50.38% | |
| 491 | —STATOIL ASA | 165,990 | $3.0B | 50.28% | |
| 492 | SEICSEI INVESTMENTS CO | 61,288 | $3.0B | 50.23% | |
| 493 | MDUMDU RES GROUP INC | 104,619 | $3.0B | 49.98% | |
| 494 | TMUST MOBILE US INC | 52,024 | $3.0B | 49.68% | |
| 495 | PBCTEURPEOPLES UNITED FINANCIAL INC | 154,355 | $3.0B | 49.61% | |
| 496 | AEEAMEREN CORP | 56,273 | $3.0B | 49.02% | |
| 497 | XHNWXPIONEER DIV HIGH INCOME TRUS | 184,286 | $3.0B | 49.02% | |
| 498 | LOWLOWES COS INC | 41,454 | $2.9B | 48.95% | |
| 499 | HTGCHERCULES CAPITAL INC | 208,807 | $2.9B | 48.92% | |
| 500 | WSTWEST PHARMACEUTICAL SVSC INC | 34,709 | $2.9B | 48.88% |