BANK OF AMERICA CORP /DE/ Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$456.2M

Holdings

6,485

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,485 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	—PIMCO ETF TR	25,907	$1.3M	0.29%
3402	BOOTBOOT BARN HLDGS INC	115,052	$1.3M	0.29%
3403	CPKCHESAPEAKE UTILS CORP	21,436	$1.3M	0.29%
3404	CMRECOSTAMARE INC	142,593	$1.3M	0.29%
3405	—FIRST TR ENERGY INCOME & GRW	47,967	$1.3M	0.28%
3406	LITELUMENTUM HLDGS INC	31,065	$1.3M	0.28%
3407	OSGAMBAC FINL GROUP INC	70,448	$1.3M	0.28%
3408	—ICONIX BRAND GROUP INC	159,389	$1.3M	0.28%
3409	—BOTTOMLINE TECH DEL INC	55,502	$1.3M	0.28%
3410	BKCCUSDBLACKROCK CAPITAL INVESTMENT	156,110	$1.3M	0.28%
3411	—INTERVAL LEISURE GROUP INC	75,063	$1.3M	0.28%	Put
3412	—FLY LEASING LTD	110,750	$1.3M	0.28%
3413	—SPDR INDEX SHS FDS	35,316	$1.3M	0.28%
3414	FTFFRANKLIN LTD DURATION INC TR	106,214	$1.3M	0.28%
3415	—FIBRIA CELULOSE S A	181,489	$1.3M	0.28%
3416	OIAINVESCO MUNI INCOME OPP TRST	154,692	$1.3M	0.28%
3417	KMI 4.75 03/31/28EL PASO ENERGY CAP TR I	26,363	$1.3M	0.28%
3418	—ATWOOD OCEANICS INC	147,092	$1.3M	0.28%	Call
3419	RDVYFIRST TR EXCHANGE TRADED FD	57,648	$1.3M	0.28%
3420	—POWERSHARES ETF TR II	26,142	$1.3M	0.28%
3421	—PEOPLES UTAH BANCORP	62,469	$1.3M	0.28%
3422	BANFBANCFIRST CORP	17,538	$1.3M	0.28%
3423	ETDETHAN ALLEN INTERIORS INC	40,484	$1.3M	0.28%
3424	SPHYSPDR SER TR	47,451	$1.3M	0.28%
3425	SCHMSCHWAB STRATEGIC TR	29,046	$1.3M	0.28%
3426	—SINOPEC SHANGHAI PETROCHEMIC	24,628	$1.3M	0.28%
3427	HALLUSDHALLMARK FINL SVCS INC EC	121,934	$1.3M	0.28%
3428	DHILDIAMOND HILL INVESTMENT GROU	6,790	$1.3M	0.28%
3429	KOFCOCA COLA FEMSA S A B DE C V	16,710	$1.3M	0.27%
3430	CSGSCSG SYS INTL INC	30,268	$1.3M	0.27%
3431	GDDYGODADDY INC	36,197	$1.3M	0.27%
3432	PRIPRIMERICA INC	23,547	$1.2M	0.27%
3433	—POWERSHARES ETF TRUST	73,808	$1.2M	0.27%
3434	—RYDEX ETF TRUST	14,319	$1.2M	0.27%
3435	SITESITEONE LANDSCAPE SUPPLY INC	34,559	$1.2M	0.27%
3436	—VIRGIN AMER INC	23,174	$1.2M	0.27%
3437	—CSI COMPRESSCO LP	116,862	$1.2M	0.27%
3438	XYZSQUARE INC	106,039	$1.2M	0.27%	Call
3439	G7AGRUPO AEROPORTUARIO CTR NORT	26,192	$1.2M	0.27%
3440	—MENTOR GRAPHICS CORP	922,000	$1.2M	0.27%
3441	GMFSPDR INDEX SHS FDS	14,936	$1.2M	0.27%
3442	NXQUANEX BUILDING PRODUCTS COR	71,325	$1.2M	0.27%
3443	ATHMAUTOHOME INC	50,589	$1.2M	0.27%
3444	—DELTIC TIMBER CORP	18,104	$1.2M	0.27%
3445	MPABLACKROCK MUNIYIELD PA QLTY	76,449	$1.2M	0.27%
3446	—J ALEXANDERS HLDGS INC	120,677	$1.2M	0.27%
3447	—FERRELLGAS PARTNERS L.P.	105,021	$1.2M	0.27%
