Aequim Alternative Investments LP Q4 2023 Filing

Filed February 14, 2024

Portfolio Value

$2.5B

Holdings

103

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (103 positions)

#	Stock	Shares	Value	% Portfolio
1	CUTR 2.25 03/15/26CUTERA INC	20,355,000	$8.0B	318.42%
2	CUTR 4 06/01/29CUTERA INC	9,500,000	$2.0B	79.61%
3	OXY/WSOCCIDENTAL PETE CORP	7,900,000	$298.0M	11.86%
4	EXEEWCHESAPEAKE ENERGY CORP	2,753,916	$187.0M	7.44%
5	EXEEZCHESAPEAKE ENERGY CORP	2,295,261	$145.0M	5.77%
6	SNAP 0.25 05/01/25SNAP INC	90,000,000	$95.0M	3.78%
7	Z 0.75 09/01/24ZILLOW GROUP INC	70,000,000	$94.0M	3.74%
8	GCMGWGCM GROSVENOR INC	243,290	$87.6M	3.49%
9	—NICE SYS INC	38,163,000	$84.0M	3.34%
10	EXEELCHESAPEAKE ENERGY CORP	1,294,187	$76.0M	3.03%
11	ETSY 0.125 10/01/26ETSY INC	65,000,000	$75.0M	2.99%
12	AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC	50,000,000	$63.0M	2.51%
13	PTON 0 02/15/26PELOTON INTERACTIVE INC	73,500,000	$57.0M	2.27%
14	RGENREPLIGEN CORP	50,000,000	$56.0M	2.23%
15	DDOG 0.125 06/15/25DATADOG INC	40,000,000	$56.0M	2.23%
16	ALUR/WSALLURION TECHNOLOGIES INC	122,500	$55.1M	2.19%
17	SPOT 0 03/15/26SPOTIFY USA INC	60,590,000	$53.0M	2.11%
18	CNXCNX RES CORP	2,512,300	$50.0M	1.99%
19	SPLK 1.125 06/15/27SPLUNK INC	50,000,000	$48.0M	1.91%
20	U 0 11/15/26UNITY SOFTWARE INC	55,250,000	$46.0M	1.83%
21	CCLCARNIVAL CORP	2,529,900	$46.0M	1.83%
22	GH 0 11/15/27GUARDANT HEALTH INC	63,500,000	$44.0M	1.75%
23	GTLS 6.75 12/15/25 BCHART INDS INC	740,000	$41.0M	1.63%
24	RBC 5 10/15/24 ARBC BEARINGS INC	310,000	$40.0M	1.59%
25	ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC	40,500,000	$39.0M	1.55%
26	CLVTCLARIVATE PLC	1,000,000	$38.0M	1.51%
27	DISH 0 12/15/25DISH NETWORK CORPORATION	60,000,000	$37.0M	1.47%
28	AFRM 0 11/15/26AFFIRM HLDGS INC	41,300,000	$33.0M	1.31%
29	ALRM 0 01/15/26ALARM COM HLDGS INC	37,500,000	$33.0M	1.31%
30	GWRE 1.25 03/15/25GUIDEWIRE SOFTWARE INC	29,500,000	$32.0M	1.27%
31	MDRX 0.875 01/01/27VERADIGM INC	32,250,000	$32.0M	1.27%
32	PRGSPROGRESS SOFTWARE CORP	30,000,000	$31.0M	1.23%
33	FLRFLUOR CORP NEW	700,960	$27.0M	1.07%
34	BL 0 03/15/26BLACKLINE INC	31,000,000	$27.0M	1.07%
35	ENPH 0.25 03/01/25ENPHASE ENERGY INC	16,500,000	$27.0M	1.07%
36	SHOPCN 0.125 11/01/25SHOPIFY INC	26,563,000	$25.0M	1.00%
37	ITRI 0 03/15/26ITRON INC	25,000,000	$23.0M	0.92%
38	TDOC 1.25 06/01/27TELADOC HEALTH INC	27,500,000	$22.0M	0.88%
39	CFLT 0 01/15/27CONFLUENT INC	25,000,000	$20.0M	0.80%
40	FFORD MTR CO DEL	1,721,538	$20.0M	0.80%
41	HAE 0 03/01/26HAEMONETICS CORP MASS	20,500,000	$18.0M	0.72%
42	JAMF 0.125 09/01/26JAMF HLDG CORP	20,500,000	$17.0M	0.68%
43	PEGA 0.75 03/01/25PEGASYSTEMS INC	17,500,000	$16.0M	0.64%
44	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	18,000,000	$16.0M	0.64%
45	ON 0 05/01/27ON SEMICONDUCTOR CORP	10,000,000	$16.0M	0.64%
46	BSY 0.375 07/01/27BENTLEY SYS INC	17,500,000	$15.0M	0.60%
47	CMRC 0.25 10/01/26BIGCOMMERCE HLDGS INC	20,000,000	$15.0M	0.60%
