AWM Investment Company, Inc. Q1 2024 Filing
Filed May 16, 2024
Portfolio Value
$763.6M
Holdings
115
Report Date
Q1 2024
Filing Type
13F-HR
All Holdings (115 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AQMSEURAqua Metals, Inc. | 1,800,000 | $968K | 0.13% | |
| 2 | PGNYProgyny, Inc. | 25,000 | $953K | 0.12% | |
| 3 | CYBNEURCybin, Inc. (Canada) | 2,250,000 | $930K | 0.12% | |
| 4 | AKTSQAkoustis Technologies, Inc. | 1,537,008 | $908K | 0.12% | |
| 5 | —Clene Inc @1.50 6/16/30 (60day | 5,000,000 | $900K | 0.12% | |
| 6 | CLPTClearPoint Neuro, Inc. | 131,431 | $893K | 0.12% | |
| 7 | RKLBRocket Lab USA, Inc. | 202,000 | $830K | 0.11% | |
| 8 | VEEETwin Vee PowerCats Co. | 939,176 | $807K | 0.11% | |
| 9 | —LiqTech International, Inc. (D | 250,000 | $772K | 0.10% | |
| 10 | TMCITreace Medical Concepts, Inc. | 55,000 | $717K | 0.09% | |
| 11 | QUIKQuickLogic Corporation | 43,625 | $699K | 0.09% | |
| 12 | SIDUSidus Space,Inc. | 200,000 | $678K | 0.09% | |
| 13 | —The Real Good Food Company, In | 1,878,106 | $677K | 0.09% | |
| 14 | XELBUSDXCel Brands, Inc. | 769,230 | $599K | 0.08% | |
| 15 | SPROSpero Therapeutics, Inc. | 333,400 | $573K | 0.08% | |
| 16 | MOVEMovano, Inc. | 1,343,663 | $552K | 0.07% | |
| 17 | —Clene Inc. @1.10 6/16/26 (60da | 5,000,000 | $550K | 0.07% | |
| 18 | —Markforged Holding Corp. | 613,310 | $512K | 0.07% | |
| 19 | MXCTMaxCyte, Inc. | 121,724 | $510K | 0.07% | |
| 20 | —Shapeways Holdings, Inc. | 255,234 | $505K | 0.07% | |
| 21 | YB4PSavara, Inc. | 100,000 | $498K | 0.07% | |
| 22 | XTNTXtant Medical Holdings, Inc. | 378,206 | $442K | 0.06% | |
| 23 | BITFBitfarms, Ltd. (Canada) (U.S. | 192,989 | $430K | 0.06% | |
| 24 | LVLULulu's Fashion Lounge Holdings | 200,000 | $280K | 0.04% | |
| 25 | PRTCPureTech Health PLC-ADR | 6,900 | $196K | 0.03% | |
| 26 | SPRBSpruce Biosciences, Inc. | 200,000 | $157K | 0.02% | |
| 27 | —NeuroOne Medical @1.75 1/14/26 | 3,000,000 | $120K | 0.02% | |
| 28 | MOBBWMobilicom Ltd. @5.00 8/31/27 A | 363,100 | $119K | 0.02% | |
| 29 | —Forza X1,Inc. | 209,775 | $100K | 0.01% | |
| 30 | —Ideal Power @8.90 8/5/25 9.99 | 39,366 | $79K | 0.01% | |
| 31 | —OncoCyte Corp @1.53 4/19/27 4. | 3,752,345 | $37K | 0.00% | |
| 32 | PPHMEURAvid Bioservices, Inc. | 693,679 | $0 | 0.00% | |
| 33 | ARGXargenx SE - ADR (Netherlands) | 25,000 | $0 | 0.00% | |
| 34 | SCTLSocietal CDMO, Inc. | 7,886,500 | $0 | 0.00% | |
| 35 | —Fathom Holdings, Inc. | 1,417,341 | $0 | 0.00% | |
| 36 | —Gambling.com Group Ltd. | 1,350,943 | $0 | 0.00% | |
| 37 | GNSSGenasys, Inc. | 5,749,544 | $0 | 0.00% | |
| 38 | VITLVital Farms, Inc. | 157,301 | $0 | 0.00% | |
| 39 | DXLGDestination XL Group, Inc. | 9,399,297 | $0 | 0.00% | |
| 40 | UCTTUltra Clean Holdings, Inc. | 142,248 | $0 | 0.00% | |
| 41 | ANROAlto Neuroscience, Inc. | 299,147 | $0 | 0.00% | |
| 42 | —Synchronoss Technologies, Inc. | 531,110 | $0 | 0.00% | |
| 43 | KIDSOrthoPediatrics Corporation | 487,619 | $0 | 0.00% | |
| 44 | NGSNatural Gas Services Group, In | 724,514 | $0 | 0.00% | |
| 45 | TALKTalkspace, Inc. | 2,860,680 | $0 | 0.00% | |
| 46 | REKRRekor Systems, Inc. | 1,451,073 | $0 | 0.00% | |
| 47 | RGENRepligen Corporation | 75,000 | $0 | 0.00% | |
| 48 | IMVTImmunovant, Inc. | 70,000 | $0 | 0.00% | |
