AWM Investment Company, Inc. Q2 2023 Filing

Filed August 11, 2023

Portfolio Value

$736.9M

Holdings

112

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (112 positions)

StockValue
Clene Inc. @1.10 6/16/26 (60da
$950
LiqTech International, Inc.
$810
UGROurban-gro, Inc.
$795
51AAmerican Public Education, Inc
$708
GRWGGrowGeneration Corp.
$680
NMTCNeuroOne Medical Technologies
$660
MOBMobilicom Limited (Australia)
$652
QUOTUSDQuotient Technology, Inc.
$576
SPROSpero Therapeutics, Inc.
$555
ETONEton Pharmaceuticals, Inc.
$553
DZSIQDZS, Inc.
$516
LVLULulu's Fashion Lounge Holdings
$506
Forza X1,Inc.
$491
ATOMAtomera Incorporated
$482
Medicenna Therapeutics Corp.
$479
EGLXEnthusiast Gaming Holdings, In
$446
BITFBitfarms, Ltd. (Canada) - U.S.
$283
OncoCyte Corp. @1.53 4/19/27 4
$262
DDIDoubleDown Interactive Co Ltd
$253
Sigma Labs, Inc.
$243
ASNSUSDX4 Pharmaceuticals, Inc.
$194
VIQ Solutions @1.39 1/21/23-7/
$187
Ideal Power @8.90 8/5/25 9.99
$157
INVO Bioscience, Inc.
$127
Medicenna Therapeutics, Corp.@
$119
Movano, Inc. wts @ 1.57 exp. 1
$107
ReShape Lifesc @8=1.5cs or $0
$99
Applied DNA Sciences, Inc. @4
$95
POLWQPolished.com, Inc. 5/26/22-6/2
$79
MOBBWMobilicom Ltd. @5.00 8/31/27 A
$72
INFUInfusystem Holdings, Inc.
$0
eMagin Corporation
$0
BLZEBackblaze, Inc.
$0
Turtle Beach Corp. @0 pre-fund
$0
PPHMEURAvid Bioservices, Inc.
$0
ARGXargenx SE - ADR (Netherlands)
$0
SCTLSocietal CDMO, Inc.
$0
Gambling.com Group Ltd.
$0
PGNYProgyny, Inc.
$0
GENKGen Restaurant Group, Inc.
$0
VEEETwin Vee PowerCats Co.
$0
GNSSGenasys, Inc.
$0
DXLGDestination XL Group, Inc.
$0
UCTTUltra Clean Holdings, Inc.
$0
MOVEMovano, Inc.
$0
Synchronoss Technologies, Inc.
$0
KIDSOrthoPediatrics Corporation
$0
NGSNatural Gas Services Group, In
$0
Clene Inc @1.50 6/16/30 (60day
$0
TALKTalkspace, Inc.
$0
RGENRepligen Corporation
$0
NDLSUSDNoodles & Co.
$0
FRG1EURFranchise Group, Inc.
$0
LEGHLegacy Housing Corp.
$0
RDCMRADCOM, Ltd. (Israel)
$0
AVNWAviat Networks, Inc.
$0
CTRNCiti Trends, Inc.
$0
VMDViemed Healthcare, Inc. (Canad
$0
Ideal Power @2.32 11/13/24 9.9
$0
JOBGee Group, Inc.
$0
OncoCyte Corporation
$0
CNTCentury Casinos, Inc.
$0
ARBEArbe Robotics, Ltd.(Israel)
$0
UTIUniversal Technical Institute,
$0
LTRXLantronix, Inc.
$0
BKSYBlackSky Technology, Inc.
$0
OFIXOrthofix Medical Inc.
$0
eMagin Corp @.78 10/9/19-10/9/
$0
QUIKQuickLogic Corporation
$0
Tela Bio, Inc.
$0
PFIEEURProfire Energy, Inc.
$0
OPKOPKO Health, Inc.
$0
LOVELovesac Company, The
$0
NeoGames S.A. (Luxembourg)
$0
LMATLeMaitre Vascular, Inc.
$0
QIPTQuipt Home Medical Corp.
$0
EMKREUREMCORE Corporation
$0
Ideal Power, Inc.
$0
PRPLPurple Innovation, Inc.
$0
TEADOutbrain, Inc.
$0
AIOTPowerFleet, Inc.
$0
RKLBRocket Lab USA, Inc.
$0
DHXDHI Group, Inc.
$0
SP4PAchieve Life Sciences, Inc.
$0
BLFSBioLife Solutions, Inc.
$0
OOMAOoma, Inc.
$0
JPXAerovironment, Inc.
$0
AKTSQAkoustis Technologies, Inc.
$0
APDNApplied DNA Sciences, Inc.
$0
LASRnLight, Inc.
$0
PFSWUSDPfsweb, Inc.
$0
VICRVicor Corporation
$0
Kopin Corporation pre-funded @
$0
CLNNEURClene Inc.
$0
GAIAGaia, Inc.
$0
ASPNAspen Aerogels, Inc.
$0
PRTCPureTech Health PLC-ADR (Brita
$0
LPSNUSDLivePerson, Inc.
$0
voxeljet AG, ADR (Germany)
$0
The Real Good Food Company, In
$0
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