Advisors Asset Management, Inc. Q4 2020 Filing
Filed February 12, 2021
Portfolio Value
$6.0B
Holdings
1,507
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (1,507 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | MQTBLACKROCK MUNIYIELD QUALITY | 280,978 | $3.9B | 64.96% | |
| 302 | MYIBLACKROCK MUNIYIELD QUALITY | 270,844 | $3.9B | 64.73% | |
| 303 | XNROXNEUBERGER BERMAN REAL ESTATE | 884,584 | $3.9B | 64.51% | |
| 304 | XNEAXNUVEEN AMT FREE QLTY MUN INC | 256,352 | $3.9B | 64.02% | |
| 305 | LYBLYONDELLBASELL INDUSTRIES N | 42,102 | $3.9B | 63.82% | |
| 306 | AFBALLIANCEBERNSTEIN NATL MUN I | 267,121 | $3.9B | 63.70% | |
| 307 | AMDADVANCED MICRO DEVICES INC | 41,978 | $3.9B | 63.67% | |
| 308 | —NUVEEN DIVERSIFIED DIVID & I | 438,832 | $3.8B | 63.65% | |
| 309 | ASMLASML HOLDING N V | 7,871 | $3.8B | 63.49% | |
| 310 | FFAFIRST TR ENHANCED EQTY INC F | 217,590 | $3.8B | 63.41% | |
| 311 | XMUIXBLACKROCK MUNI INTER DR FD I | 256,743 | $3.8B | 63.14% | |
| 312 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 296,210 | $3.8B | 63.09% | |
| 313 | NVGNUVEEN AMT FREE MUN CR INC F | 226,379 | $3.8B | 62.83% | |
| 314 | CRLCHARLES RIV LABS INTL INC | 15,169 | $3.8B | 62.68% | |
| 315 | ETRNUSDEQUITRANS MIDSTREAM CORP | 471,191 | $3.8B | 62.65% | |
| 316 | FLOFLOWERS FOODS INC | 166,648 | $3.8B | 62.36% | |
| 317 | ORCLORACLE CORP | 58,154 | $3.8B | 62.22% | |
| 318 | —APOLLO SR FLOATING RATE FD I | 261,228 | $3.8B | 62.22% | |
| 319 | QDELUSDQUIDEL CORP | 20,928 | $3.8B | 62.18% | |
| 320 | T7DTRANSDIGM GROUP INC | 6,062 | $3.8B | 62.03% | |
| 321 | IIMINVESCO CALIF MUN INCOME TR | 238,846 | $3.7B | 61.82% | |
| 322 | DIAXNUVEEN DOW 30 DYNAMIC OVERWR | 245,048 | $3.7B | 61.60% | |
| 323 | WELLWELLTOWER INC | 57,182 | $3.7B | 61.11% | |
| 324 | MSIMOTOROLA SOLUTIONS INC | 21,698 | $3.7B | 61.03% | |
| 325 | NOCNORTHROP GRUMMAN CORP | 12,084 | $3.7B | 60.89% | |
| 326 | NYMTEURNEW YORK MTG TR INC | 993,884 | $3.7B | 60.64% | |
| 327 | DYHTARGET CORP | 20,734 | $3.7B | 60.53% | |
| 328 | RITMNEW RESIDENTIAL INVT CORP | 368,003 | $3.7B | 60.50% | |
| 329 | BGTBLACKROCK FLOATING RATE INCO | 308,781 | $3.6B | 60.21% | |
| 330 | EXPEEXPEDIA GROUP INC | 27,250 | $3.6B | 59.67% | |
| 331 | CR1USDCRANE CO | 46,444 | $3.6B | 59.65% | |
| 332 | AWCAMERICAN WTR WKS CO INC NEW | 23,448 | $3.6B | 59.52% | |
| 333 | XBGYXBLACKROCK ENHANCED INTL DIV | 611,735 | $3.6B | 59.39% | |
| 334 | EFTEATON VANCE FLTING RATE INC | 270,218 | $3.6B | 58.81% | |
| 335 | JNPJUNIPER NETWORKS INC | 157,575 | $3.5B | 58.66% | |
| 336 | PWRQUANTA SVCS INC | 49,066 | $3.5B | 58.45% | |
| 337 | DC4DEXCOM INC | 9,497 | $3.5B | 58.06% | |
| 338 | ROSTROSS STORES INC | 28,538 | $3.5B | 57.97% | |
| 339 | —BLACKROCK MUNIHOLDINGS QUALI | 264,598 | $3.5B | 57.85% | |
| 340 | KEYSKEYSIGHT TECHNOLOGIES INC | 26,449 | $3.5B | 57.78% | |
| 341 | XEFRXEATON VANCE SR FLTNG RTE TR | 274,142 | $3.5B | 57.72% | |
| 342 | NEANUVEEN FLTNG RTE INCM OPP FD | 402,513 | $3.5B | 57.65% | |
| 343 | AZNASTRAZENECA PLC | 69,485 | $3.5B | 57.45% | |
| 344 | HCAHCA HEALTHCARE INC | 21,097 | $3.5B | 57.39% | |
| 345 | NUENUCOR CORP | 64,871 | $3.5B | 57.06% | |
| 346 | WWDWOODWARD INC | 28,377 | $3.4B | 57.04% | |
| 347 | SIXEURSIX FLAGS ENTMT CORP NEW | 100,654 | $3.4B | 56.76% | |
