BANK OF AMERICA CORP /DE/ Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$629.6M

Holdings

6,404

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (6,404 positions)

#	Stock	Shares	Value	% Portfolio	Type
3801	CBNABRIDGE BANCORP INC	33,476	$1.1M	0.18%
3802	—NUVEEN SELECT TAX FREE INCM	74,835	$1.1M	0.18%
3803	VPVINVESCO PA VALUE MUN INCOME	92,240	$1.1M	0.18%
3804	ATRCATRICURE INC	50,668	$1.1M	0.18%
3805	—CYS INVTS INC	131,160	$1.1M	0.18%
3806	—SODASTREAM INTERNATIONAL LTD	17,050	$1.1M	0.18%
3807	RJAUSDSWEDISH EXPT CR CORP	186,833	$1.1M	0.18%
3808	HB6HIBBETT SPORTS INC	79,214	$1.1M	0.18%
3809	EWGSUSDISHARES TR	18,546	$1.1M	0.18%
3810	BBG1USDBARRETT BILL CORP	261,226	$1.1M	0.18%
3811	—VENATOR MATLS PLC	49,612	$1.1M	0.18%
3812	CYTKCYTOKINETICS INC	77,178	$1.1M	0.18%
3813	—NEUBERGER BERMAN NY INT MUN	88,137	$1.1M	0.18%
3814	—MICRON TECHNOLOGY INC	319,000	$1.1M	0.18%
3815	—FST TR NEW OPPORT MLP & ENE	87,513	$1.1M	0.18%
3816	DTREFIRST TR FTSE EPRA/NAREIT DE	24,447	$1.1M	0.18%
3817	FIDUFIDELITY	30,125	$1.1M	0.17%
3818	—GASLOG LTD	62,830	$1.1M	0.17%
3819	BRK-BQUALITY CARE PPTYS INC	70,607	$1.1M	0.17%
3820	—AU OPTRONICS CORP	269,249	$1.1M	0.17%
3821	—NEWLINK GENETICS CORP	106,832	$1.1M	0.17%	Call
3822	PBTPERMIAN BASIN RTY TR	124,711	$1.1M	0.17%
3823	—FOUNDATION MEDICINE INC	26,989	$1.1M	0.17%
3824	OCFCOCEANFIRST FINL CORP	39,165	$1.1M	0.17%
3825	ENZLISHARES	22,836	$1.1M	0.17%
3826	PMMPUTNAM MANAGED MUN INCOM TR	141,896	$1.1M	0.17%
3827	—VANECK VECTORS ETF TR	72,268	$1.1M	0.17%
3828	—POWERSHARES ETF TRUST II	54,856	$1.1M	0.17%
3829	ELDWISDOMTREE TR	27,741	$1.1M	0.17%
3830	—ESSENDANT INC	81,337	$1.1M	0.17%
3831	KELYAKELLY SVCS INC	42,609	$1.1M	0.17%
3832	SPTMSPDR SERIES TRUST	5,663	$1.1M	0.17%
3833	GNMAISHARES TR	21,302	$1.1M	0.17%
3834	—MAGICJACK VOCALTEC LTD	148,160	$1.1M	0.17%
3835	—C&J ENERGY SVCS INC NEW	35,154	$1.1M	0.17%
3836	GRIDFIRST TR EXCH TRADED FD II	21,446	$1.1M	0.17%
3837	SPBOSPDR SERIES TRUST	32,538	$1.1M	0.17%
3838	—MEDIDATA SOLUTIONS INC	764,900	$1.1M	0.17%
3839	—EATON VANCE HIGH INCOME 2021	103,219	$1.0M	0.17%
3840	—CURRENCYSHS BRIT POUND STER	8,038	$1.0M	0.17%
3841	GUTGABELLI UTIL TR	148,299	$1.0M	0.17%
3842	—RUDOLPH TECHNOLOGIES INC	39,702	$1.0M	0.17%
3843	AMSWAUSDAMERICAN SOFTWARE INC	91,830	$1.0M	0.17%
3844	GNTGAMCO NAT RES GOLD & INCOME	149,252	$1.0M	0.17%
3845	CENXCENTURY ALUM CO	62,866	$1.0M	0.17%
3846	NYMTEURNEW YORK MTG TR INC	169,524	$1.0M	0.17%
3847	ANIKANIKA THERAPEUTICS INC	17,961	$1.0M	0.17%
3848	—XO GROUP INC	52,929	$1.0M	0.17%
3849	SGRYSURGERY PARTNERS INC	100,443	$1.0M	0.17%
