Advisors Asset Management, Inc. Q4 2016 Filing
Filed February 9, 2017
Portfolio Value
$6.0B
Holdings
1,844
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (1,844 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | STMSTMICROELECTRONICS N V | 258,702 | $2.9B | 48.75% | |
| 502 | BKRBAKER HUGHES INC | 45,133 | $2.9B | 48.68% | |
| 503 | BUDANHEUSER BUSCH INBEV SA/NV | 27,754 | $2.9B | 48.58% | |
| 504 | PLOWDOUGLAS DYNAMICS INC | 86,850 | $2.9B | 48.53% | |
| 505 | EXPEAGLE MATERIALS INC | 29,644 | $2.9B | 48.50% | |
| 506 | SMFGSUMITOMO MITSUI FINL GROUP I | 382,109 | $2.9B | 48.47% | |
| 507 | LRCXEURLAM RESEARCH CORP | 27,520 | $2.9B | 48.32% | |
| 508 | FSICUSDFS INVT CORP | 282,036 | $2.9B | 48.24% | |
| 509 | IHDVOYA EMERGING MKTS HIGH DIVI | 388,842 | $2.9B | 48.10% | |
| 510 | CINFCINCINNATI FINL CORP | 38,120 | $2.9B | 47.95% | |
| 511 | BCVBANCROFT FUND LTD | 142,866 | $2.9B | 47.94% | |
| 512 | RHCRH PLC | 83,834 | $2.9B | 47.85% | |
| 513 | SJMSMUCKER J M CO | 22,405 | $2.9B | 47.64% | |
| 514 | OREALTY INCOME CORP | 49,882 | $2.9B | 47.60% | |
| 515 | PTENPATTERSON UTI ENERGY INC | 106,376 | $2.9B | 47.55% | |
| 516 | THOTHOR INDS INC | 28,541 | $2.9B | 47.42% | |
| 517 | PETSPETMED EXPRESS INC | 123,528 | $2.9B | 47.32% | |
| 518 | BRK/BBERKSHIRE HATHAWAY INC DEL | 17,472 | $2.8B | 47.29% | |
| 519 | JFRNUVEEN FLOATING RATE INCOME | 243,464 | $2.8B | 47.17% | |
| 520 | RJFRAYMOND JAMES FINANCIAL INC | 40,989 | $2.8B | 47.14% | |
| 521 | ECFELLSWORTH GROWTH & INCOME FD | 343,601 | $2.8B | 47.12% | |
| 522 | EMEEMCOR GROUP INC | 40,112 | $2.8B | 47.12% | |
| 523 | POT1EURPOTASH CORP SASK INC | 156,315 | $2.8B | 46.96% | |
| 524 | CXEMFS HIGH INCOME MUN TR | 571,362 | $2.8B | 46.49% | |
| 525 | —STERIS PLC | 41,388 | $2.8B | 46.31% | |
| 526 | AMLPUSDALPS ETF TR | 221,057 | $2.8B | 46.24% | |
| 527 | BHPBHP BILLITON LTD | 77,828 | $2.8B | 46.24% | |
| 528 | CHICALAMOS CONV OPP AND INC FD | 275,353 | $2.8B | 46.13% | |
| 529 | PAAPLAINS ALL AMERN PIPELINE L | 85,887 | $2.8B | 46.04% | |
| 530 | —BLACKROCK MUNI INCOME INV QL | 193,358 | $2.8B | 45.94% | |
| 531 | EIXEDISON INTL | 38,393 | $2.8B | 45.89% | |
| 532 | —NATUS MEDICAL INC DEL | 79,380 | $2.8B | 45.86% | |
| 533 | —BLACKROCK MUNIC INCM INVST T | 196,996 | $2.8B | 45.83% | |
| 534 | FCTFIRST TR SR FLG RTE INCM FD | 199,530 | $2.8B | 45.81% | |
| 535 | BCXBLACKROCK RES & COMM STRAT T | 332,896 | $2.8B | 45.71% | |
| 536 | DGXQUEST DIAGNOSTICS INC | 29,944 | $2.8B | 45.70% | |
| 537 | UGRULTRAPAR PARTICIPACOES S A | 132,058 | $2.7B | 45.48% | |
| 538 | CBRECBRE GROUP INC | 85,803 | $2.7B | 44.87% | |
| 539 | MCXMCCORMICK & CO INC | 28,799 | $2.7B | 44.63% | |
| 540 | PFPTPROOFPOINT INC | 37,987 | $2.7B | 44.57% | |
| 541 | REGNREGENERON PHARMACEUTICALS | 7,277 | $2.7B | 44.35% | |
| 542 | FITBFIFTH THIRD BANCORP | 98,853 | $2.7B | 44.27% | |
| 543 | ASGLIBERTY ALL-STAR GROWTH FD I | 635,914 | $2.7B | 44.13% | |
| 544 | DGDOLLAR GEN CORP NEW | 35,833 | $2.7B | 44.07% | |
| 545 | THQTEKLA HEALTHCARE OPPORTUNIT | 170,906 | $2.7B | 44.03% | |
| 546 | XCHYXCALAMOS CONV & HIGH INCOME F | 251,147 | $2.6B | 44.00% | |
| 547 | STLDSTEEL DYNAMICS INC | 74,086 | $2.6B | 43.77% | |
| 548 | —BLACKROCK MUNIYIELD CALIF FD | 172,387 | $2.6B | 43.70% | |
