AWM Investment Company, Inc. Q1 2022 Filing

Filed May 13, 2022

Portfolio Value

$777K

Holdings

116

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (116 positions)

#	Stock	Shares	Value	% Portfolio
1	DXLGDestination XL Group, Inc.	11,081,793	$54K	6.96%
2	—NeoPhotonics Corporation	1,920,722	$29K	3.76%
3	TAUSDTravelCenters of America LLC	674,800	$29K	3.73%
4	PIImpinj, Inc.	437,477	$28K	3.58%
5	PPHMEURAvid Bioservices, Inc.	1,178,826	$24K	3.09%
6	PFSWUSDPfsweb, Inc.	1,965,179	$22K	2.89%
7	INFUInfusystem Holdings, Inc.	2,000,000	$20K	2.52%
8	OOMAOoma, Inc.	1,275,899	$19K	2.46%
9	RGENRepligen Corporation	100,000	$19K	2.42%
10	CNTCentury Casinos, Inc.	1,482,988	$18K	2.28%
11	LOVELovesac Company, The	318,196	$17K	2.21%
12	MRAMEverspin Technology, Inc.	1,908,735	$17K	2.14%
13	KIDSOrthoPediatrics Corporation	298,021	$16K	2.07%
14	ARGXargenx SE - ADR (Netherlands)	50,000	$16K	2.03%
15	CEVACEVA, Inc.	368,037	$15K	1.93%
16	OPRXOptimizeRx Corporation	383,743	$14K	1.86%
17	LPSNUSDLivePerson, Inc.	589,290	$14K	1.85%
18	AEHRAehr Test Systems	1,410,990	$14K	1.85%
19	GNSSGenasys, Inc.	4,349,544	$12K	1.54%
20	QSequans Communications S.A. AD	3,911,071	$12K	1.53%
21	—Turtle Beach Corp. @0 pre-fund	550,000	$12K	1.51%
22	TBCHTurtle Beach Corporation	546,148	$12K	1.50%
23	—RADA Electronic Industries, Lt	805,164	$11K	1.44%
24	LMATLeMaitre Vascular, Inc.	230,000	$11K	1.38%
25	UTIUniversal Technical Institute	1,164,639	$10K	1.33%
26	EMKREUREMCORE Corporation	2,780,094	$10K	1.32%
27	SCTLSocietal CDMO, Inc.	5,081,901	$9K	1.18%
28	SPNEUSDSeaSpine Holdings Corp.	710,950	$9K	1.11%
29	ADMAADMA Biologics, Inc.	4,680,000	$9K	1.10%
30	—Assure Holdings Corp(CND/AMR)	1,562,499	$9K	1.10%
31	DZSIQDZS, Inc.	610,201	$8K	1.09%
32	NGSNatural Gas Services Group	705,508	$8K	1.08%
33	UCTTUltra Clean Holdings, Inc.	196,627	$8K	1.07%
34	VERUEURVeru, Inc.	1,712,268	$8K	1.06%
35	—Gambling.com Group Ltd.	926,128	$8K	1.06%
36	RDCMRADCOM, Ltd. (Israel)	578,312	$8K	0.97%
37	AMSCAmerican Superconductor Corp	962,242	$7K	0.94%
38	KRTKarat Packaging, Inc.	305,986	$6K	0.78%
39	WPRTWestport Fuel Systems, Inc.	3,832,047	$6K	0.78%
40	—Minerva Surgical, Inc.	1,304,056	$6K	0.76%
41	—Orbital Energy Group, Inc.	3,162,264	$6K	0.75%
42	VICRVicor Corporation	79,000	$6K	0.72%
43	FRG1EURFranchise Group, Inc.	131,912	$5K	0.70%
44	—Zealand Pharma A/S (Denmark)	347,226	$5K	0.69%
45	LTRXLantronix, Inc.	725,001	$5K	0.62%
46	AIOTPowerFleet, Inc.	1,577,446	$5K	0.60%
47	PLBYPLBY Group,Inc.	351,320	$5K	0.59%
48	—GAN, Ltd. (London)	948,954	$5K	0.59%