48	VRNT 0.25 04/15/26VERINT SYSTEMS INC	15,000,000	$13.0M	0.52%
49	RPD 2.25 05/01/25RAPID7 INC	11,925,000	$13.0M	0.52%
50	BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC	15,000,000	$12.0M	0.48%
51	TTGT 0 12/15/26TECHTARGET INC	12,500,000	$10.0M	0.40%
52	UGI 7.25 06/01/24UGI CORP NEW	174,000	$10.0M	0.40%
53	PENG 2.25 02/15/26SMART GLOBAL HLDGS INC	9,500,000	$10.0M	0.40%
54	EPR 5.75 PERP CEPR PPTYS	440,000	$9.0M	0.36%
55	EXASEXACT SCIENCES CORP	8,000,000	$9.0M	0.36%
56	CNKCINEMARK HLDGS INC	668,900	$9.0M	0.36%
57	NEENEXTERA ENERGY INC	154,000	$9.0M	0.36%
58	CABO 0 03/15/26CABLE ONE INC	10,500,000	$8.0M	0.32%
59	MCS 5 09/15/25MARCUS CORP DEL	6,000,000	$8.0M	0.32%
60	ENV 0.75 08/15/25ENVESTNET INC	9,000,000	$8.0M	0.32%
61	PCRX 0.75 08/01/25PACIRA BIOSCIENCES INC	8,000,000	$7.0M	0.28%
62	VRNS 1.25 08/15/25VARONIS SYS INC	5,000,000	$7.0M	0.28%
63	LITE 0.5 06/15/28LUMENTUM HLDGS INC	10,000,000	$7.0M	0.28%
64	PRO 1 05/15/24PROS HOLDINGS INC	7,500,000	$7.0M	0.28%
65	EXAS 0.375 03/15/27EXACT SCIENCES CORP	7,500,000	$7.0M	0.28%
66	WOLF*WOLFSPEED INC	142,800	$6.0M	0.24%
67	COINCOINBASE GLOBAL INC	32,400	$5.0M	0.20%
68	JXC1ZIFF DAVIS INC	70,100	$4.0M	0.16%
69	LPSN 0 12/15/26LIVEPERSON INC	6,000,000	$4.0M	0.16%
70	BMRNBIOMARIN PHARMACEUTICAL INC	43,000	$4.0M	0.16%
71	NET 0 08/15/26CLOUDFLARE INC	3,500,000	$3.0M	0.12%
72	RWT 5.75 10/01/25RWT HLDGS INC	4,250,000	$3.0M	0.12%
73	BKD 7 11/15/25BROOKDALE SR LIVING INC	40,000	$3.0M	0.12%
74	STXSEAGATE TECHNOLOGY HLDNGS PL	41,800	$3.0M	0.12%
75	JAZZJAZZ PHARMACEUTICALS PLC	25,900	$3.0M	0.12%
76	DXCM 0.25 11/15/25DEXCOM INC	2,000,000	$2.0M	0.08%
77	INSM 1.75 01/15/25INSMED INC	2,250,000	$2.0M	0.08%
78	RNG 0 03/01/25RINGCENTRAL INC	2,500,000	$2.0M	0.08%
79	QTWO 0.125 11/15/25Q2 HLDGS INC	2,500,000	$2.0M	0.08%
80	CYTK 3.5 07/01/27CYTOKINETICS INC	1,500,000	$2.0M	0.08%
81	DAY 0.25 03/15/26CERIDIAN HCM HLDG INC	2,500,000	$2.0M	0.08%
82	BFLYWBUTTERFLY NETWORK INC	49,393	$1.7M	0.07%
83	SAVE 1 05/15/26SPIRIT AIRLS INC	2,000,000	$1.0M	0.04%
84	EPR 9 PERP EEPR PPTYS	50,000	$1.0M	0.04%
85	RWT 5.625 07/15/24REDWOOD TRUST INC	1,203,000	$1.0M	0.04%
86	OKTA 0.125 09/01/25OKTA INC	2,000,000	$1.0M	0.04%
87	WIX 0 08/15/25WIX COM LTD	1,500,000	$1.0M	0.04%
88	CLFCLEVELAND-CLIFFS INC NEW	73,000	$1.0M	0.04%
89	AQNCN 7.75 06/15/24ALGONQUIN PWR UTILS CORP	50,000	$1.0M	0.04%
90	SMTC 1.625 11/01/27SEMTECH CORP	1,500,000	$1.0M	0.04%
91	BAXBAXTER INTL INC	25,000	$967K	0.04%
92	ADNTADIENT PLC	26,500	$964K	0.04%
93	RPAYREPAY HLDGS CORP	112,500	$961K	0.04%
94	ASTLWALGOMA STL GROUP INC	414,191	$750K	0.03%
95	IMTXIMMATICS N.V	252,741	$738K	0.03%
96	EEFTEURONET WORLDWIDE INC	6,600	$670K	0.03%
97	NKLA 8.25 12/15/26NIKOLA CORP	500,000	$596K	0.02%
98	CPRICAPRI HOLDINGS LIMITED	10,347	$520K	0.02%
99	GTGOODYEAR TIRE & RUBR CO	30,000	$430K	0.02%
100	OMFONEMAIN HLDGS INC	8,426	$415K	0.02%

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