Advisors Asset Management, Inc. Q4 2017 Filing
Filed February 13, 2018
Portfolio Value
$6.1B
Holdings
1,507
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (1,507 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | FDUSFIDUS INVT CORP | 357,736 | $5.4B | 89.26% | |
| 302 | NMFCNEW MTN FIN CORP | 400,090 | $5.4B | 89.11% | |
| 303 | —DSW INC | 251,181 | $5.4B | 88.40% | |
| 304 | ECFELLSWORTH GROWTH & INCOME FD | 570,936 | $5.4B | 88.32% | |
| 305 | —ALLIANZGI CONV & INCOME FD I | 865,248 | $5.4B | 88.32% | |
| 306 | LECOLINCOLN ELEC HLDGS INC | 58,590 | $5.4B | 88.21% | |
| 307 | MTDMETTLER TOLEDO INTERNATIONAL | 8,598 | $5.3B | 87.57% | |
| 308 | HEIHEICO CORP NEW | 55,517 | $5.2B | 86.10% | |
| 309 | BCVBANCROFT FUND LTD | 237,550 | $5.2B | 84.97% | |
| 310 | PFLTPENNANTPARK FLOATING RATE CA | 374,165 | $5.1B | 84.39% | |
| 311 | EODWELLS FARGO GLOBAL DIVIDEND | 864,225 | $5.1B | 84.25% | |
| 312 | BTABLACKROCK LONG-TERM MUNI ADV | 426,557 | $5.1B | 84.15% | |
| 313 | ICEINTERCONTINENTAL EXCHANGE IN | 72,285 | $5.1B | 83.83% | |
| 314 | —TORTOISE ENERGY INDEPENDENC | 381,770 | $5.1B | 83.34% | |
| 315 | EXPEAGLE MATERIALS INC | 44,659 | $5.1B | 83.18% | |
| 316 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 365,993 | $5.0B | 82.72% | |
| 317 | BITBLACKROCK MULTI-SECTOR INC T | 276,367 | $5.0B | 82.45% | |
| 318 | MMDMAINSTAY DEFINEDTERM MN OPP | 251,873 | $5.0B | 82.11% | |
| 319 | ACMAECOM | 133,896 | $5.0B | 81.76% | |
| 320 | SPGIS&P GLOBAL INC | 29,343 | $5.0B | 81.71% | |
| 321 | RMERESMED INC | 58,663 | $5.0B | 81.66% | |
| 322 | SONSONOCO PRODS CO | 93,466 | $5.0B | 81.65% | |
| 323 | NEANUVEEN SR INCOME FD | 759,263 | $4.9B | 81.25% | |
| 324 | TMUST MOBILE US INC | 77,759 | $4.9B | 81.17% | |
| 325 | IQIINVESCO QUALITY MUNI INC TRS | 392,943 | $4.9B | 80.81% | |
| 326 | EIMEATON VANCE MUN BD FD | 391,895 | $4.9B | 80.60% | |
| 327 | —MONROE CAP CORP | 355,575 | $4.9B | 80.37% | |
| 328 | CCDCALAMOS DYNAMIC CONV & INCOM | 243,337 | $4.9B | 80.28% | |
| 329 | AFBALLIANCEBERNSTEIN NATL MUNI | 364,498 | $4.9B | 80.28% | |
| 330 | OMCOMNICOM GROUP INC | 67,034 | $4.9B | 80.25% | |
| 331 | MTZMASTEC INC | 99,680 | $4.9B | 80.20% | |
| 332 | —NUVEEN SHT DUR CR OPP FD | 292,193 | $4.9B | 79.87% | |
| 333 | XJQCXNUVEEN CR STRATEGIES INCM FD | 590,857 | $4.9B | 79.84% | |
| 334 | —EATON VANCE MUN BD FD II | 394,521 | $4.9B | 79.84% | |
| 335 | SIXEURSIX FLAGS ENTMT CORP NEW | 72,887 | $4.9B | 79.76% | |
| 336 | IGRCBRE CLARION GLOBAL REAL EST | 608,089 | $4.8B | 79.17% | |
| 337 | —ADVENT CLAY CONV SEC INC FD | 795,977 | $4.8B | 78.38% | |
| 338 | A4SAMERIPRISE FINL INC | 28,135 | $4.8B | 78.38% | |
| 339 | VGMINVESCO TR INVT GRADE MUNS | 361,048 | $4.8B | 78.23% | |
| 340 | CMECME GROUP INC | 32,246 | $4.7B | 77.42% | |
| 341 | BGTBLACKROCK FLOATING RATE INCO | 336,713 | $4.7B | 77.05% | |
| 342 | ADCAGREE REALTY CORP | 91,036 | $4.7B | 76.98% | |
| 343 | VCVINVESCO CALIF VALUE MUN INC | 371,759 | $4.7B | 76.88% | |
| 344 | OFSOFS CAP CORP | 392,825 | $4.7B | 76.85% | |
| 345 | SYKSTRYKER CORP | 30,085 | $4.7B | 76.57% | |
| 346 | —ALLIANCE CALIF MUN INCOME FD | 342,323 | $4.7B | 76.54% | |
| 347 | BBYBEST BUY INC | 67,937 | $4.7B | 76.47% | |
| 348 | CXHMFS INVT GRADE MUN TR | 479,013 | $4.6B | 76.42% | |
