BANK OF AMERICA CORP /DE/ Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$456.2M

Holdings

6,485

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,485 positions)

#	Stock	Shares	Value	% Portfolio	Type
3301	—SILVER STD RES INC	128,706	$1.6M	0.34%
3302	GOFGUGGENHEIM STRATEGIC OPP FD	81,168	$1.6M	0.34%
3303	PEXPROSHARES TR	40,572	$1.6M	0.34%
3304	—IMPAX LABORATORIES INC	65,310	$1.5M	0.34%
3305	—FREDS INC	170,486	$1.5M	0.34%
3306	—POWERSHARES ETF TR II	54,065	$1.5M	0.34%
3307	BIZDVANECK VECTORS ETF TR	86,624	$1.5M	0.34%
3308	—ONCOMED PHARMACEUTICALS INC	134,904	$1.5M	0.34%
3309	ZROZPIMCO ETF TR	11,382	$1.5M	0.34%
3310	—NUVEEN OHIO QUALITY INCOME M	93,294	$1.5M	0.34%
3311	—BROCADE COMMUNICATIONS SYS I	1,556,000	$1.5M	0.34%
3312	BGGUSDBRIGGS & STRATTON CORP	82,303	$1.5M	0.34%
3313	—TRANSOCEAN PARTNERS LLC	124,230	$1.5M	0.34%
3314	QQXTFIRST TR EXCHANGE TRADED FD	37,831	$1.5M	0.34%
3315	TPLUSDTEXAS PAC LD TR	6,394	$1.5M	0.34%
3316	THD*ISHARES	20,717	$1.5M	0.33%
3317	—ISHARES TR	57,697	$1.5M	0.33%
3318	DGREWISDOMTREE TR	65,563	$1.5M	0.33%
3319	EHIWESTERN ASSET GLB HI INCOME	148,079	$1.5M	0.33%
3320	—ELLIS PERRY INTL INC	78,266	$1.5M	0.33%
3321	XFEBFIRST TR ENERGY INFRASTRCTR	78,633	$1.5M	0.33%
3322	MSAMSA SAFETY INC	25,999	$1.5M	0.33%
3323	G4RABANCO DE CHILE	22,422	$1.5M	0.33%
3324	FBNDFIDELITY	29,504	$1.5M	0.33%
3325	DIMWISDOMTREE TR	26,856	$1.5M	0.33%
3326	—MERIDIAN BANCORP INC MD	96,500	$1.5M	0.33%
3327	BNEDBARNES & NOBLE INC	132,905	$1.5M	0.33%
3328	CCUCOMPANIA CERVECERIAS UNIDAS	74,364	$1.5M	0.33%
3329	HIHILLENBRAND INC	47,198	$1.5M	0.33%
3330	—OMEGA PROTEIN CORP	63,673	$1.5M	0.33%
3331	ESPRESPERION THERAPEUTICS INC NE	107,371	$1.5M	0.33%
3332	ETBEATON VANCE TAX MNGED BUY WR	89,688	$1.5M	0.33%
3333	ZAYOEURZAYO GROUP HLDGS INC	49,798	$1.5M	0.32%
3334	OECORION ENGINEERED CARBONS S A	78,904	$1.5M	0.32%
3335	—IVY HIGH INC OPPORTUNITIES F	102,534	$1.5M	0.32%
3336	—BLACKROCK MUNIYIELD N J FD I	86,240	$1.5M	0.32%
3337	GGZGABELLI GLB SML & MD CP VAL	136,093	$1.5M	0.32%
3338	—BANK SOUTH CAROLINA CORP	80,918	$1.5M	0.32%
3339	FCFFIRST COMWLTH FINL CORP PA	145,425	$1.5M	0.32%
3340	PCNPIMCO CORPORATE INCOME STRAT	95,691	$1.5M	0.32%
3341	—POWERSHARES ETF TRUST	44,059	$1.5M	0.32%
3342	—BITAUTO HLDGS LTD	50,024	$1.5M	0.32%
3343	SCHOSCHWAB STRATEGIC TR	28,604	$1.5M	0.32%
3344	ANATUSDAMERICAN NATL INS CO	11,902	$1.5M	0.32%
3345	—ASHFORD HOSPITALITY TR INC	244,955	$1.4M	0.32%
3346	—ESSENDANT INC	70,173	$1.4M	0.32%
3347	JPUSJ P MORGAN EXCHANGE TRADED F	24,608	$1.4M	0.32%
3348	—NORTHSTAR ASSET MGMT GROUP I	110,788	$1.4M	0.31%
