BANK OF AMERICA CORP /DE/ Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$629.6M

Holdings

6,404

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,404 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	LOCOEL POLLO LOCO HLDGS INC	171,274	$2.1M	0.33%
3402	INVA 2.125 01/15/23THERAVANCE INC	2,133,000	$2.1M	0.33%
3403	KBAKRANESHARES TR	62,469	$2.1M	0.33%
3404	OSBCADNORBORD INC	54,233	$2.1M	0.33%
3405	—CTRIP COM INTL LTD	1,918,000	$2.1M	0.33%
3406	—DIVIDEND & INCOME FUND	160,508	$2.1M	0.33%
3407	IMTMISHARES TR	67,980	$2.0M	0.33%
3408	—SEMGROUP CORP	71,070	$2.0M	0.32%
3409	JPSEJ P MORGAN EXCHANGE TRADED F	71,027	$2.0M	0.32%
3410	—ISHARES TR	31,598	$2.0M	0.32%
3411	JXIISHARES TR	40,065	$2.0M	0.32%
3412	ANGOANGIODYNAMICS INC	118,735	$2.0M	0.32%
3413	—NUVEEN MUN 2021 TARGET TERM	203,852	$2.0M	0.32%
3414	ATKRATKORE INTL GROUP INC	103,858	$2.0M	0.32%
3415	HASIHANNON ARMSTRONG SUST INFR C	82,974	$2.0M	0.32%
3416	CVLGCOVENANT TRANSN GROUP INC	69,612	$2.0M	0.32%
3417	—BIOMARIN PHARMACEUTICAL INC	1,685,000	$2.0M	0.32%
3418	OLPONE LIBERTY PPTYS INC	82,781	$2.0M	0.32%
3419	HRTXHERON THERAPEUTICS INC	124,735	$2.0M	0.32%	Call
3420	CMTLCOMTECH TELECOMMUNICATIONS C	98,098	$2.0M	0.32%
3421	—PIMCO ETF TR	39,741	$2.0M	0.32%
3422	CTSCTS CORP	83,497	$2.0M	0.32%
3423	PHYS/USPROTT PHYSICAL GOLD TRUST	192,474	$2.0M	0.32%
3424	THD*ISHARES INC	23,218	$2.0M	0.32%
3425	CARSCARS COM INC	75,207	$2.0M	0.32%
3426	GOEXGLOBAL X FDS	87,128	$2.0M	0.32%
3427	—ISRAEL CHEMICALS LTD	450,396	$2.0M	0.32%
3428	—SAFETY INCOME & GROWTH INC	107,319	$2.0M	0.32%
3429	—POWERSHARES ETF TRUST II	82,364	$2.0M	0.32%
3430	SWZSWISS HELVETIA FD INC	156,399	$2.0M	0.32%
3431	RDWRRADWARE LTD	118,250	$2.0M	0.32%
3432	MPAAMOTORCAR PTS AMER INC	67,505	$2.0M	0.32%
3433	MCIBARINGS CORPORATE INVS	125,760	$2.0M	0.32%
3434	—TEVA PHARMACEUTICAL FIN LLC	2,202,000	$2.0M	0.32%
3435	—ASHFORD HOSPITALITY PRIME IN	208,768	$2.0M	0.31%
3436	—WISDOMTREE TR	76,024	$2.0M	0.31%
3437	FTXLFIRST TR EXCHANGE TRADED FD	69,841	$2.0M	0.31%
3438	SPTSSPDR SER TR	65,551	$2.0M	0.31%
3439	DJCODAILY JOURNAL CORP	9,025	$2.0M	0.31%
3440	DMLPDORCHESTER MINERALS LP	131,113	$2.0M	0.31%
3441	—IVY HIGH INC OPPORTUNITIES F	123,420	$2.0M	0.31%
3442	—DIME CMNTY BANCSHARES	91,614	$2.0M	0.31%
3443	TIPZPIMCO ETF TR	33,984	$2.0M	0.31%
3444	—SERVICENOW INC	1,220,000	$2.0M	0.31%
3445	SPFFGLOBAL X FDS	154,297	$2.0M	0.31%
3446	CDLVICTORY PORTFOLIOS II	45,209	$2.0M	0.31%
3447	—BLACKROCK MUNI N Y INTER DUR	139,465	$2.0M	0.31%
3448	NWLINATIONAL WESTN LIFE GROUP IN	5,572	$1.9M	0.31%
