Baird Financial Group, Inc. Q4 2016 Filing

Filed February 10, 2017

Portfolio Value

$11.5B

Holdings

1,189

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (1,189 positions)

#	Stock	Shares	Value	% Portfolio
1	DNPDNP SELECT INCOME FD	97,345	$996.0M	8.65%
2	JECUSDJACOBS ENGR GROUP INC	17,475	$996.0M	8.65%
3	A4SAMERIPRISE FINL INC	8,963	$994.0M	8.63%
4	BCEBCE INC NEW	22,812	$986.0M	8.56%
5	—PWRSH FDMTL PUR S/VL ETF	32,366	$981.0M	8.52%
6	RXNEURREXNORD CORP NEW	50,000	$980.0M	8.51%
7	RGLDROYAL GOLD INC COM	15,433	$978.0M	8.49%
8	ORANYORANGE SPON ADR	64,058	$970.0M	8.42%
9	RNRRENAISSANCERE HOLDINGS LTD ORD	7,098	$967.0M	8.40%
10	—SWIFT TRANSPORTATION	39,601	$965.0M	8.38%
11	—OPPENHEIMER SMCP ETF WEIGHTED	14,298	$960.0M	8.34%
12	HPHELMERICH & PAYNE INC	12,359	$957.0M	8.31%
13	TWTRUSDTWITTER INC	58,392	$952.0M	8.27%
14	OMEROMEROS CORP	95,521	$948.0M	8.23%
15	NYCBEURNEW YORK CMNTY BANCORP INC	59,533	$947.0M	8.22%
16	—DEAN FOODS COMPANY NEW	43,323	$944.0M	8.20%
17	—CLIFTON BANCORP INC	55,706	$943.0M	8.19%
18	FFNWFIRST FINANCIAL NORTHWEST INC	47,740	$942.0M	8.18%
19	PAASPAN AMERN SILVER	62,382	$940.0M	8.16%
20	IOOISHS GLB 100 IDX ETF	12,226	$938.0M	8.14%
21	PICKISHS MSCI GLB NEW ETF	35,934	$925.0M	8.03%
22	DYDYCOM INDS INC	11,490	$923.0M	8.01%
23	XRAYDENTSPLY SIRONA INC	15,958	$921.0M	8.00%
24	FXOFT ETF II FIN ALPHADEX	33,927	$917.0M	7.96%
25	DBDEURDIEBOLD INC	36,375	$915.0M	7.94%
26	HFWAHERITAGE FINL CORP WASH	35,298	$909.0M	7.89%
27	NWPXNORTHWEST PIPE COMPANY	52,673	$907.0M	7.88%
28	CLRUSDCONTINENTAL RESOURCES INC COM	17,575	$906.0M	7.87%
29	DSLDOUBLELINE INCM SLTNS FD	47,698	$906.0M	7.87%
30	9990302DAPACHE CORP	14,167	$899.0M	7.81%
31	WOODISHS GLB TIMBER ETF	16,658	$893.0M	7.75%
32	CLIRCLEARSIGN COMBUSTION CRP	262,421	$892.0M	7.75%
33	—NUVEEN HI INC DEC 2018	88,257	$888.0M	7.71%
34	EDVVNGRD EXT DUR TREAS ETF	8,093	$886.0M	7.69%
35	VGLTVANGRD LNG TRM GOVT ETF	11,993	$884.0M	7.68%
36	CERSCERUS CORP	202,000	$879.0M	7.63%
37	CVA1EURCOVANTA HOLDING CORP	56,320	$879.0M	7.63%
38	GOFGUGG STRAT OPPTYS FD SBI	44,680	$878.0M	7.62%
39	FXZFT MATRLS ALPHADX ETF	24,375	$873.0M	7.58%
40	VMIVALMONT INDS INC	6,189	$872.0M	7.57%
41	FXLFT II TECH ALPHADEX ETF	22,925	$869.0M	7.55%
42	WDCWESTERN DIGITAL CORPORATION	12,778	$868.0M	7.54%
43	—ISHSBD DEC 2021 TERM ETF	34,994	$864.0M	7.50%
44	HASIHANNON ARMSTRONG SUSTAIN	45,399	$862.0M	7.48%
45	PFPTPROOFPOINT INC	12,170	$860.0M	7.47%
46	STAYUSDEXTENDED STAY AMER REIT	53,241	$860.0M	7.47%
47	FXDFT CNSMR DISCRT ALPHADEX	24,124	$856.0M	7.43%
48	—ALLIANZGI CNV&INC II	148,869	$850.0M	7.38%