3349	SXISTANDEX INTL CORP	15,374	$1.4M	0.31%
3350	FARMFARMER BROS CO	40,135	$1.4M	0.31%
3351	—GP STRATEGIES CORP	57,855	$1.4M	0.31%
3352	BOBEUSDBOB EVANS FARMS INC	37,134	$1.4M	0.31%
3353	PC6APETROCHINA CO LTD	21,268	$1.4M	0.31%
3354	—POWERSHARES ETF TR II	21,640	$1.4M	0.31%
3355	—SPDR INDEX SHS FDS	46,514	$1.4M	0.31%
3356	FFICFLUSHING FINL CORP	59,655	$1.4M	0.31%
3357	—CONE MIDSTREAM PARTNERS LP	78,005	$1.4M	0.31%
3358	FNYFIRST TR EXCNGE TRD ALPHADEX	45,549	$1.4M	0.31%
3359	—PENN WEST PETE LTD NEW	775,545	$1.4M	0.31%
3360	ROFKFORCE INC	68,424	$1.4M	0.31%
3361	VRTVEURVERITIV CORP	27,847	$1.4M	0.31%
3362	QUOTUSDQUOTIENT TECHNOLOGY INC	104,815	$1.4M	0.31%
3363	—BLACKROCK FLA MUN 2020 TERM	91,081	$1.4M	0.31%
3364	TN1TENNANT CO	21,516	$1.4M	0.31%
3365	—PRICELINE GRP INC	1,087,000	$1.4M	0.30%
3366	—PBF LOGISTICS LP	70,107	$1.4M	0.30%
3367	—TIDEWATER INC	492,897	$1.4M	0.30%
3368	BFSSAUL CTRS INC	20,862	$1.4M	0.30%
3369	—AMERICAN TOWER CORP NEW	12,638	$1.4M	0.30%
3370	—CAPITAL SR LIVING CORP	82,185	$1.4M	0.30%
3371	—EXELON CORP	29,491	$1.4M	0.30%
3372	PEOADAM NAT RES FD INC	69,011	$1.4M	0.30%
3373	SHOPSHOPIFY INC	32,035	$1.4M	0.30%
3374	IQIINVESCO QUALITY MUNI INC TRS	99,606	$1.4M	0.30%
3375	FNKFIRST TR EXCNGE TRD ALPHADEX	46,177	$1.4M	0.30%
3376	—QAD INC	61,335	$1.4M	0.30%
3377	SJTSAN JUAN BASIN RTY TR	232,530	$1.4M	0.30%
3378	ASPSALTISOURCE PORTFOLIO SOLNS S	42,244	$1.4M	0.30%	Put
3379	—DIVERSIFIED REAL ASSET INC F	79,288	$1.4M	0.30%
3380	—ALEXANDRIA REAL ESTATE EQ IN	38,620	$1.4M	0.30%
3381	MLRMILLER INDS INC TENN	59,521	$1.4M	0.30%
3382	—CARMIKE CINEMAS INC	41,307	$1.4M	0.30%
3383	XNCMXNUVEEN CAL AMT-FREE MUN INC	80,904	$1.3M	0.29%
3384	DGIIDIGI INTL INC	117,614	$1.3M	0.29%
3385	UYGPROSHARES TR	18,436	$1.3M	0.29%
3386	—SPDR INDEX SHS FDS	28,092	$1.3M	0.29%
3387	—NUVEEN CA DIV ADVANTG MUN FD	81,020	$1.3M	0.29%
3388	—MERCADOLIBRE INC	854,000	$1.3M	0.29%
3389	CLMTUSDCALUMET SPECIALTY PRODS PTNR	295,332	$1.3M	0.29%
3390	G9NGPO AEROPORTUARIO DEL PAC SA	14,002	$1.3M	0.29%
3391	CIKCREDIT SUISSE ASSET MGMT INC	423,079	$1.3M	0.29%
3392	—BRYN MAWR BK CORP	41,293	$1.3M	0.29%
3393	ITCIEURINTRA CELLULAR THERAPIES INC	86,442	$1.3M	0.29%	Put
3394	IDEVOYA INFRASTRUCTURE INDLS &	97,497	$1.3M	0.29%
3395	TAROTARO PHARMACEUTICAL INDS LTD	11,878	$1.3M	0.29%
3396	—MARLIN BUSINESS SVCS CORP	67,713	$1.3M	0.29%
3397	FBPFIRST BANCORP P R	252,311	$1.3M	0.29%
3398	MR4MERIDIAN BIOSCIENCE INC	68,009	$1.3M	0.29%
3399	GEFGREIF INC	26,460	$1.3M	0.29%
3400	—PIMCO ETF TR	25,907	$1.3M	0.29%

PreviousPage 34 of 65Next