ARIEL INVESTMENTS, LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$8.3B

Holdings

185

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (185 positions)

#	Stock	Shares	Value	% Portfolio
1	KMTKennametal Inc.	9,339,969	$271.0M	3.28%
2	LAZLazard Ltd.	6,541,286	$237.8M	2.88%
3	FAFFirst American Financial Corp.	5,508,306	$216.4M	2.62%
4	—Laboratory Corp. of America Holdings	1,438,798	$197.8M	2.39%
5	BIDUNBaidu, Inc. ADR	988,668	$180.0M	2.18%
6	IPGInterpublic Group of Cos., Inc.	7,677,162	$171.6M	2.08%
7	—Anixter Intl Inc.	2,645,472	$170.6M	2.06%
8	JLLJLL	1,488,867	$169.4M	2.05%
9	NTRSNorthern Trust Corp.	2,488,981	$169.2M	2.05%
10	ZBRAZebra Technologies Corp.	2,301,441	$160.2M	1.94%
11	BUWABio-Rad Laboratories, Inc.	958,046	$156.9M	1.90%
12	—KKR & Co. L.P.	10,660,683	$152.0M	1.84%
13	SJMJ.M. Smucker Co.	1,089,815	$147.7M	1.79%
14	—Bristow Group Inc.	10,393,910	$145.7M	1.76%
15	MSFTMicrosoft Corp.	2,516,316	$144.9M	1.75%
16	TGNATEGNA, Inc.	6,202,888	$135.6M	1.64%
17	ZBHZimmer Biomet Holdings, Inc.	1,005,150	$130.7M	1.58%
18	W3UWestern Union Co.	6,206,933	$129.2M	1.56%
19	BRCBrady Corp.	3,733,043	$129.2M	1.56%
20	ISCAUSDInternational Speedway Corp.	3,839,731	$128.3M	1.55%
21	SWKStanley Black & Decker, Inc.	1,008,738	$124.1M	1.50%
22	VIABViacom, Inc.	3,215,086	$122.5M	1.48%
23	MSGNMSG Networks, Inc.	6,557,430	$122.0M	1.48%
24	GILDGilead Sciences, Inc.	1,532,528	$121.3M	1.47%
25	NOKNokia Corp. ADR	20,784,782	$120.3M	1.46%
26	CRLCharles River Laboratories Intl, Inc.	1,426,842	$118.9M	1.44%
27	AFLAFLAC Inc.	1,634,782	$117.5M	1.42%
28	MATMattel, Inc.	3,775,361	$114.3M	1.38%
29	SSDSimpson Manufacturing Co., Inc.	2,460,804	$108.2M	1.31%
30	CBRECBRE Group, Inc.	3,833,411	$107.3M	1.30%
31	—Harman Intl Industries, Inc.	1,263,018	$106.7M	1.29%
32	—Dun & Bradstreet Corp.	770,846	$105.3M	1.27%
33	—Janus Capital Group Inc.	7,384,638	$103.5M	1.25%
34	OMCOmnicom Group Inc.	1,207,774	$102.7M	1.24%
35	JNJJohnson & Johnson	858,549	$101.4M	1.23%
36	SNASnap-On Inc.	661,531	$100.5M	1.22%
37	ITWIllinois Tool Works Inc.	800,732	$96.0M	1.16%
38	MDPUSDMeredith Corp.	1,813,300	$94.3M	1.14%
39	SLCAU.S. Silica Holdings, Inc.	1,886,231	$87.8M	1.06%
40	TMOThermo Fisher Scientific Inc.	526,143	$83.7M	1.01%
41	MSGSThe Madison Square Garden Co.	476,978	$80.8M	0.98%
42	RCLRoyal Caribbean Cruises Ltd.	1,055,980	$79.1M	0.96%
43	—MTS Systems Corp.	1,675,914	$77.1M	0.93%
44	LFUSLittelfuse, Inc.	594,034	$76.5M	0.93%
45	GSKGlaxoSmithKline plc ADR	1,607,697	$69.3M	0.84%
46	—CBS Corp.	1,204,426	$65.9M	0.80%
47	BENFranklin Resources, Inc.	1,817,416	$64.6M	0.78%