3449	ARRYEURARRAY BIOPHARMA INC	157,824	$1.9M	0.31%
3450	—POWERSHARES ETF TR II	20,813	$1.9M	0.31%
3451	NBHNEUBERGER BERMAN INTER MUNI	125,728	$1.9M	0.31%
3452	CVCOCAVCO INDS INC DEL	13,069	$1.9M	0.31%
3453	GMFSPDR INDEX SHS FDS	19,398	$1.9M	0.31%
3454	OSGAMBAC FINL GROUP INC	111,437	$1.9M	0.31%
3455	—CLAYMORE EXCHANGE TRD FD TR	162,309	$1.9M	0.31%
3456	—FIRST TR ENERGY INCOME & GRW	77,988	$1.9M	0.31%
3457	OMEROMEROS CORP	88,859	$1.9M	0.31%
3458	NGDNEW GOLD INC CDA	516,937	$1.9M	0.30%	Call
3459	—BLDRS INDEX FDS TR	83,674	$1.9M	0.30%
3460	CASHMETA FINL GROUP INC	24,386	$1.9M	0.30%
3461	—CURRENCYSHARES CDN DLR TR	24,154	$1.9M	0.30%
3462	BKNBLACKROCK INVT QUALITY MUN T	127,379	$1.9M	0.30%
3463	MYNBLACKROCK MUNIYIELD NY QLTY	144,342	$1.9M	0.30%
3464	—RPM INTL INC	1,651,000	$1.9M	0.30%
3465	VSTOEURVISTA OUTDOOR INC	82,933	$1.9M	0.30%
3466	BGXBLACKSTONE GSO LNG SHRT CR I	117,970	$1.9M	0.30%
3467	SSRMSSR MNG INC	178,110	$1.9M	0.30%
3468	LDURPIMCO ETF TR	18,636	$1.9M	0.30%
3469	ADCAGREE REALTY CORP	38,274	$1.9M	0.30%
3470	FFICFLUSHING FINL CORP	63,113	$1.9M	0.30%
3471	VGIVIRTUS GLOBAL MULTI-SEC INC	103,323	$1.9M	0.30%
3472	—DIREXION SHS ETF TR	136,750	$1.9M	0.30%	Put
3473	FEUZFIRST TR EXCH TRD ALPHA FD I	43,892	$1.9M	0.30%
3474	—NUVEEN HGH INC DEC18 TRGT TR	185,278	$1.9M	0.30%
3475	—GLOBAL X FDS	62,650	$1.9M	0.29%
3476	TDFTEMPLETON DRAGON FD INC	89,027	$1.9M	0.29%
3477	SPYDSPDR SER TR	51,423	$1.9M	0.29%
3478	SAHSONIC AUTOMOTIVE INC	90,681	$1.9M	0.29%
3479	—MTGE INVT CORP	95,007	$1.8M	0.29%
3480	NIMNUVEEN SELECT MAT MUN FD	178,630	$1.8M	0.29%
3481	DGRSWISDOMTREE TR	53,409	$1.8M	0.29%
3482	VRTSVIRTUS INVT PARTNERS INC	15,871	$1.8M	0.29%
3483	—HAWAIIAN TELCOM HOLDCO INC	61,476	$1.8M	0.29%
3484	JCENUVEEN CORE EQUITY ALPHA FUN	117,876	$1.8M	0.29%
3485	—BELMOND LTD	134,147	$1.8M	0.29%
3486	—TEAM INC	136,985	$1.8M	0.29%
3487	TNADIREXION SHS ETF TR	28,074	$1.8M	0.29%	Put
3488	—BMC STK HLDGS INC	85,297	$1.8M	0.29%
3489	—CLAYMORE EXCHANGE TRD FD TR	28,952	$1.8M	0.29%
3490	RVNUDBX ETF TR	67,965	$1.8M	0.29%
3491	—CIVEO CORP CDA	637,981	$1.8M	0.29%
3492	—ACHILLION PHARMACEUTICALS IN	404,787	$1.8M	0.29%
3493	ERIEERIE INDTY CO	15,021	$1.8M	0.29%
3494	EMDVPROSHARES TR	33,158	$1.8M	0.29%
3495	—SPIRIT RLTY CAP INC NEW	1,760,000	$1.8M	0.29%
3496	—POWERSHARES ETF TRUST II	31,011	$1.8M	0.29%
3497	MQTBLACKROCK MUNIY QUALITY FD I	134,745	$1.8M	0.29%
3498	MCYMERCURY GENL CORP NEW	31,646	$1.8M	0.28%
3499	ROFKFORCE INC	88,711	$1.8M	0.28%
3500	—DIREXION SHS ETF TR	160,000	$1.8M	0.28%	Call

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