Advisors Asset Management, Inc. Q4 2017 Filing
Filed February 13, 2018
Portfolio Value
$6.1B
Holdings
1,507
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (1,507 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | NEWTNEWTEK BUSINESS SVCS CORP | 209,643 | $3.9B | 63.71% | |
| 402 | DGXQUEST DIAGNOSTICS INC | 39,229 | $3.9B | 63.52% | |
| 403 | BUWABIO RAD LABS INC | 16,139 | $3.9B | 63.32% | |
| 404 | SNYSANOFI | 89,004 | $3.8B | 62.91% | |
| 405 | PDCOEURPATTERSON COMPANIES INC | 105,784 | $3.8B | 62.83% | |
| 406 | FQIDIGITAL RLTY TR INC | 33,511 | $3.8B | 62.74% | |
| 407 | MCNMADISON CVRED CALL & EQ STR | 488,513 | $3.8B | 61.99% | |
| 408 | CEVEATON VANCE CA MUNI INCOME T | 309,506 | $3.8B | 61.87% | |
| 409 | CWCURTISS WRIGHT CORP | 30,597 | $3.7B | 61.28% | |
| 410 | STZCONSTELLATION BRANDS INC | 16,241 | $3.7B | 61.02% | |
| 411 | WIWWESTERN ASSET CLYM INFL OPP | 324,498 | $3.7B | 60.92% | |
| 412 | —KLX INC | 53,969 | $3.7B | 60.54% | |
| 413 | —BLACKROCK MUNIHOLDNGS QLTY I | 275,177 | $3.7B | 60.53% | |
| 414 | XFEBFIRST TR MLP & ENERGY INCOME | 235,163 | $3.7B | 60.49% | |
| 415 | NVDANVIDIA CORP | 18,976 | $3.7B | 60.36% | |
| 416 | VVRINVESCO SR INCOME TR | 832,429 | $3.7B | 60.06% | |
| 417 | GDLGDL FUND | 374,263 | $3.6B | 59.87% | |
| 418 | BGRBLACKROCK ENERGY & RES TR | 256,238 | $3.6B | 59.72% | |
| 419 | —COHEN & STEERS MLP INC & ENR | 353,533 | $3.6B | 59.57% | |
| 420 | WSMWILLIAMS SONOMA INC | 69,491 | $3.6B | 59.06% | |
| 421 | GBDCGOLUB CAP BDC INC | 197,268 | $3.6B | 59.01% | |
| 422 | ECLECOLAB INC | 26,753 | $3.6B | 59.01% | |
| 423 | —WILLIAMS PARTNERS L P NEW | 92,340 | $3.6B | 58.86% | |
| 424 | EVEUREATON VANCE CORP | 63,492 | $3.6B | 58.85% | |
| 425 | LIILENNOX INTL INC | 17,155 | $3.6B | 58.73% | |
| 426 | TDSTELEPHONE & DATA SYS INC | 128,472 | $3.6B | 58.72% | |
| 427 | BABAALIBABA GROUP HLDG LTD | 20,645 | $3.6B | 58.52% | |
| 428 | BUDANHEUSER BUSCH INBEV SA/NV | 31,581 | $3.5B | 57.91% | |
| 429 | XEVMXEATON VANCE CALIF MUN BD FD | 305,529 | $3.5B | 57.78% | |
| 430 | HSTHOST HOTELS & RESORTS INC | 176,803 | $3.5B | 57.70% | |
| 431 | TTENTOTAL S A | 63,252 | $3.5B | 57.48% | |
| 432 | HTGCHERCULES CAPITAL INC | 266,390 | $3.5B | 57.45% | |
| 433 | ABGAMERISOURCEBERGEN CORP | 38,034 | $3.5B | 57.40% | |
| 434 | HRZNHORIZON TECHNOLOGY FIN CORP | 310,191 | $3.5B | 57.20% | |
| 435 | TPCTUTOR PERINI CORP | 137,116 | $3.5B | 57.14% | |
| 436 | 7HPHP INC | 165,419 | $3.5B | 57.12% | |
| 437 | TSMTAIWAN SEMICONDUCTOR MFG LTD | 86,870 | $3.4B | 56.61% | |
| 438 | APTVAPTIV PLC | 40,599 | $3.4B | 56.61% | |
| 439 | ABMDEURABIOMED INC | 18,297 | $3.4B | 56.37% | |
| 440 | WDCWESTERN DIGITAL CORP | 43,104 | $3.4B | 56.35% | |
| 441 | TROWPRICE T ROWE GROUP INC | 32,541 | $3.4B | 56.14% | |
| 442 | JFRNUVEEN FLOATING RATE INCOME | 302,649 | $3.4B | 55.77% | |
| 443 | FMCF M C CORP | 35,694 | $3.4B | 55.54% | |
| 444 | XBGYXBLACKROCK ENHANCED INTL DIV | 516,452 | $3.4B | 55.35% | |
| 445 | —L3 TECHNOLOGIES INC | 16,905 | $3.3B | 54.99% | |
| 446 | BACBANK AMER CORP | 113,193 | $3.3B | 54.92% | |
