AWM Investment Company, Inc. Q4 2020 Filing
Filed February 12, 2021
Portfolio Value
$787K
Holdings
98
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (98 positions)
| Stock | Value |
|---|---|
—eMagin Corporation @1.55 1/29/ | $400.0M |
—eMagin Corporation @2.45 5/24/ | $374.0M |
INFUInfusystem Holdings, Inc. | $37.6M |
AMSCAmerican Superconductor Corp | $29.7M |
GNSSGenasys Incorporated | $28.4M |
ARGXargenx SE - ADR (Netherlands) | $23.5M |
LPSNUSDLivePerson, Inc. | $22.4M |
TAUSDTravelCenters of America LLC | $22.0M |
OPRXOptimizeRx Corporation | $21.8M |
QSequans Communications S.A. AD | $19.4M |
RGENRepligen Corporation | $19.2M |
PIImpinj, Inc. | $18.9M |
LOVELovesac Company, The | $18.1M |
—NeoPhotonics Corporation | $17.5M |
CEVACEVA, Inc. | $17.4M |
—SharpSpring, Inc. | $16.6M |
WPRTWestport Fuel Systems, Inc. | $16.4M |
—LiqTech International, Inc. | $16.3M |
OOMAOoma, Inc. | $15.9M |
PPHMEURAvid Bioservices, Inc. | $14.2M |
KOPNKopin Corporation | $13.4M |
PFSWUSDPfsweb, Inc. | $13.4M |
KIDSOrthoPediatrics Corporation | $12.5M |
—Turtle Beach Corp. @0 pre-fund | $11.9M |
TBCHTurtle Beach Corporation | $11.8M |
CTRNCiti Trends, Inc. | $11.4M |
CELHCelsius Holdings, Inc. | $11.3M |
—Resonant, Inc. | $11.0M |
—Zealand Pharma A/S (Denmark) | $10.8M |
—GAN, Ltd. (London) | $10.6M |
—NeoGames S.A. (Luxembourg) | $10.4M |
TLSTelos Corp. | $9.9M |
—RADA Electronic Industries,Ltd | $9.8M |
CNTCentury Casinos, Inc. | $9.7M |
LMATLeMaitre Vascular Inc. | $9.3M |
ATOMAtomera Incorporated | $9.3M |
MRAMEverspin Technology, Inc. | $8.6M |
VMDViemed Healthcare, Inc. (Canad | $8.5M |
ETONEton Pharmaceuticals, Inc. | $7.9M |
—Limelight Networks, Inc. | $7.9M |
SPNEUSDSeaSpine Holdings Corp. | $7.7M |
GAIAGaia, Inc. | $7.6M |
VICRVicor Corporation | $7.3M |
SPROSpero Therapeutics, Inc. | $7.2M |
PRNProfound Medical Corp. (U.S.) | $7.2M |
RDCMRADCOM, Ltd. (Israel) | $6.3M |
UCTTUltra Clean Holdings, Inc. | $5.8M |
RUNSunrun, Inc. | $5.7M |
—voxeljet AG, ADR (Germany) | $5.5M |
—Mohawk Group Holdings, Inc. | $5.3M |
ALTOAlto Ingredients, Inc. | $5.1M |
GRWGGrowGeneration Corp. | $5.0M |
ONEWOneWater Marine, Inc. - CL A | $5.0M |
AEHRAehr Test Systems | $4.8M |
—Medicenna Therapeutics Corp. | $4.7M |
—eMagin Corporation | $4.6M |
NGSNatural Gas Services Group | $4.5M |
CDNACareDx, Inc. | $4.3M |
LEAFLeaf Group, Ltd. | $4.3M |
FRG1EURFranchise Group, Inc. | $4.0M |
JYNTThe Joint Corp. | $4.0M |
NDLSUSDNoodles & Co. | $3.8M |
ELUTAziyo Biologics, Inc. | $3.5M |
—BioTelemetry, Inc. | $3.5M |
VERUEURVeru,Inc. | $3.5M |
—Exicure, Inc. | $3.4M |
OPKOPKO Health, Inc. | $3.2M |
—eMagin Corp @.78 10/9/19-10/9/ | $3.1M |
—Misonix, Inc. | $3.1M |
NEONNeonode, Inc. | $3.1M |
—Soleno Therapeutics, Inc. | $3.0M |
QUIKQuickLogic Corporation | $2.9M |
—Boingo Wireless, Inc. | $2.8M |
—Ideal Power @2.32 11/13/24 9.9 | $2.8M |
—Health Science Acquisitions Co | $2.6M |
RETAEURReata Pharmaceuticals, Inc. | $2.5M |
—Ideal Power, Inc. | $2.3M |
AQMSEURAqua Metals, Inc. | $2.2M |
EMKREUREMCORE Corp. | $2.1M |
—Ideal Power @.001 (pre-funded) | $2.1M |
ITIEURIteris, Inc. | $2.0M |
TCMDTactile Systems Technology | $2.0M |
—INVO Bioscience, Inc. | $1.9M |
PGNYProgyny, Inc. | $1.7M |
PRTCPureTech Health PLC. - ADR | $1.7M |
COOThe Cooper Companies, Inc. | $1.6M |
CTSOCytoSorbents Corp. | $1.6M |
DCTHDelcath Systems, Inc. | $1.6M |
IDNIntellicheck, Inc. | $1.4M |
AIOTPowerfleet, Inc. | $1.4M |
CYRXCryoport, Inc. | $1.3M |
YTRAYatra Online, Inc. (India) | $1.3M |
BLUBellus Health, Inc. | $1.2M |
NNDMNano Dimension, Ltd. ADR (Isra | $1.1M |
UTIUniversal Technical Institute, | $1.0M |
—5:01 Acquition Corp. | $1.0M |
SPRBSpruce Biosciences, Inc. | $972K |
BCBEURPrimo Water Corp. | $959K |
—Magal Security System, Ltd (Is | $899K |
—Ocean Power Technologies @3.85 | $829K |
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