ARIEL INVESTMENTS, LLC Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$8.3B
Holdings
185
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (185 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | TILEInterface, Inc. | 785,599 | $13.1B | 158.60% | |
| 102 | VOOVanguard S&P 500 ETF | 65,876 | $13.1B | 158.32% | |
| 103 | ALOTAstroNova, Inc. | 882,174 | $13.1B | 157.92% | |
| 104 | —Ballantyne Strong, Inc. | 1,858,160 | $13.0B | 157.33% | |
| 105 | CSWCCapital Southwest Corp. | 847,268 | $12.5B | 150.65% | |
| 106 | GHCGraham Holdings Co. | 24,268 | $11.7B | 141.30% | |
| 107 | COSTCostco Wholesale Corp. | 75,667 | $11.5B | 139.59% | |
| 108 | WCPCPI Aerostructures, Inc. | 1,650,515 | $11.3B | 136.96% | |
| 109 | PRCPGBPPerceptron, Inc. | 1,656,804 | $11.1B | 134.68% | |
| 110 | AZTABrooks Automation, Inc. | 816,000 | $11.1B | 134.34% | |
| 111 | SRESempra Energy | 99,695 | $10.7B | 129.26% | |
| 112 | AXTIAXT Inc. | 2,031,875 | $10.5B | 127.55% | |
| 113 | RYAAYRyanair Holdings plc ADR | 140,229 | $10.5B | 127.26% | |
| 114 | CPIXCumberland Pharmaceuticals, Inc. | 2,049,760 | $10.3B | 124.21% | |
| 115 | —Manning & Napier, Inc. | 1,407,774 | $10.0B | 120.73% | |
| 116 | —Mitcham Industries, Inc. | 2,975,304 | $9.9B | 120.05% | |
| 117 | GAIAGaia, Inc. | 1,334,879 | $9.6B | 116.25% | |
| 118 | —Lumber Liquidators Holdings, Inc. | 485,683 | $9.6B | 115.55% | |
| 119 | —PrivateBancorp, Inc. | 205,510 | $9.4B | 114.15% | |
| 120 | BMTABritish American Tobacco plc ADR | 71,669 | $9.1B | 110.67% | |
| 121 | IBMInternational Business Machines Corp. | 52,688 | $8.4B | 101.23% | |
| 122 | ORCLOracle Corp. | 204,295 | $8.0B | 97.07% | |
| 123 | DWDMorgan Stanley | 245,842 | $7.9B | 95.34% | |
| 124 | LMTLockheed Martin Corp. | 32,745 | $7.8B | 94.95% | |
| 125 | —St. Jude Medical, Inc. | 94,498 | $7.5B | 91.17% | |
| 126 | OESXUSDOrion Energy Systems, Inc. | 5,514,400 | $7.3B | 88.71% | |
| 127 | —Rentech, Inc. | 2,491,679 | $7.3B | 88.01% | |
| 128 | GIFIGulf Island Fabrication, Inc. | 783,900 | $7.2B | 87.24% | |
| 129 | TSTenaris ADR | 251,039 | $7.1B | 86.24% | |
| 130 | —Dover Motorsports, Inc. | 2,803,243 | $6.9B | 83.75% | |
| 131 | RELLRichardson Electronics, Ltd. | 1,013,663 | $6.9B | 83.14% | |
| 132 | —Coach, Inc. | 187,510 | $6.9B | 82.92% | |
| 133 | —Harris & Harris Group, Inc. | 4,883,158 | $6.8B | 82.11% | |
| 134 | —Hardinge Inc. | 545,977 | $6.1B | 73.51% | |
| 135 | SSUPSuperior Industries Intl, Inc. | 207,900 | $6.1B | 73.33% | |
| 136 | GCI1EURGannett Co. Inc. | 510,371 | $5.9B | 71.86% | |
| 137 | CRWSCrown Crafts, Inc. | 574,455 | $5.9B | 70.87% | |
| 138 | XOMExxon Mobil Corp. | 66,717 | $5.8B | 70.43% | |
| 139 | EMKREUREmcore Corporation | 983,234 | $5.6B | 67.79% | |
| 140 | ABXBarrick Gold Corp. | 312,916 | $5.5B | 67.07% | |
| 141 | GSGoldman Sachs Group, Inc. | 33,810 | $5.5B | 65.96% | |