| 549 | FANGDIAMONDBACK ENERGY INC | 25,759 | $2.6B | 43.22% | |
| 550 | —SHIP FINANCE INTERNATIONAL L | 174,544 | $2.6B | 43.04% | |
| 551 | CMUMFS HIGH YIELD MUN TR | 586,244 | $2.6B | 43.02% | |
| 552 | KELKELLOGG CO | 35,112 | $2.6B | 42.97% | |
| 553 | PNWPINNACLE WEST CAP CORP | 33,024 | $2.6B | 42.79% | |
| 554 | ETOEATON VANCE TX ADV GLB DIV O | 123,099 | $2.6B | 42.54% | |
| 555 | JAZZJAZZ PHARMACEUTICALS PLC | 23,470 | $2.6B | 42.49% | |
| 556 | —VANTIV INC | 42,724 | $2.5B | 42.29% | |
| 557 | PKGPACKAGING CORP AMER | 29,786 | $2.5B | 41.94% | |
| 558 | ZBHZIMMER BIOMET HLDGS INC | 24,414 | $2.5B | 41.84% | |
| 559 | CXOEURCONCHO RES INC | 18,773 | $2.5B | 41.33% | |
| 560 | ACMAECOM | 67,966 | $2.5B | 41.03% | |
| 561 | RHT1EURRED HAT INC | 35,302 | $2.5B | 40.86% | |
| 562 | SCHWSCHWAB CHARLES CORP NEW | 62,245 | $2.5B | 40.80% | |
| 563 | ESLTELBIT SYS LTD | 24,127 | $2.5B | 40.75% | |
| 564 | —TESORO CORP | 28,005 | $2.4B | 40.66% | |
| 565 | URIUNITED RENTALS INC | 23,193 | $2.4B | 40.66% | |
| 566 | —MYLAN N V | 63,814 | $2.4B | 40.43% | |
| 567 | —BLACKROCK MUNIYIELD N J FD I | 158,821 | $2.4B | 40.40% | |
| 568 | SUSUNCOR ENERGY INC NEW | 74,397 | $2.4B | 40.38% | |
| 569 | NEANUVEEN FLTNG RTE INCM OPP FD | 199,085 | $2.4B | 40.30% | |
| 570 | KLACKLA-TENCOR CORP | 30,793 | $2.4B | 40.23% | |
| 571 | FFORD MTR CO DEL | 199,458 | $2.4B | 40.17% | |
| 572 | APDAIR PRODS & CHEMS INC | 16,776 | $2.4B | 40.07% | |
| 573 | VGIVIRTUS GLOBAL MULTI-SEC INC | 157,189 | $2.4B | 40.02% | |
| 574 | BMRNBIOMARIN PHARMACEUTICAL INC | 29,080 | $2.4B | 40.00% | |
| 575 | TRITHOMSON REUTERS CORP | 54,641 | $2.4B | 39.72% | |
| 576 | NXDTNEXPOINT CR STRATEGIES FD | 104,287 | $2.4B | 39.44% | |
| 577 | —INC RESH HLDGS INC | 45,076 | $2.4B | 39.37% | |
| 578 | HLTHILTON WORLDWIDE HLDGS INC | 86,913 | $2.4B | 39.25% | |
| 579 | APHAMPHENOL CORP NEW | 34,972 | $2.4B | 39.02% | |
| 580 | JECUSDJACOBS ENGR GROUP INC DEL | 41,186 | $2.3B | 38.99% | |
| 581 | CRCCANADIAN NAT RES LTD | 73,637 | $2.3B | 38.99% | |
| 582 | ROPROPER TECHNOLOGIES INC | 12,782 | $2.3B | 38.85% | |
| 583 | TSNTYSON FOODS INC | 37,604 | $2.3B | 38.51% | |
| 584 | —SPARK ENERGY INC | 76,503 | $2.3B | 38.49% | |
| 585 | —DR PEPPER SNAPPLE GROUP INC | 25,526 | $2.3B | 38.42% | |
| 586 | —NUVEEN TAX ADVANTAGED DIV GR | 165,554 | $2.3B | 38.29% | |
| 587 | —FMC TECHNOLOGIES INC | 64,906 | $2.3B | 38.29% | |
| 588 | CAJPYCANON INC | 81,926 | $2.3B | 38.27% | |
| 589 | OGEOGE ENERGY CORP | 68,525 | $2.3B | 38.06% | |
| 590 | —GUGGENHEIM EQ WEIGHT ENHANC | 139,414 | $2.3B | 37.89% | |
| 591 | HBANHUNTINGTON BANCSHARES INC | 171,928 | $2.3B | 37.74% | |
| 592 | ABMDEURABIOMED INC | 20,126 | $2.3B | 37.66% | |
| 593 | PSXPHILLIPS 66 | 26,221 | $2.3B | 37.63% | |
| 594 | CWCURTISS WRIGHT CORP | 23,042 | $2.3B | 37.63% | |
| 595 | KEYKEYCORP NEW | 123,858 | $2.3B | 37.58% | |
| 596 | WYNNWYNN RESORTS LTD | 26,102 | $2.3B | 37.49% | |
| 597 | —BLACKROCK STRATEGIC MUN TR | 166,195 | $2.2B | 37.23% | |
| 598 | DSLDOUBLELINE INCOME SOLUTIONS | 118,067 | $2.2B | 37.23% | |
| 599 | PEOEXELON CORP | 63,035 | $2.2B | 37.14% | |
| 600 | XEVGXEATON VANCE SH TM DR DIVR IN | 161,325 | $2.2B | 37.13% |