Aequim Alternative Investments LP Q3 2023 Filing

Filed November 15, 2023

Portfolio Value

$2.6B

Holdings

105

Report Date

Q3 2023

Filing Type

13F-HR

All Holdings (105 positions)

#	Stock	Shares	Value	% Portfolio
1	ETSY 0.125 10/01/26ETSY INC	95,000,000	$43.0B	1630.79%
2	OXY/WSOCCIDENTAL PETE CORP	7,328,874	$315.0M	11.95%
3	EXEEWCHESAPEAKE ENERGY CORP	2,997,305	$231.0M	8.76%
4	EXEEZCHESAPEAKE ENERGY CORP	2,295,261	$167.0M	6.33%
5	AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC	90,400,000	$107.0M	4.06%
6	EXEELCHESAPEAKE ENERGY CORP	1,294,187	$89.0M	3.38%
7	—NISOURCE INC	900,000	$87.0M	3.30%
8	SNAP 0.25 05/01/25SNAP INC	90,000,000	$83.0M	3.15%
9	Z 0.75 09/01/24ZILLOW GROUP INC	70,000,000	$81.0M	3.07%
10	—NICE SYS INC	38,163,000	$77.0M	2.92%
11	GCMGWGCM GROSVENOR INC	243,290	$73.5M	2.79%
12	CNXCNX RES CORP	2,512,300	$56.0M	2.12%
13	PTON 0 02/15/26PELOTON INTERACTIVE INC	73,500,000	$55.0M	2.09%
14	SPOT 0 03/15/26SPOTIFY USA INC	60,590,000	$51.0M	1.93%
15	GTLS 6.75 12/15/25 BCHART INDS INC	740,000	$49.0M	1.86%
16	GH 0 11/15/27GUARDANT HEALTH INC	68,500,000	$47.0M	1.78%
17	SPLK 1.125 06/15/27SPLUNK INC	50,000,000	$47.0M	1.78%
18	DDOG 0.125 06/15/25DATADOG INC	40,000,000	$47.0M	1.78%
19	U 0 11/15/26UNITY SOFTWARE INC	55,000,000	$43.0M	1.63%
20	RGENREPLIGEN CORP	60,500,000	$39.0M	1.48%
21	DISH 0 12/15/25DISH NETWORK CORPORATION	52,000,000	$34.0M	1.29%
22	RBC 5 10/15/24 ARBC BEARINGS INC	310,000	$34.0M	1.29%
23	ALRM 0 01/15/26ALARM COM HLDGS INC	40,000,000	$34.0M	1.29%
24	BL 0 03/15/26BLACKLINE INC	38,500,000	$33.0M	1.25%
25	GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC	32,500,000	$33.0M	1.25%
26	PRGSPROGRESS SOFTWARE CORP	30,000,000	$31.0M	1.18%
27	AFRM 0 11/15/26AFFIRM HLDGS INC	41,300,000	$31.0M	1.18%
28	CLVTCLARIVATE PLC	1,000,000	$29.0M	1.10%
29	GTLS 1 11/15/24CHART INDS INC	10,000,000	$29.0M	1.10%
30	ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC	30,000,000	$27.0M	1.02%
31	FFORD MTR CO DEL	2,236,900	$27.0M	1.02%
32	MDRX 0.875 01/01/27VERADIGM INC	24,000,000	$27.0M	1.02%
33	CCLCARNIVAL CORP	1,857,900	$25.0M	0.95%
34	X 5 11/01/26UNITED STATES STL CORP	10,000,000	$24.0M	0.91%
35	SHOPCN 0.125 11/01/25SHOPIFY INC	26,563,000	$23.0M	0.87%
36	ENPH 0.25 03/01/25ENPHASE ENERGY INC	14,550,000	$23.0M	0.87%
37	ITRI 0 03/15/26ITRON INC	25,000,000	$21.0M	0.80%
38	TDOC 1.25 06/01/27TELADOC HEALTH INC	25,000,000	$20.0M	0.76%
39	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	20,000,000	$18.0M	0.68%
40	HAE 0 03/01/26HAEMONETICS CORP MASS	20,500,000	$17.0M	0.64%
41	JAMF 0.125 09/01/26JAMF HLDG CORP	20,500,000	$17.0M	0.64%
42	PEGA 0.75 03/01/25PEGASYSTEMS INC	17,500,000	$16.0M	0.61%
43	BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC	20,000,000	$15.0M	0.57%
44	CMRC 0.25 10/01/26BIGCOMMERCE HLDGS INC	20,000,000	$15.0M	0.57%
45	BSY 0.375 07/01/27BENTLEY SYS INC	17,500,000	$15.0M	0.57%
46	CFLT 0 01/15/27CONFLUENT INC	17,500,000	$14.0M	0.53%