48	NOVEURNational Oilwell Varco	1,711,291	$62.9M	0.76%
49	—Team, Inc.	1,917,778	$62.7M	0.76%
50	BRK/BBerkshire Hathaway Inc.	415,662	$60.1M	0.73%
51	JWNUSDNordstrom, Inc.	1,131,857	$58.7M	0.71%
52	BWABorgWarner Inc.	1,668,778	$58.7M	0.71%
53	MHKMohawk Industries, Inc.	275,647	$55.2M	0.67%
54	WTWWillis Towers Watson plc	410,119	$54.5M	0.66%
55	PGRProgressive Corp.	1,701,394	$53.6M	0.65%
56	TIFEURTiffany & Co.	705,916	$51.3M	0.62%
57	AXPAmerican Express Co.	797,470	$51.1M	0.62%
58	—DeVry Education Group Inc.	2,184,576	$50.4M	0.61%
59	—Rockwell Collins, Inc.	594,714	$50.2M	0.61%
60	FICOFair Isaac Corp.	393,429	$49.0M	0.59%
61	CHLUSDChina Mobile Ltd. ADR	762,548	$46.9M	0.57%
62	—Rosetta Stone Inc.	5,351,617	$45.4M	0.55%
63	4I1Philip Morris Intl, Inc.	453,174	$44.1M	0.53%
64	—Cowen Group, Inc.	12,123,459	$44.0M	0.53%
65	BCOBrink's Co.	1,128,582	$41.8M	0.51%
66	BACVerizon Communications Inc.	782,809	$40.7M	0.49%
67	—Contango Oil & Gas Co.	3,824,759	$39.1M	0.47%
68	BXUSDBlackstone Group L.P.	1,421,642	$36.3M	0.44%
69	DGXQuest Diagnostics Inc.	404,984	$34.3M	0.41%
70	—RealNetworks, Inc.	7,187,763	$32.1M	0.39%
71	—ORBCOMM, Inc.	2,964,735	$30.4M	0.37%
72	CLBCore Laboratories N.V.	262,624	$29.5M	0.36%
73	SOSouthern Co.	564,193	$28.9M	0.35%
74	HLIHoulihan Lokey, Inc.	1,052,361	$26.4M	0.32%
75	CNTCentury Casinos, Inc.	3,721,469	$25.7M	0.31%
76	BIDSotheby's	656,940	$25.0M	0.30%
77	EOGEOG Resources Inc.	254,890	$24.6M	0.30%
78	IEXIDEX Corp.	255,668	$23.9M	0.29%
79	—CEB Inc.	435,367	$23.7M	0.29%
80	TROWT. Rowe Price Group, Inc.	352,967	$23.5M	0.28%
81	TNAVEURTelenav Inc.	4,041,034	$23.2M	0.28%
82	BSACBanco Santander-Chile ADR	1,116,464	$23.1M	0.28%
83	—Pendrell Corp.	33,096,673	$22.7M	0.27%
84	—XO Group Inc.	1,172,273	$22.7M	0.27%
85	SLBSchlumberger Ltd.	287,810	$22.6M	0.27%
86	ACTGAcacia Research Corp.	3,406,693	$22.2M	0.27%
87	USBU.S. Bancorp	499,677	$21.4M	0.26%
88	—Kindred Biosciences, Inc.	3,835,163	$19.1M	0.23%
89	VEAVanguard FTSE Developed ETF	484,548	$18.1M	0.22%
90	—PCTEL, Inc.	3,386,715	$17.9M	0.22%
91	BOKFBOK Financial Corp.	250,242	$17.3M	0.21%
92	—Spartan Motors Inc.	1,784,414	$17.1M	0.21%
93	AKXAnsys, Inc.	182,494	$16.9M	0.20%
94	MATWMatthews Intl Corp.	256,796	$15.6M	0.19%
95	LDELandec Corp.	1,160,586	$15.6M	0.19%
96	—Edgewater Technology Inc.	1,781,915	$15.1M	0.18%
97	VTVanguard Total World Stock Index Fd (ETF)	241,772	$14.7M	0.18%
98	—SeaChange Intl, Inc.	4,839,364	$14.5M	0.18%
99	FLRFluor Corp.	269,566	$13.8M	0.17%
100	HMNHorace Mann Educators Corp.	365,837	$13.4M	0.16%

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