| 349 | HEQJOHN HANCOCK HDG EQ & INC FD | 264,928 | $4.6B | 75.81% | |
| 350 | ESLTELBIT SYS LTD | 34,572 | $4.6B | 75.75% | |
| 351 | GRMNGARMIN LTD | 77,251 | $4.6B | 75.65% | |
| 352 | QQQXNUVEEN NASDAQ 100 DYNAMIC OV | 189,531 | $4.6B | 75.43% | |
| 353 | MUCBLACKROCK MUNIHLDNGS CALI QL | 322,786 | $4.6B | 75.35% | |
| 354 | PXDEURPIONEER NAT RES CO | 26,467 | $4.6B | 75.20% | |
| 355 | PLDPROLOGIS INC | 70,898 | $4.6B | 75.19% | |
| 356 | UTFCOHEN & STEERS INFRASTRUCTUR | 189,428 | $4.5B | 74.73% | |
| 357 | —TORTOISE PIPELINE & ENERGY F | 240,149 | $4.5B | 74.22% | |
| 358 | XGDVXGABELLI DIVD & INCOME TR | 192,617 | $4.5B | 74.12% | |
| 359 | GOOGALPHABET INC | 4,276 | $4.5B | 73.54% | |
| 360 | 7SUSUMMIT MATLS INC | 140,950 | $4.4B | 72.84% | |
| 361 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 288,173 | $4.4B | 72.79% | |
| 362 | IVREURINVESCO MORTGAGE CAPITAL INC | 248,301 | $4.4B | 72.77% | |
| 363 | ETXEATON VANCE MUN INCOME 2028 | 213,597 | $4.4B | 72.76% | |
| 364 | DSLDOUBLELINE INCOME SOLUTIONS | 218,206 | $4.4B | 72.43% | |
| 365 | FLRFLUOR CORP NEW | 85,261 | $4.4B | 72.39% | |
| 366 | BIIBBIOGEN INC | 13,802 | $4.4B | 72.28% | |
| 367 | GJBSTEELCASE INC | 288,027 | $4.4B | 71.97% | |
| 368 | ORLYO REILLY AUTOMOTIVE INC NEW | 18,190 | $4.4B | 71.92% | |
| 369 | ABJAABB LTD | 162,982 | $4.4B | 71.85% | |
| 370 | POT1EURPOTASH CORP SASK INC | 211,482 | $4.4B | 71.79% | |
| 371 | NTESNETEASE INC | 12,632 | $4.4B | 71.65% | |
| 372 | CHICALAMOS CONV OPP AND INC FD | 383,289 | $4.3B | 70.50% | |
| 373 | GVAGRANITE CONSTR INC | 67,591 | $4.3B | 70.47% | |
| 374 | ISRGINTUITIVE SURGICAL INC | 11,708 | $4.3B | 70.24% | |
| 375 | —BLACKROCK MUNIYIELD CALI QLT | 291,158 | $4.3B | 70.16% | |
| 376 | TJXTJX COS INC NEW | 55,397 | $4.2B | 69.63% | |
| 377 | PNNTPENNANTPARK INVT CORP | 612,925 | $4.2B | 69.62% | |
| 378 | AEGAEGON N V | 667,763 | $4.2B | 69.16% | |
| 379 | DTEDTE ENERGY CO | 38,423 | $4.2B | 69.14% | |
| 380 | DISDISNEY WALT CO | 39,035 | $4.2B | 68.99% | |
| 381 | NUENUCOR CORP | 65,929 | $4.2B | 68.91% | |
| 382 | EOSEATON VANCE ENH EQTY INC FD | 275,381 | $4.2B | 68.89% | |
| 383 | XEFRXEATON VANCE SR FLTNG RTE TR | 287,876 | $4.2B | 68.33% | |
| 384 | WMBWILLIAMS COS INC DEL | 134,989 | $4.1B | 67.66% | |
| 385 | MTNVAIL RESORTS INC | 19,363 | $4.1B | 67.63% | |
| 386 | PSXPHILLIPS 66 | 40,626 | $4.1B | 67.54% | |
| 387 | VKQINVESCO MUN TR | 328,214 | $4.1B | 67.45% | |
| 388 | HALHALLIBURTON CO | 83,398 | $4.1B | 67.00% | |
| 389 | —AMERICAN CAP SR FLOATING LTD | 385,087 | $4.1B | 66.62% | |
| 390 | FTFRANKLIN UNVL TR | 564,225 | $4.0B | 66.49% | |
| 391 | T7DTRANSDIGM GROUP INC | 14,659 | $4.0B | 66.18% | |
| 392 | BHPBHP BILLITON LTD | 87,483 | $4.0B | 66.13% | |
| 393 | COPCONOCOPHILLIPS | 73,196 | $4.0B | 66.05% | |
| 394 | EXGEATON VANCE TAX ADVT DIV INC | 171,572 | $4.0B | 65.62% | |
| 395 | EOIEATON VANCE ENHANCED EQ INC | 273,085 | $4.0B | 65.13% | |
| 396 | BKFIDREYFUS MUN BD INFRSTRCTR FD | 303,634 | $3.9B | 64.88% | |
| 397 | PMMPUTNAM MANAGED MUN INCOM TR | 529,138 | $3.9B | 64.45% | |
| 398 | PG4PRINCIPAL FINL GROUP INC | 55,547 | $3.9B | 64.42% | |
| 399 | —CM FIN INC | 478,918 | $3.9B | 64.16% | |
| 400 | —OAKTREE STRATEGIC INCOME COR | 462,382 | $3.9B | 63.85% |