AMERIPRISE FINANCIAL INC Q2 2021 Filing
Filed August 16, 2021
Portfolio Value
$323.4M
Holdings
3,875
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (3,875 positions)
| Stock | Value |
|---|---|
EHIWESTERN ASSET GLOBAL HIGH IN | $112K |
CXHMFS INVESTMENT GRADE MUNICIP | $112K |
—PACIFIC MERCANTILE BANCORP | $112K |
—BLACKROCK SCIENCE -RTS | $111K |
DSEURDRIVE SHACK INC | $110K |
BVSBIOVENTUS INC - A | $110K |
CLVSEURCLOVIS ONCOLOGY INC | $109K |
BSBRBANCO SANTANDER BRASIL-ADS | $109K |
CGCENTERRA GOLD INC | $108K |
VIVTELEFONICA BRASIL-ADR | $108K |
6PMPARAMOUNT GROUP INC | $107K |
—TREVENA INC | $106K |
HAMHARMONY GOLD MNG-SPON ADR | $106K |
OTICEUROTONOMY INC | $105K |
PVG1EURPRETIUM RESOURCES INC | $102K |
—SECOND SIGHT MEDICAL PRODUCT | $101K |
BKCCUSDBLACKROCK CAPITAL INVESTMENT | $98K |
—VIRNETX HOLDING CORP | $96K |
—AERPIO PHARMACEUTICALS INC | $96K |
WTMWHITE MOUNTAINS INSURANCE GP | $95K |
MTDMETTLER-TOLEDO INTERNATIONAL | $94K |
SOGOGBPSOGOU INC-ADR | $93K |
ARDXARDELYX INC | $91K |
AMRXAMNEAL PHARMACEUTICALS INC | $91K |
AGENEURAGENUS INC | $91K |
ATOSEURATOSSA THERAPEUTICS INC | $85K |
CIGCIA ENERGETICA DE-SPON ADR | $84K |
PRQRPROQR THERAPEUTICS NV | $84K |
—ANTARES PHARMA INC | $83K |
—WAITR HOLDINGS INC | $75K |
XNROXNEUBERGER BERMAN REAL ESTATE | $75K |
—COHEN & STEERS MLP INCOME AN | $74K |
—BALLANTYNE STRONG INC | $73K |
NEANUVEEN SENIOR INCOME FUND | $73K |
0E41ENLINK MIDSTREAM LLC | $72K |
SACHSACHEM CAPITAL CORP | $72K |
—AKERNA CORP | $71K |
FLBFLUIDIGM CORP | $70K |
—GRAYBUG VISION INC | $67K |
TENXTENAX THERAPEUTICS INC | $62K |
—BIOCEPT INC | $62K |
ASMBASSEMBLY BIOSCIENCES INC | $61K |
ORNORION GROUP HOLDINGS INC | $58K |
—APTINYX INC | $54K |
HDSNHUDSON TECHNOLOGIES INC | $53K |
—BIOSIG TECHNOLOGIES INC | $51K |
—ORGANIGRAM HOLDINGS INC | $51K |
T7DTRANSDIGM GROUP INC | $50K |
SENS1GBPSENSEONICS HOLDINGS INC | $46K |
AXONEURSIO GENE THERAPIES INC | $40K |
PXLWEURPIXELWORKS INC | $40K |
ANIXANIXA BIOSCIENCES INC | $40K |
KCAPUSDPORTMAN RIDGE FINANCE CORP | $39K |
—IDEANOMICS INC | $36K |
—DIGITAL ALLY INC | $36K |
GHCGRAHAM HOLDINGS CO-CLASS B | $35K |
OPTTOCEAN POWER TECHNOLOGIES INC | $35K |
—GS ACQUISITION HOLDINGS-CW25 | $34K |
—HARBOR CUSTOM DEVELOPMENT | $32K |
—PROSPECT CAPITAL CORP | $29K |
CRBPEURCORBUS PHARMACEUTICALS HOLDI | $27K |
MIGAMICROSTRATEGY INC-CL A | $26K |
DRRXEURDURECT CORPORATION | $22K |
—FINANCE OF AMERICA COS -CW26 | $19K |
GCMGWGCM GROSVENOR INC A -CW25 | $17K |
—CASI PHARMACEUTICALS INC | $16K |
—ARES CAPITAL CORPORATION | $16K |
—ANDINA ACQUISITION CORP | $15K |
—GOLDEN MINERALS CO | $15K |
BRK-BBERKSHIRE HATHAWAY INC-CL A | $13K |
—ADIAL PHARMACEUTICALS I-CW23 | $11K |
PSEC 6.375 03/01/25PROSPECT CAPITAL CORP | $11K |
—GOLDMAN SACHS BDC INC | $10K |
—ROCKWELL MEDICAL INC | $10K |
TPLTEXAS PACIFIC LAND CORP | $6K |
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