Advisors Asset Management, Inc. Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$11.3B
Holdings
1,556
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,556 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | GLWCORNING INC | 264,759 | $7.7B | 68.21% | |
| 202 | CCDCALAMOS DYNAMIC CONV & INCOM | 362,985 | $7.7B | 67.98% | |
| 203 | AEPAMERICAN ELEC PWR CO INC | 56,744 | $7.7B | 67.90% | |
| 204 | —TIVO CORP | 904,443 | $7.7B | 67.89% | |
| 205 | RSGREPUBLIC SVCS INC | 85,396 | $7.7B | 67.75% | |
| 206 | VFCV F CORP | 76,671 | $7.6B | 67.63% | |
| 207 | NMLNEUBERGER BERMAN MLP AND ENR | 1,124,716 | $7.6B | 67.29% | |
| 208 | MLMMARTIN MARIETTA MATLS INC | 27,104 | $7.6B | 67.08% | |
| 209 | ZTRVIRTUS TOTAL RETURN FUND INC | 662,154 | $7.5B | 66.82% | |
| 210 | SHWSHERWIN WILLIAMS CO | 12,777 | $7.5B | 65.99% | |
| 211 | SUSUNCOR ENERGY INC NEW | 223,398 | $7.3B | 64.85% | |
| 212 | HTDHANCOCK JOHN TAX-ADV DIV INC | 261,594 | $7.2B | 63.30% | |
| 213 | LINLINDE PLC | 33,581 | $7.1B | 63.28% | |
| 214 | HSYHERSHEY CO | 48,599 | $7.1B | 63.22% | |
| 215 | —FIRST TR ENERGY INCOME & GRW | 312,476 | $7.1B | 62.53% | |
| 216 | ETWEATON VANCE TXMGD GL BUYWR O | 670,406 | $7.0B | 61.53% | |
| 217 | IPGINTERPUBLIC GROUP COS INC | 298,412 | $6.9B | 61.01% | |
| 218 | RMTROYCE MICRO-CAP TR INC | 800,255 | $6.8B | 60.49% | |
| 219 | —ALLIANZGI DIVERS INC & CNV F | 275,115 | $6.8B | 59.90% | |
| 220 | NUENUCOR CORP | 58,386 | $6.7B | 59.41% | |
| 221 | XSCDXLMP CAP & INCOME FD INC | 431,213 | $6.7B | 59.31% | |
| 222 | OMCOMNICOM GROUP INC | 82,660 | $6.7B | 59.27% | |
| 223 | ISRGINTUITIVE SURGICAL INC | 11,160 | $6.6B | 58.39% | |
| 224 | EWEDWARDS LIFESCIENCES CORP | 28,260 | $6.6B | 58.24% | |
| 225 | DPGDUFF & PHELPS UTLITY AND INF | 431,328 | $6.6B | 58.03% | |
| 226 | PSXPHILLIPS 66 | 58,726 | $6.5B | 57.91% | |
| 227 | EMOCLEARBRIDGE MLP AND MIDSTRM | 760,694 | $6.5B | 57.83% | |
| 228 | —TORTOISE MIDSTRM ENERGY FD I | 596,077 | $6.5B | 57.82% | |
| 229 | XGDVXGABELLI DIVD & INCOME TR | 297,146 | $6.5B | 57.73% | |
| 230 | COPCONOCOPHILLIPS | 53,696 | $6.5B | 57.56% | |
| 231 | SLBSCHLUMBERGER LTD | 160,832 | $6.5B | 57.22% | |
| 232 | BMYBRISTOL MYERS SQUIBB CO | 100,438 | $6.4B | 57.06% | |
| 233 | NYMTEURNEW YORK MTG TR INC | 1,022,846 | $6.4B | 56.40% | |
| 234 | NEANUVEEN SR INCOME FD | 1,068,240 | $6.4B | 56.35% | |
| 235 | LHXL3HARRIS TECHNOLOGIES INC | 32,180 | $6.4B | 56.35% | |
| 236 | DSUBLACKROCK DEBT STRAT FD INC | 568,057 | $6.4B | 56.31% | |
| 237 | ASGLIBERTY ALL-STAR GROWTH FD I | 978,604 | $6.4B | 56.30% | |
| 238 | RPMRPM INTL INC | 35,238 | $6.4B | 56.27% | |
| 239 | MATVSCHWEITZER-MAUDUIT INTL INC | 151,116 | $6.3B | 56.16% | |
| 240 | MDPUSDMEREDITH CORP | 193,573 | $6.3B | 55.63% | |
| 241 | SCCOSOUTHERN COPPER CORP | 146,916 | $6.2B | 55.24% | |
| 242 | NVCRNOVOCURE LTD | 66,012 | $6.2B | 55.24% | |
| 243 | GSKGLAXOSMITHKLINE PLC | 130,054 | $6.2B | 54.45% | |
| 244 | ELLAUDER ESTEE COS INC | 29,591 | $6.1B | 54.10% | |
| 245 | DIAXNUVEEN DOW 30 DYN OVERWRITE | 343,386 | $6.1B | 53.67% | |
| 246 | PHPARKER HANNIFIN CORP | 28,971 | $6.0B | 52.78% | |
| 247 | NVDANVIDIA CORP | 25,257 | $5.9B | 52.60% | |
| 248 | RITMNEW RESIDENTIAL INVT CORP | 368,610 | $5.9B | 52.56% | |
| 249 | KYNKAYNE ANDERSON MDSTM ENERGY | 563,141 | $5.9B | 52.43% | |