3850	ACLSAXCELIS TECHNOLOGIES INC	37,924	$1.0M	0.16%
3851	—DIREXION SHS ETF TR	40,040	$1.0M	0.16%	Call
3852	HALOHALOZYME THERAPEUTICS INC	59,512	$1.0M	0.16%
3853	—ENEL AMERICAS S A	101,101	$1.0M	0.16%
3854	MGMISTRAS GROUP INC	50,380	$1.0M	0.16%
3855	MMTMSPDR SER TR	9,682	$1.0M	0.16%
3856	XEVGXEATON VANCE SH TM DR DIVR IN	72,316	$1.0M	0.16%
3857	VIRTVIRTU FINL INC	63,392	$1.0M	0.16%
3858	BNYBLACKROCK N Y MUN INCOME TR	67,871	$1.0M	0.16%
3859	HQLTEKLA LIFE SCIENCES INVS	47,610	$1.0M	0.16%
3860	—FREDS INC	158,310	$1.0M	0.16%
3861	FPIFARMLAND PARTNERS INC	112,408	$1.0M	0.16%
3862	WTBAWEST BANCORPORATION INC	41,604	$1.0M	0.16%
3863	NVCRNOVOCURE LTD	51,141	$1.0M	0.16%
3864	BOOTBOOT BARN HLDGS INC	113,756	$1.0M	0.16%
3865	ENTAENANTA PHARMACEUTICALS INC	21,521	$1.0M	0.16%
3866	LSAKNET 1 UEPS TECHNOLOGIES INC	103,285	$1.0M	0.16%
3867	—POWERSHARES ETF TR II	37,058	$1.0M	0.16%
3868	—ROVI CORP	1,000,000	$1.0M	0.16%
3869	—BLACKROCK MUNIHLDGS FD II IN	63,948	$1.0M	0.16%
3870	AZOAUTOZONE INC	135,521	$1.0M	0.16%	Put
3871	SPLBSPDR SERIES TRUST	23,760	$1.0M	0.16%
3872	PEDPEDEVCO CORP	2,223	$1.0M	0.16%
3873	—KELSO TECHNOLOGIES INC	2,500	$1.0M	0.16%
3874	—CYTRX CORP	2,144	$1.0M	0.16%
3875	—SONOMA PHARMACEUTICALS INC	2,250	$1.0M	0.16%
3876	—TANZANIAN ROYALTY EXPL CORP	3,500	$1.0M	0.16%
3877	—ADVENT CLAYMORE ENH GRW & IN	116,070	$999K	0.16%
3878	CENTCENTRAL GARDEN & PET CO	25,702	$998K	0.16%
3879	NOMDNOMAD FOODS LTD	67,934	$990K	0.16%
3880	—CHINA BIOLOGIC PRODS HLDGS I	10,708	$988K	0.16%
3881	NXPNUVEEN SELECT TAX FREE INCM	65,963	$984K	0.16%
3882	FSTAFIDELITY	30,339	$983K	0.16%
3883	HRIHERC HLDGS INC	19,995	$982K	0.16%
3884	—POWERSHARES ETF TRUST	35,116	$979K	0.16%
3885	CLDRCLOUDERA INC	58,875	$979K	0.16%
3886	—NUVEEN DIVERSIFIED DIV INCM	76,140	$979K	0.16%
3887	—EATON VANCE NJ MUNI INCOME T	80,807	$975K	0.15%
3888	HTLDEXPRESS INC	144,087	$974K	0.15%
3889	SMHISEACOR MARINE HLDGS INC	62,195	$973K	0.15%
3890	XXYCROSS CTRY HEALTHCARE INC	68,273	$971K	0.15%
3891	ROUSLATTICE STRATEGIES TR	33,778	$970K	0.15%
3892	NWSNEWS CORP NEW	71,036	$969K	0.15%
3893	TIPXSPDR SER TR	49,463	$966K	0.15%
3894	—CAREER EDUCATION CORP	92,978	$966K	0.15%
3895	NZACSPDR INDEX SHS FDS	11,188	$965K	0.15%
3896	ESGDISHARES TR	14,528	$963K	0.15%
3897	AMPHAMPHASTAR PHARMACEUTICALS IN	53,901	$963K	0.15%
3898	—NUVEEN CONNECTICUT QLTY MUN	78,852	$963K	0.15%
3899	OSG1EUROVERSEAS SHIPHOLDING GROUP I	366,118	$963K	0.15%
3900	—FRONTIER COMMUNICATIONS CORP	50,000	$962K	0.15%

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