47	UGI 7.25 06/01/24UGI CORP NEW	237,000	$13.0M	0.49%
48	VRNT 0.25 04/15/26VERINT SYSTEMS INC	15,000,000	$12.0M	0.46%
49	RPD 2.25 05/01/25RAPID7 INC	11,925,000	$12.0M	0.46%
50	FLRFLUOR CORP NEW	331,267	$12.0M	0.46%
51	PENG 2.25 02/15/26SMART GLOBAL HLDGS INC	9,500,000	$12.0M	0.46%
52	CNKCINEMARK HLDGS INC	668,900	$12.0M	0.46%
53	EXASEXACT SCIENCES CORP	10,335,000	$11.0M	0.42%
54	ON 0 05/01/27ON SEMICONDUCTOR CORP	6,000,000	$10.0M	0.38%
55	SGENUSDSEAGEN INC	50,000	$10.0M	0.38%
56	TTGT 0 12/15/26TECHTARGET INC	12,500,000	$10.0M	0.38%
57	ATVIEURACTIVISION BLIZZARD INC	100,000	$9.0M	0.34%
58	CUTR 2.25 03/15/26CUTERA INC	13,355,000	$9.0M	0.34%
59	EPR 5.75 PERP CEPR PPTYS	440,000	$8.0M	0.30%
60	CABO 0 03/15/26CABLE ONE INC	10,500,000	$8.0M	0.30%
61	PRO 1 05/15/24PROS HOLDINGS INC	7,500,000	$7.0M	0.27%
62	LITE 0.5 06/15/28LUMENTUM HLDGS INC	10,000,000	$7.0M	0.27%
63	PCRX 0.75 08/01/25PACIRA BIOSCIENCES INC	8,000,000	$7.0M	0.27%
64	JXC1ZIFF DAVIS INC	106,900	$6.0M	0.23%
65	EXAS 0.375 03/15/27EXACT SCIENCES CORP	7,500,000	$6.0M	0.23%
66	ENV 0.75 08/15/25ENVESTNET INC	7,500,000	$6.0M	0.23%
67	VRNS 1.25 08/15/25VARONIS SYS INC	5,000,000	$5.0M	0.19%
68	INSM 0.75 06/01/28INSMED INC	5,000,000	$4.0M	0.15%
69	LPSN 0 12/15/26LIVEPERSON INC	6,000,000	$4.0M	0.15%
70	RWT 5.625 07/15/24REDWOOD TRUST INC	4,643,000	$4.0M	0.15%
71	BFLYWBUTTERFLY NETWORK INC	49,393	$3.3M	0.12%
72	BMRNBIOMARIN PHARMACEUTICAL INC	43,000	$3.0M	0.11%
73	LMCA 1.375 10/15/23LIBERTY MEDIA CORP DEL	3,000,000	$3.0M	0.11%
74	RWT 5.75 10/01/25RWT HLDGS INC	4,250,000	$3.0M	0.11%
75	CYTK 3.5 07/01/27CYTOKINETICS INC	3,000,000	$2.0M	0.08%
76	CNMD 2.25 06/15/27CONMED CORP	2,500,000	$2.0M	0.08%
77	INSM 1.75 01/15/25INSMED INC	2,250,000	$2.0M	0.08%
78	UBERUBER TECHNOLOGIES INC	51,027	$2.0M	0.08%
79	NET 0 08/15/26CLOUDFLARE INC	3,500,000	$2.0M	0.08%
80	BKD 7 11/15/25BROOKDALE SR LIVING INC	40,000	$2.0M	0.08%
81	QTWO 0.125 11/15/25Q2 HLDGS INC	2,500,000	$2.0M	0.08%
82	RNG 0 03/01/25RINGCENTRAL INC	2,500,000	$2.0M	0.08%
83	COINCOINBASE GLOBAL INC	32,375	$2.0M	0.08%
84	DAY 0.25 03/15/26CERIDIAN HCM HLDG INC	2,500,000	$2.0M	0.08%
85	BXMT 5.5 03/15/27BLACKSTONE MORTGAGE TRUST IN	2,000,000	$1.0M	0.04%
86	WIX 0 08/15/25WIX COM LTD	1,500,000	$1.0M	0.04%
87	EPR 9 PERP EEPR PPTYS	50,000	$1.0M	0.04%
88	CLFCLEVELAND-CLIFFS INC NEW	73,000	$1.0M	0.04%
89	W 1 08/15/26WAYFAIR INC	2,000,000	$1.0M	0.04%
90	OKTA 0.125 09/01/25OKTA INC	2,000,000	$1.0M	0.04%
91	SAVE 1 05/15/26SPIRIT AIRLS INC	2,000,000	$1.0M	0.04%
92	ADNTADIENT PLC	26,500	$973K	0.04%
93	BAXBAXTER INTL INC	25,000	$944K	0.04%
94	IMTXIMMATICS N.V	252,741	$895K	0.03%
95	JAZZJAZZ PHARMACEUTICALS PLC	6,600	$854K	0.03%
96	RPAYREPAY HLDGS CORP	112,500	$854K	0.03%
97	DXCM 0.25 11/15/25DEXCOM INC	889,000	$842K	0.03%
98	EEFTEURONET WORLDWIDE INC	6,600	$524K	0.02%
99	ASTLWALGOMA STL GROUP INC	414,191	$505K	0.02%
100	CGCCANOPY GROWTH CORP	500,000	$387K	0.01%

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