49	SPWRQSUNPOWER CORP	128,662	$850.0M	7.38%
50	—PWRSH CMDTY INDEX ETF	53,503	$847.0M	7.35%
51	AGNCAGNC INVESTMENT CORP	46,365	$841.0M	7.30%
52	8CWCROWN CASTLE INTL NEW	9,659	$838.0M	7.28%
53	—NORTHWEST NAT GAS CO	13,908	$832.0M	7.22%
54	HUMHUMANA INC	4,074	$831.0M	7.22%
55	HEHAWAIIAN ELEC INDS INC	25,045	$828.0M	7.19%
56	DHSWSDMTR EQ INCM ETF	12,250	$824.0M	7.15%
57	—ISHSBD DEC 2019 TERM ETF	32,787	$816.0M	7.09%
58	BKBANK OF NEW YORK MELLON CORPOR	17,111	$811.0M	7.04%
59	—GUGGENHEIM ENHANCED STRT	50,226	$811.0M	7.04%
60	BNSBANK N S HALIFAX	14,479	$806.0M	7.00%
61	VAREURVARIAN MED SYS INC	8,923	$801.0M	6.96%
62	—ISHR 2019 AMT FREE ETF	31,300	$793.0M	6.89%
63	FMCFMC CORP NEW	13,995	$792.0M	6.88%
64	CBRLCRACKER BARREL OLD CTRY	4,727	$789.0M	6.85%
65	—PWRSHS VAR RATE PFD ETF	31,949	$786.0M	6.82%
66	GWWGRAINGER W W INC	3,362	$781.0M	6.78%
67	—GUGG BLLTSHS 2022 BD ETF	37,106	$776.0M	6.74%
68	BGCPEURBGC PARTNERS INC CLASS A	75,709	$775.0M	6.73%
69	OKEONEOK INC NEW	13,482	$774.0M	6.72%
70	SWKSTANLEY BLACK & DECKER	6,707	$769.0M	6.68%
71	RWRSPDR DJ WILSHR REIT ETF	8,210	$766.0M	6.65%
72	—ISHS IBDS SEP 2020 ETF	30,055	$759.0M	6.59%
73	STTSTATE STREET CORPORATION	9,748	$758.0M	6.58%
74	ETENERGY TRANSFER EQTY LP	38,963	$752.0M	6.53%
75	CETCENTL SECURITIES CORP	34,348	$748.0M	6.49%
76	ALSALLSTATE CORP	9,924	$736.0M	6.39%
77	—ISHS TR 2018AMT FREE ETF	28,975	$736.0M	6.39%
78	—JOY GLOBAL INC	26,264	$735.0M	6.38%
79	PKWUSDPOWERSHARES EXCH BUYBACK	14,565	$735.0M	6.38%
80	EZMWSDMTR MDCP EARNINGS ETF	7,153	$734.0M	6.37%
81	—OPPENHEIMER REVENUE WEIGHTED E	16,877	$733.0M	6.36%
82	XOPUSDSPDR SERIES TRUST S&P OILGAS E	17,665	$732.0M	6.36%
83	ARNCCHFARCONIC INC	38,705	$718.0M	6.23%
84	—PRUDENTIAL SHRT HIGH YLD	45,997	$712.0M	6.18%
85	PHGKONINKLIJKE PHILIPS ELECTRS SP	23,013	$704.0M	6.11%
86	SAICSCIENCE APP INTL CORP	8,293	$703.0M	6.10%
87	XLVSECTOR SPDR TR HEALTHCRE	10,129	$698.0M	6.06%
88	—ESTERLINE TECHNOLOGIES CORP	7,809	$697.0M	6.05%
89	HYSPIMCO 0-5Y H/Y CORP ETF	6,915	$691.0M	6.00%
90	CHKEURCHESAPEAKE ENERGY CORP	98,029	$688.0M	5.97%
91	ITOTISHS S&P TTL US STK ETF	13,389	$687.0M	5.97%
92	CDKCDK GLOBAL INC	11,328	$676.0M	5.87%
93	—WHITEWAVE FOODS A	12,138	$675.0M	5.86%
94	MIYBLKRK MUNIYLD MI INSD FD	49,392	$671.0M	5.83%
95	DRIDARDEN RESTAURANTS INC	9,224	$671.0M	5.83%
96	—WGL HLDGS INC COM	8,743	$667.0M	5.79%
97	TYGEURTORTOISE ENERGY INFRA CP	21,610	$663.0M	5.76%
98	AIGAMERICAN INTERNATIONAL GROUP I	10,153	$663.0M	5.76%
99	BF/ABROWN FORMAN CORP CL A	14,254	$659.0M	5.72%
100	EVFEV SR INCM TR	98,500	$658.0M	5.71%

Page 1 of 12Next