49	CTRNCiti Trends, Inc.	148,710	$5K	0.59%
50	LASRnLight, Inc.	260,000	$5K	0.58%
51	SIENUSDSientra, Inc.	2,003,984	$4K	0.57%
52	—LiqTech International, Inc.	1,776,844	$4K	0.56%
53	BLZEBackblaze, Inc.	392,000	$4K	0.54%
54	RSVRReservior Media, Inc.	420,319	$4K	0.53%
55	GAIAGaia, Inc.	801,236	$4K	0.51%
56	—voxeljet AG, ADR (Germany)	894,649	$4K	0.49%
57	BUEURBurcon NutraScience Corp.	3,902,823	$4K	0.48%
58	VMDViemed Healthcare, Inc.(Canada	728,833	$4K	0.47%
59	KOPNKopin Corporation	1,446,746	$4K	0.47%
60	DHXDHI Group, Inc.	601,000	$4K	0.46%
61	—NeoGames S.A. (Luxembourg)	226,500	$3K	0.45%
62	ONEWOneWater Marine, Inc. - CL A	99,567	$3K	0.44%
63	NDLSUSDNoodles & Co.	545,803	$3K	0.42%
64	SPROSpero Therapeutics, Inc.	372,755	$3K	0.42%
65	PRNProfound Medical Corp. (U.S.)	348,939	$3K	0.40%
66	—INVO Bioscience, Inc.	1,159,075	$3K	0.39%
67	—Ideal Power @2.32 11/13/24 9.9	439,180	$3K	0.39%
68	—Limelight Networks, Inc.	554,604	$3K	0.37%
69	—The Real Good Food Company	360,267	$3K	0.37%
70	UGROurban-gro, Inc.	260,560	$3K	0.36%
71	OPKOPKO Health, Inc.	800,000	$3K	0.35%
72	ECORGBPElectroCore, Inc.	4,655,747	$3K	0.35%
73	—VIQ Solutions, Inc. (Canada)	1,643,326	$3K	0.34%
74	BITFBitfarms, Ltd. of Canada	707,361	$3K	0.34%
75	BLUBellus Health, Inc.	380,000	$3K	0.34%
76	—Synchronoss Technologies, Inc.	1,423,794	$2K	0.32%
77	MOVEMovano, Inc.	900,000	$2K	0.31%
78	ATOMAtomera Incorporated	177,034	$2K	0.30%
79	QUIKQuickLogic Corporation	415,230	$2K	0.29%
80	—Greenbrook TMS, Inc. (Canada)	603,947	$2K	0.29%
81	—Ideal Power @.001 (pre-funded)	253,830	$2K	0.29%
82	EGLXEnthusiast Gaming Holdings	897,100	$2K	0.28%
83	SSTIShotspotter, Inc.	77,669	$2K	0.28%
84	NUVBNuvation Bio, Inc.	400,000	$2K	0.27%
85	—Ideal Power, Inc.	235,271	$2K	0.27%
86	ETONEton Pharmaceuticals, Inc.	472,588	$2K	0.27%
87	JPXAerovironment, Inc.	21,210	$2K	0.26%
88	CDNACareDx, Inc.	50,000	$2K	0.24%
89	—Apollo Endosurgery, Inc.	300,048	$2K	0.23%
90	—eMagin Corp @.78 10/9/19-10/9/	3,000,000	$2K	0.21%
91	NEONNeonode, Inc.	263,169	$2K	0.21%
92	NMTCNeuroOne Medical Technologies	1,414,172	$2K	0.20%
93	FTCIFTC Solar, Inc.	307,311	$2K	0.20%
94	NNDMNano Dimension, Ltd. ADR (Isra	413,020	$1K	0.19%
95	—Sigma Labs, Inc.	697,785	$1K	0.18%
96	QIPTQuipt Home Medical Corp.	294,600	$1K	0.17%
97	—eMagin Corporation	1,119,887	$1K	0.16%
98	JOBGee Group, Inc.	2,285,192	$1K	0.16%
99	POLWQ1847 Goedeker, Inc 5/26/22-6/2	2,000,000	$1K	0.16%
100	RUNSunrun, Inc.	40,000	$1K	0.16%

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