BOOTHBAY FUND MANAGEMENT, LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$1.1B

Holdings

749

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (749 positions)

StockValue
Klx Energy Services Holdings Inc
$163K
Adamas Pharmaceuticals Inc
$159K
EQSEquus Total Return Closed Fund
$158K
On Deck Capital Inc
$153K
Entercom Communications Corp
$152K
Ascena Retail Group Inc
$150K
Boxwood Merger Corp
$148K
Gigcapital2 Inc Rights
$148K
ASAASA Gold & Precious Metals Limited
$144K
DVAXDynavax Technologies Corp
$144K
Hertz Global Holdings Inc
$143K
JEGBPJust Energy Group Inc
$143K
NewLink Genetics Corp
$142K
Wealthbridge Acquisition Ltd Rights
$139K
Andina Acquisition Corp Iii Rights
$139K
XPMAXPioneer Municipal High Income Advantage Trust
$137K
CBAYUSDCymaBay Therapeutics Inc
$137K
Emmis Communications Corp
$132K
8i Enterprises Acquisition Corp Rights
$130K
CYTKCytokinetics Inc
$130K
GLYCEURGlycoMimetics Inc
$129K
AGSPlayags Inc
$125K
Arya Sciences Acquisition Corp
$117K
Proteostasis Therapeutics Inc
$117K
MVC Capital Inc
$116K
PIRSPieris Pharmaceuticals Inc
$115K
FCXFreeport-McMoRan Inc
$115K
Alberton Acquisition Corp
$114K
C&J Energy Services Inc
$112K
SXCSunCoke Energy Inc
$107K
OPHTEURIVERIC bio Inc
$105K
Advaxis Inc
$104K
SIL1EURSilverCrest Metals Inc
$104K
Myovant Sciences Ltd
$103K
Hennessy Capital Acquisition Corp. Wts $ 11.50 Exp 09/25/25
$101K
Aptose Biosciences Inc
$98K
NATNordic American Tanker Ltd
$98K
TASTUSDCarrols Restaurant Group Inc
$97K
RADEURRite Aid Corp
$88K
PTMPlatinum Group Metals Ltd
$88K
Endurance International Group Holdings Inc
$84K
DMTKQDermTech Inc
$84K
BLUBellus Health Inc
$80K
AGAEAllied Esports Entertainment Inc
$79K
Aduro Biotech Inc
$79K
YB4PSavara Inc
$74K
KBL Merger Corp IV Rights
$73K
HLHecla Mining Co
$70K
SPWHSportsmans Warehouse Holdings Inc
$67K
AEterna Zentaris Inc
$63K
AMPYAmplify Energy Corp
$62K
RRCRange Resources Corp
$55K
XBGYXBlackRock International Growth and Income Closed Fund
$54K
Intec Pharma Ltd
$48K
Tkk Symphony Acquisition Corporation Rights
$48K
HHSHarte Hanks Inc
$47K
VAC2USDVbi Vaccines Inc
$47K
Sierra Oncology Inc
$47K
Aptevo Therapeutics Inc
$46K
ServiceSource International Inc
$46K
BBWBuild-A-Bear Workshop Inc
$44K
Agile Therapeutics Inc
$42K
Tottenham Acquisition I Ltd Rights
$42K
Big Rock Partners Acquisition Corp Rights
$38K
IMGIAMGOLD Corp
$36K
Sunesis Pharmaceuticals Inc
$35K
Twelve Seas Investment Co Rights
$35K
CREXEURCreative Realities Inc
$35K
AU Optronics Corp
$32K
TOVXSynthetic Biologics Inc
$27K
Flexshopper Inc Wts $ 1.25 Exp. 09/28/2023
$24K
Proficient Alpha Acquisition Corp Rights
$24K
NLSUSDNautilus Inc
$23K
Allegro Merger Corp Rights
$23K
ContraFect Corp
$22K
CREXCreative Realities Inc Wts$0.0 Exp.11/19/2023
$22K
IZEA Worldwide Inc
$16K
Proteon Therapeutics Inc
$15K
ACRSAclaris Therapeutics Inc
$13K
Tonix Pharmaceuticals Holding Corp
$7K
TREURTrillium Therapeutics Inc
$6K
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