| 142 | JPMJPMorgan Chase & Co. | 81,873 | $5.5B | 65.95% | |
| 143 | —Imation Corp. | 8,055,966 | $5.1B | 61.64% | |
| 144 | GLUUGlu Mobile Inc. | 2,269,400 | $5.1B | 61.48% | |
| 145 | MOSMosaic Co. | 205,197 | $5.0B | 60.71% | |
| 146 | 9990302DApache Corp. | 77,018 | $4.9B | 59.50% | |
| 147 | CRAICRA International, Inc. | 170,600 | $4.5B | 54.87% | |
| 148 | BKBank of New York Mellon Corp. | 112,970 | $4.5B | 54.49% | |
| 149 | ITUBItau Unibanco Holding SA ADR | 407,765 | $4.5B | 53.96% | |
| 150 | OXYOccidental Petroleum Corp. | 61,088 | $4.5B | 53.89% | |
| 151 | GGALSantander Mexico Financial Group ADR | 498,991 | $4.4B | 53.11% | |
| 152 | STRTStrattec Security Corp. | 122,197 | $4.3B | 52.18% | |
| 153 | ASPNAspen Aerogels Inc. | 721,737 | $4.3B | 52.04% | |
| 154 | —MB Financial, Inc. | 112,700 | $4.3B | 51.86% | |
| 155 | BBBYEURBed Bath & Beyond Inc. | 97,240 | $4.2B | 50.71% | |
| 156 | MCXMcCormick & Co., Inc. | 40,978 | $4.1B | 49.53% | |
| 157 | QUMUEURQumu Corp. | 1,799,618 | $4.1B | 49.41% | |
| 158 | EFTTechTarget, Inc. | 503,369 | $4.1B | 49.07% | |
| 159 | DGIIDigi International Inc. | 350,838 | $4.0B | 48.38% | |
| 160 | —American Electric Technologies, Inc. | 1,506,160 | $3.6B | 43.73% | |
| 161 | ARCBArcBest Corp. | 188,520 | $3.6B | 43.38% | |
| 162 | MOVMovado Group Inc. | 165,700 | $3.6B | 43.05% | |
| 163 | —West Marine, Inc. | 389,064 | $3.2B | 38.92% | |
| 164 | ACWXISHARES MSCI ACWI EX US ETF | 76,514 | $3.2B | 38.39% | |
| 165 | CMECME Group Inc. | 29,788 | $3.1B | 37.65% | |
| 166 | FFFutureFuel Corp. | 274,100 | $3.1B | 37.40% | |
| 167 | PNCThe PNC Financial Service Group, Inc. | 33,445 | $3.0B | 36.44% | |
| 168 | —Electro Scientific Industries, Inc. | 508,747 | $2.9B | 34.70% | |
| 169 | —Versar Inc. | 1,796,673 | $2.8B | 33.90% | |
| 170 | GRBKGreen Brick Partners Inc. | 306,862 | $2.5B | 30.66% | |
| 171 | VAREURVarian Medical Systems Inc. | 24,968 | $2.5B | 30.06% | |
| 172 | —Rubicon Technology, Inc. | 3,760,729 | $2.4B | 28.67% | |
| 173 | HNGRUSDHanger, Inc. | 226,895 | $1.9B | 23.33% | |
| 174 | FASTFastenal Co. | 42,869 | $1.8B | 21.66% | |
| 175 | GWWW.W. Grainger, Inc. | 7,303 | $1.6B | 19.86% | |
| 176 | —Vical Inc. | 529,913 | $1.6B | 19.49% | |
| 177 | EWLiShares MSCI Switzerland Capped ETF | 52,452 | $1.6B | 19.38% | |
| 178 | UNPUnion Pacific | 14,068 | $1.4B | 16.60% | |
| 179 | DFSEURDiscover Financial Services | 20,963 | $1.2B | 14.33% | |
| 180 | ACNAccenture plc | 9,576 | $1.2B | 14.15% | |
| 181 | NVSNNovartis AG ADR | 13,914 | $1.1B | 13.29% | |
| 182 | TMToyota Motor Corp. ADR | 5,726 | $665.0M | 8.04% | |
| 183 | IAUiShares MSCI United Kingdom Index ETF | 33,502 | $531.0M | 6.42% | |
| 184 | CAJPYCanon Inc. ADR | 17,606 | $511.0M | 6.18% | |
| 185 | NTTYYNippon Telegraph & Telephone ADR | 4,604 | $211.0M | 2.55% |
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