| 250 | OREALTY INCOME CORP | 80,136 | $5.9B | 52.22% | |
| 251 | DUKDUKE ENERGY CORP NEW | 64,159 | $5.9B | 51.80% | |
| 252 | UNITUNITI GROUP INC | 682,134 | $5.8B | 51.73% | |
| 253 | ULTAULTA BEAUTY INC | 22,998 | $5.8B | 51.53% | |
| 254 | DDDUPONT DE NEMOURS INC | 70,928 | $5.8B | 51.51% | |
| 255 | MPCMARATHON PETE CORP | 96,408 | $5.8B | 51.42% | |
| 256 | VMCVULCAN MATLS CO | 39,351 | $5.8B | 51.05% | |
| 257 | AMEDAMEDISYS INC | 33,277 | $5.7B | 50.50% | |
| 258 | ZBRAZEBRA TECHNOLOGIES CORP | 22,318 | $5.7B | 50.46% | |
| 259 | ORLYO REILLY AUTOMOTIVE INC NEW | 12,867 | $5.6B | 49.91% | |
| 260 | AMANTERO MIDSTREAM CORP | 741,264 | $5.6B | 49.80% | |
| 261 | EOIEATON VANCE ENHANCED EQ INC | 351,384 | $5.6B | 49.45% | |
| 262 | LVSLAS VEGAS SANDS CORP | 80,592 | $5.6B | 49.25% | |
| 263 | FLRFLUOR CORP NEW | 294,267 | $5.6B | 49.18% | |
| 264 | CR1USDCRANE CO | 63,726 | $5.5B | 48.72% | |
| 265 | CCCHEMOURS CO | 303,272 | $5.5B | 48.56% | |
| 266 | —SENIOR HSG PPTYS TR | 641,274 | $5.4B | 47.90% | |
| 267 | PGRPROGRESSIVE CORP OHIO | 74,424 | $5.4B | 47.69% | |
| 268 | JRSNUVEEN REAL ESTATE INCOME FD | 503,272 | $5.3B | 47.31% | |
| 269 | T7DTRANSDIGM GROUP INC | 9,517 | $5.3B | 47.18% | |
| 270 | BALLBALL CORP | 81,284 | $5.3B | 46.51% | |
| 271 | GCVGABELLI CONV&INCOM SECS FD I | 897,398 | $5.3B | 46.47% | |
| 272 | XBGYXBLACKROCK ENHANCED INTL DIV | 888,266 | $5.2B | 46.31% | |
| 273 | WMWASTE MGMT INC DEL | 31,589 | $5.2B | 46.18% | |
| 274 | CLXCLOROX CO DEL | 33,793 | $5.2B | 45.93% | |
| 275 | CHWCALAMOS GBL DYN INCOME FUND | 590,627 | $5.1B | 45.43% | |
| 276 | PNCPNC FINL SVCS GROUP INC | 31,696 | $5.1B | 44.79% | |
| 277 | —NUVEEN ENERGY MLP TOTL RTRNF | 651,103 | $5.1B | 44.72% | |
| 278 | XFRAXBLACKROCK FLOAT RATE OME STR | 372,943 | $5.0B | 44.36% | |
| 279 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 801,338 | $5.0B | 43.90% | |
| 280 | URIUNITED RENTALS INC | 29,644 | $4.9B | 43.74% | |
| 281 | —FST TR NEW OPPORT MLP & ENE | 517,516 | $4.8B | 42.73% | |
| 282 | —GOLDMAN SACHS MLP ENERGY REN | 1,113,895 | $4.8B | 42.40% | |
| 283 | MCHPMICROCHIP TECHNOLOGY INC | 24,027 | $4.8B | 42.28% | |
| 284 | —DUFF & PHELPS SLT ENGY AND M | 1,237,621 | $4.7B | 41.95% | |
| 285 | —CLEARBRIDGE ENERGY MIDSTRM O | 562,254 | $4.7B | 41.86% | |
| 286 | A4SAMERIPRISE FINL INC | 27,613 | $4.6B | 40.71% | |
| 287 | ADIANALOG DEVICES INC | 38,441 | $4.6B | 40.43% | |
| 288 | EVFEATON VANCE SR INCOME TR | 712,016 | $4.6B | 40.40% | |
| 289 | STESTERIS PLC | 29,912 | $4.6B | 40.33% | |
| 290 | JFRNUVEEN FLOATING RATE INCOME | 445,000 | $4.6B | 40.33% | |
| 291 | GMEGAMESTOP CORP NEW | 747,011 | $4.5B | 40.20% | |
| 292 | BGTBLACKROCK FLOATING RATE INCO | 352,395 | $4.5B | 40.14% | |
| 293 | PG4PRINCIPAL FINL GROUP INC | 82,189 | $4.5B | 40.01% | |
| 294 | XEFRXEATON VANCE SR FLTNG RTE TR | 330,509 | $4.5B | 39.63% | |
| 295 | XETYXEATON VANCE TX MGD DIV EQ IN | 357,561 | $4.5B | 39.63% | |
| 296 | XCHYXCALAMOS CONV & HIGH INCOME F | 392,038 | $4.5B | 39.55% | |
| 297 | EMOCLEARBRIDGE MLP AND MIDSTRM | 396,168 | $4.5B | 39.48% | |
| 298 | NWLNEWELL BRANDS INC | 231,340 | $4.4B | 39.35% | |
| 299 | 7HPHP INC | 215,600 | $4.4B | 39.22% | |
| 300 | —APOLLO SR FLOATING RATE FD I | 290,963 | $4.4B | 38.99% |