| 49 | NMTCNeuroOne Medical Technologies | 1,450,000 | $0 | 0.00% | |
| 50 | RDCMRADCOM, Ltd. (Israel) | 840,795 | $0 | 0.00% | |
| 51 | AVNWAviat Networks, Inc. | 130,808 | $0 | 0.00% | |
| 52 | RCATRed Cat Holdings, Inc. | 5,000,000 | $0 | 0.00% | |
| 53 | CGTXCognition Therapeutics, Inc. | 650,000 | $0 | 0.00% | |
| 54 | CTRNCiti Trends, Inc. | 265,768 | $0 | 0.00% | |
| 55 | MASS908 Devices, Inc. | 668,526 | $0 | 0.00% | |
| 56 | —Ideal Power @2.32 11/13/24 9.9 | 439,180 | $0 | 0.00% | |
| 57 | BRD1EURMind Medicine (MindMed) Inc. | 833,000 | $0 | 0.00% | |
| 58 | —EMCORE Corporation | 4,000,000 | $0 | 0.00% | |
| 59 | —OncoCyte Corporation | 754,286 | $0 | 0.00% | |
| 60 | CNTCentury Casinos, Inc. | 1,644,037 | $0 | 0.00% | |
| 61 | OFIXOrthofix Medical, Inc. | 474,456 | $0 | 0.00% | |
| 62 | ARBEArbe Robotics, Ltd.(Israel) | 7,713,175 | $0 | 0.00% | |
| 63 | REALThe RealReal, Inc. | 476,099 | $0 | 0.00% | |
| 64 | UTIUniversal Technical Institute, | 580,000 | $0 | 0.00% | |
| 65 | —ElectroCore Inc. @4.35 2/1/24- | 396,600 | $0 | 0.00% | |
| 66 | REAXThe Real Brokerage, Inc.(Canad | 1,703,228 | $0 | 0.00% | |
| 67 | LTRXLantronix, Inc. | 989,307 | $0 | 0.00% | |
| 68 | UGROurban-gro, Inc. (F4) | 1,075,037 | $0 | 0.00% | |
| 69 | BKSYBlackSky Technology, Inc. | 2,785,671 | $0 | 0.00% | |
| 70 | —Tela Bio, Inc. | 589,963 | $0 | 0.00% | |
| 71 | PFIEEURProfire Energy, Inc. | 2,619,956 | $0 | 0.00% | |
| 72 | OPKOPKO Health, Inc. | 1,300,000 | $0 | 0.00% | |
| 73 | AMSCAmerican Superconductor Corpor | 2,661,319 | $0 | 0.00% | |
| 74 | —NeoGames S.A. (Luxembourg) | 40,382 | $0 | 0.00% | |
| 75 | LMATLeMaitre Vascular, Inc. | 207,000 | $0 | 0.00% | |
| 76 | QIPTQuipt Home Medical Corp. | 294,600 | $0 | 0.00% | |
| 77 | SERASera Prognostics, Inc. | 584,664 | $0 | 0.00% | |
| 78 | NVLSEURAlpine Immune Sciences, Inc. | 40,000 | $0 | 0.00% | |
| 79 | —Ideal Power, Inc. | 162,351 | $0 | 0.00% | |
| 80 | TEADOutbrain, Inc. | 301,155 | $0 | 0.00% | |
| 81 | AIOTPowerFleet, Inc. | 3,417,223 | $0 | 0.00% | |
| 82 | DHXDHI Group, Inc. | 581,000 | $0 | 0.00% | |
| 83 | MODDModular Medical, Inc. | 750,000 | $0 | 0.00% | |
| 84 | GILTGilat Satellite Networks, Ltd. | 773,581 | $0 | 0.00% | |
| 85 | OOMAOoma, Inc. | 1,409,948 | $0 | 0.00% | |
| 86 | JPXAerovironment, Inc. | 107,826 | $0 | 0.00% | |
| 87 | —ElectroCore, Inc. Pre-funded @ | 500,000 | $0 | 0.00% | |
| 88 | LASRnLight, Inc. | 741,405 | $0 | 0.00% | |
| 89 | VICRVicor Corporation | 224,457 | $0 | 0.00% | |
| 90 | —Kopin Corporation pre-funded @ | 6,000,000 | $0 | 0.00% | |
| 91 | —Lilium N.V. (Germany) | 1,938,845 | $0 | 0.00% | |
| 92 | GAIAGaia, Inc. | 1,738,257 | $0 | 0.00% | |
| 93 | ASPNAspen Aerogels, Inc. | 1,977,839 | $0 | 0.00% | |
| 94 | LPSNUSDLivePerson, Inc. | 2,245,544 | $0 | 0.00% | |
| 95 | VMDViemed Healthcare, Inc. (Canad | 1,430,345 | $0 | 0.00% | |
| 96 | SRTABlade Air Mobility, Inc. | 2,136,378 | $0 | 0.00% | |
| 97 | —Longboard Pharmaceuticals, Inc | 211,518 | $0 | 0.00% | |
| 98 | NNDMNano Dimension, Ltd. ADR (Isra | 663,126 | $0 | 0.00% | |
| 99 | USIOUsio,Inc. | 1,269,866 | $0 | 0.00% | |
| 100 | PIImpinj, Inc. | 319,252 | $0 | 0.00% |
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