3448	—ISHARES TR	49,241	$1.2M	0.27%
3449	—ISHARES TR	46,786	$1.2M	0.27%
3450	—JUMEI INTL HLDG LTD	206,871	$1.2M	0.27%
3451	CRREURCARBO CERAMICS INC	110,549	$1.2M	0.27%
3452	GGALGRUPO FINANCIERO GALICIA S A	38,894	$1.2M	0.27%
3453	PSTGPURE STORAGE INC	89,073	$1.2M	0.26%
3454	GEOSGEOSPACE TECHNOLOGIES CORP	61,967	$1.2M	0.26%
3455	—POWERSHARES ETF TRUST	33,938	$1.2M	0.26%
3456	YORWYORK WTR CO	40,635	$1.2M	0.26%
3457	MBWMMERCANTILE BANK CORP	44,889	$1.2M	0.26%
3458	MMLPMARTIN MIDSTREAM PRTNRS L P	59,854	$1.2M	0.26%
3459	—BALDWIN & LYONS INC	46,792	$1.2M	0.26%
3460	—CEMEX SAB DE CV	1,150,000	$1.2M	0.26%
3461	IPFFEURISHARES TR	73,841	$1.2M	0.26%
3462	UFIUNIFI INC	40,621	$1.2M	0.26%
3463	—ASCENA RETAIL GROUP INC	213,346	$1.2M	0.26%	Put
3464	—POWERSHARES ETF TRUST II	52,429	$1.2M	0.26%
3465	MSBMESABI TR	128,135	$1.2M	0.26%
3466	—DELAWARE ENHANCED GBL DIV &	117,073	$1.2M	0.26%
3467	—POWERSHARES EXCHANGE TRADED	34,969	$1.2M	0.26%
3468	—CARRIAGE SVCS INC	1,000,000	$1.2M	0.26%
3469	IAGGISHARES TR	21,917	$1.2M	0.26%
3470	HPIHANCOCK JOHN PFD INCOME FD	52,188	$1.2M	0.26%
3471	—ENGILITY HLDGS INC NEW	37,208	$1.2M	0.26%
3472	EPSWISDOMTREE TR	16,073	$1.2M	0.26%
3473	—ASHFORD HOSPITALITY PRIME IN	82,678	$1.2M	0.26%
3474	—EATON VANCE FLTG RATE INCOM	74,508	$1.2M	0.26%
3475	—DIREXION SHS ETF TR	16,550	$1.2M	0.25%
3476	—GENERAL MTRS CO	82,995	$1.2M	0.25%
3477	—OMNOVA SOLUTIONS INC	137,105	$1.2M	0.25%
3478	FFINFIRST FINL BANKSHARES	31,720	$1.2M	0.25%
3479	—COTT CORP QUE	81,093	$1.2M	0.25%
3480	IMCGISHARES TR	7,055	$1.1M	0.25%
3481	—MAINSOURCE FINANCIAL GP INC	46,045	$1.1M	0.25%
3482	MYGNMYRIAD GENETICS INC	55,608	$1.1M	0.25%
3483	—MECHEL PAO	399,300	$1.1M	0.25%
3484	ZGZILLOW GROUP INC	33,129	$1.1M	0.25%
3485	DGRSWISDOMTREE TR	36,840	$1.1M	0.25%
3486	BKNGPRICELINE GRP INC	451,884	$1.1M	0.25%	Put
3487	—NUVEEN BUILD AMER BD OPPTNY	49,707	$1.1M	0.25%
3488	LELANDS END INC NEW	78,055	$1.1M	0.25%
3489	—NUVEEN CONN PREM INCOME MUN	81,940	$1.1M	0.25%
3490	VPVINVESCO PA VALUE MUN INCOME	83,252	$1.1M	0.25%
3491	—MAGICJACK VOCALTEC LTD	185,568	$1.1M	0.25%
3492	SBSAFE BULKERS INC	799,801	$1.1M	0.25%
3493	PHKPIMCO HIGH INCOME FD	112,918	$1.1M	0.25%
3494	—BLUE HILLS BANCORP INC	74,658	$1.1M	0.25%
3495	SSPSCRIPPS E W CO OHIO	70,378	$1.1M	0.25%
3496	CTMXCYTOMX THERAPEUTICS INC	71,324	$1.1M	0.25%
3497	LBAIUSDLAKELAND BANCORP INC	79,567	$1.1M	0.25%
3498	HZN1USDHORIZON GLOBAL CORP	56,059	$1.1M	0.24%
3499	—DYNEGY INC NEW DEL	90,168	$1.1M	0.24%	Call
3500	BSRRSIERRA BANCORP	59,505	$1.1M	0.24%

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