| 348 | MHIPIONEER MUN HIGH INCOME TR | 275,718 | $3.4B | 56.73% | |
| 349 | AMATAPPLIED MATLS INC | 39,637 | $3.4B | 56.58% | |
| 350 | XXHYBXXNEW AMER HIGH INCOME FD INC | 393,405 | $3.4B | 56.48% | |
| 351 | VICIVICI PPTYS INC | 133,558 | $3.4B | 56.33% | |
| 352 | PG4PRINCIPAL FINANCIAL GROUP IN | 68,559 | $3.4B | 56.25% | |
| 353 | HTDHANCOCK JOHN TAX-ADVANTAGED | 161,446 | $3.4B | 56.18% | |
| 354 | STLAFIAT CHRYSLER AUTOMOBILES N | 187,601 | $3.4B | 56.13% | |
| 355 | TTEKTETRA TECH INC NEW | 29,102 | $3.4B | 55.72% | |
| 356 | RCLROYAL CARIBBEAN GROUP | 45,076 | $3.4B | 55.68% | |
| 357 | GAPGAP INC | 166,151 | $3.4B | 55.49% | |
| 358 | ZEN1EURZENDESK INC | 23,233 | $3.3B | 54.99% | |
| 359 | BTZBLACKROCK CR ALLOCATION INCO | 224,010 | $3.3B | 54.49% | |
| 360 | GSKGLAXOSMITHKLINE PLC | 89,259 | $3.3B | 54.33% | |
| 361 | ACMAECOM | 65,237 | $3.2B | 53.70% | |
| 362 | MTDMETTLER TOLEDO INTERNATIONAL | 2,844 | $3.2B | 53.60% | |
| 363 | XETYXEATON VANCE TAX-MANAGED DIVE | 264,439 | $3.2B | 53.57% | |
| 364 | VLOVALERO ENERGY CORP | 56,839 | $3.2B | 53.17% | |
| 365 | DHID R HORTON INC | 46,518 | $3.2B | 53.02% | |
| 366 | TROWPRICE T ROWE GROUP INC | 20,847 | $3.2B | 52.19% | |
| 367 | RABROOKFIELD REAL ASSETS INCOM | 176,977 | $3.2B | 52.18% | |
| 368 | SIVBEURSVB FINANCIAL GROUP | 8,110 | $3.1B | 52.01% | |
| 369 | BUWABIO RAD LABS INC | 5,392 | $3.1B | 51.98% | |
| 370 | HEESEURH & E EQUIPMENT SERVICES INC | 105,133 | $3.1B | 51.83% | |
| 371 | GMGENERAL MTRS CO | 75,232 | $3.1B | 51.81% | |
| 372 | —NUVEEN ENHANCED MUN VALUE FD | 191,435 | $3.1B | 51.63% | |
| 373 | EPAMEPAM SYS INC | 8,699 | $3.1B | 51.55% | |
| 374 | SPOTSPOTIFY TECHNOLOGY S A | 9,865 | $3.1B | 51.33% | |
| 375 | SYYSYSCO CORP | 41,710 | $3.1B | 51.22% | |
| 376 | PDDPINDUODUO INC | 17,349 | $3.1B | 50.97% | |
| 377 | INTUINTUIT | 8,114 | $3.1B | 50.97% | |
| 378 | LVSLAS VEGAS SANDS CORP | 51,689 | $3.1B | 50.95% | |
| 379 | ALKALASKA AIR GROUP INC | 59,120 | $3.1B | 50.84% | |
| 380 | WHFWHITEHORSE FIN INC | 225,792 | $3.1B | 50.82% | |
| 381 | ABMDEURABIOMED INC | 9,468 | $3.1B | 50.77% | |
| 382 | CYBRCYBERARK SOFTWARE LTD | 18,918 | $3.1B | 50.56% | |
| 383 | RHRH | 6,785 | $3.0B | 50.21% | |
| 384 | TSLXSIXTH STREET SPECIALTY LENDN | 146,290 | $3.0B | 50.21% | |
| 385 | SEDGSOLAREDGE TECHNOLOGIES INC | 9,506 | $3.0B | 50.18% | |
| 386 | A4SAMERIPRISE FINL INC | 15,584 | $3.0B | 50.08% | |
| 387 | QRVOQORVO INC | 18,211 | $3.0B | 50.08% | |
| 388 | EVREVERCORE INC | 27,594 | $3.0B | 50.03% | |
| 389 | DXCDXC TECHNOLOGY CO | 117,209 | $3.0B | 49.91% | |
| 390 | PRUPRUDENTIAL FINL INC | 38,555 | $3.0B | 49.78% | |
| 391 | EMEEMCOR GROUP INC | 32,893 | $3.0B | 49.75% | |
| 392 | BGRBLACKROCK ENERGY & RES TR | 421,295 | $3.0B | 49.47% | |
| 393 | —COLONY CR REAL ESTATE INC | 398,486 | $3.0B | 49.43% | |
| 394 | BLWBLACKROCK LTD DURATION INC T | 187,070 | $3.0B | 49.25% | |
| 395 | RSRELIANCE STEEL & ALUMINUM CO | 24,735 | $3.0B | 48.99% | |
| 396 | DOXAMDOCS LTD | 41,702 | $3.0B | 48.92% | |
| 397 | MLB1MERCADOLIBRE INC | 1,761 | $3.0B | 48.79% | |
| 398 | RQICOHEN & STEERS QUALITY INCOM | 237,403 | $2.9B | 48.69% | |
| 399 | NMLNEUBERGER BERMAN MLP & ENERG | 870,899 | $2.9B | 48.54% | |
| 400 | MCNMADISON COVERED CALL & EQUIT | 432,910 | $2.9B | 48.32% |