| 447 | UGRULTRAPAR PARTICIPACOES S A | 146,815 | $3.3B | 54.85% | |
| 448 | WBWEIBO CORP | 32,209 | $3.3B | 54.77% | |
| 449 | CERNCHFCERNER CORP | 49,318 | $3.3B | 54.64% | |
| 450 | HIIHUNTINGTON INGALLS INDS INC | 14,093 | $3.3B | 54.61% | |
| 451 | AVBAVALONBAY CMNTYS INC | 18,602 | $3.3B | 54.56% | |
| 452 | —ALCENTRA CAP CORP | 392,589 | $3.3B | 54.15% | |
| 453 | —ORBITAL ATK INC | 24,897 | $3.3B | 53.82% | |
| 454 | IRMIRON MTN INC NEW | 86,404 | $3.3B | 53.59% | |
| 455 | EWEDWARDS LIFESCIENCES CORP | 28,894 | $3.3B | 53.54% | |
| 456 | USBUS BANCORP DEL | 60,620 | $3.2B | 53.39% | |
| 457 | MDUMDU RES GROUP INC | 120,459 | $3.2B | 53.23% | |
| 458 | THOTHOR INDS INC | 21,456 | $3.2B | 53.16% | |
| 459 | AZNASTRAZENECA PLC | 92,903 | $3.2B | 53.00% | |
| 460 | MSMMSC INDL DIRECT INC | 33,355 | $3.2B | 53.00% | |
| 461 | MASMASCO CORP | 73,381 | $3.2B | 53.00% | |
| 462 | CRMSALESFORCE COM INC | 31,530 | $3.2B | 52.98% | |
| 463 | GSGOLDMAN SACHS GROUP INC | 12,610 | $3.2B | 52.82% | |
| 464 | HXLHEXCEL CORP NEW | 51,884 | $3.2B | 52.75% | |
| 465 | —STATOIL ASA | 149,657 | $3.2B | 52.70% | |
| 466 | PMOPUTNAM MUN OPPORTUNITIES TR | 259,522 | $3.2B | 52.68% | |
| 467 | SYMCEURSYMANTEC CORP | 113,942 | $3.2B | 52.55% | |
| 468 | HBC2HSBC HLDGS PLC | 61,727 | $3.2B | 52.40% | |
| 469 | CXCEMEX SAB DE CV | 424,612 | $3.2B | 52.36% | |
| 470 | TUPTUPPERWARE BRANDS CORP | 50,292 | $3.2B | 51.83% | |
| 471 | APHAMPHENOL CORP NEW | 35,876 | $3.1B | 51.78% | |
| 472 | —BLUEBIRD BIO INC | 17,673 | $3.1B | 51.75% | |
| 473 | COOCOOPER COS INC | 14,427 | $3.1B | 51.67% | |
| 474 | WATWATERS CORP | 16,225 | $3.1B | 51.53% | |
| 475 | ULTAULTA BEAUTY INC | 13,958 | $3.1B | 51.32% | |
| 476 | ADSKAUTODESK INC | 29,687 | $3.1B | 51.16% | |
| 477 | SWKSTANLEY BLACK & DECKER INC | 18,256 | $3.1B | 50.93% | |
| 478 | —NUVEEN DIVERSIFIED DIV INCM | 251,697 | $3.1B | 50.84% | |
| 479 | MOG/AMOOG INC | 35,367 | $3.1B | 50.50% | |
| 480 | EENI S P A | 92,217 | $3.1B | 50.32% | |
| 481 | AEEAMEREN CORP | 51,433 | $3.0B | 49.87% | |
| 482 | OREALTY INCOME CORP | 53,083 | $3.0B | 49.76% | |
| 483 | MUCBLACKROCK MUNIHLDNGS QLTY II | 216,650 | $3.0B | 49.54% | |
| 484 | AG8AGILENT TECHNOLOGIES INC | 45,006 | $3.0B | 49.54% | |
| 485 | CAJPYCANON INC | 80,530 | $3.0B | 49.51% | |
| 486 | GPCGENUINE PARTS CO | 31,666 | $3.0B | 49.46% | |
| 487 | LEALEAR CORP | 17,012 | $3.0B | 49.40% | |
| 488 | —AGRIUM INC | 26,132 | $3.0B | 49.40% | |
| 489 | —AETNA INC NEW | 16,649 | $3.0B | 49.36% | |
| 490 | —VANTIV INC | 40,811 | $3.0B | 49.35% | |
| 491 | SRESEMPRA ENERGY | 28,059 | $3.0B | 49.31% | |
| 492 | KMBKIMBERLY CLARK CORP | 24,767 | $3.0B | 49.12% | |
| 493 | PKNPERKINELMER INC | 40,866 | $3.0B | 49.12% | |
| 494 | PRUPRUDENTIAL FINL INC | 25,961 | $3.0B | 49.07% | |
| 495 | STLDSTEEL DYNAMICS INC | 69,146 | $3.0B | 49.02% | |
| 496 | TTCTORO CO | 45,699 | $3.0B | 49.00% | |
| 497 | BUSDBARNES GROUP INC | 47,051 | $3.0B | 48.94% | |
| 498 | CQPCHENIERE ENERGY PARTNERS LP | 100,195 | $3.0B | 48.82% | |
| 499 | CDWCDW CORP | 42,515 | $3.0B | 48.56% | |
| 500 | WYNNWYNN RESORTS LTD | 17,509 | $3.0B | 48.53% |