Caption Management, LLC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$4.7T

Holdings

617

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (617 positions)

#StockSharesValue% PortfolioType
401
SSPSCRIPPS E W CO OHIO
95,000$1.8B0.04%Put
402
FREQUENCY THERAPEUTICS INC
192,500$1.8B0.04%Put
403
PGPROCTER AND GAMBLE CO
13,500$1.8B0.04%Call
404
EBEVENTBRITE INC
82,500$1.8B0.04%Call
405
EDUNEW ORIENTAL ED & TECHNOLOGY
130,000$1.8B0.04%Put
406
LEALEAR CORP
10,000$1.8B0.04%
407
KEXKIRBY CORP
30,000$1.8B0.04%
408
OPKOPKO HEALTH INC
419,300$1.8B0.04%Call
409
EPCEDGEWELL PERS CARE CO
45,200$1.8B0.04%Put
410
BCSBARCLAYS PLC
175,000$1.8B0.04%Call
411
IMGNEURIMMUNOGEN INC
220,000$1.8B0.04%Put
412
TPHTRI POINTE HOMES INC
87,500$1.8B0.04%Put
413
ARRUSDARMOUR RESIDENTIAL REIT INC
145,000$1.8B0.04%Put
414
0HJQAVEO PHARMACEUTICALS INC
240,300$1.8B0.04%Put
415
GRUBHUB INC
28,832$1.7B0.04%
416
NVSNNOVARTIS AG
20,000$1.7B0.04%
417
FOXFFOX FACTORY HLDG CORP
13,365$1.7B0.04%Put
418
SPLKCHFSPLUNK INC
12,500$1.7B0.04%
419
KEYKEYCORP
84,600$1.7B0.04%Put
420
STNGSCORPIO TANKERS INC
91,700$1.7B0.04%
421
SHIFT TECHNOLOGIES INC
200,000$1.7B0.04%Call
422
KDPKEURIG DR PEPPER INC
48,400$1.7B0.04%
423
SAVESPIRIT AIRLS INC
45,000$1.7B0.04%Call
424
TLRYEURTILRAY INC
72,800$1.7B0.04%Put
425
ALAIR LEASE CORP
33,600$1.6B0.04%Call
426
IGTINTERNATIONAL GAME TECHNOLOG
100,000$1.6B0.03%Call
427
SNYSANOFI
32,400$1.6B0.03%Call
428
SVMKUSDSVMK INC
85,800$1.6B0.03%Put
429
CYRXCRYOPORT INC
30,000$1.6B0.03%Call
430
SONOSONOS INC
41,300$1.5B0.03%Call
431
DICERNA PHARMACEUTICALS INC
60,000$1.5B0.03%Put
432
SMSISMITH MICRO SOFTWARE INC
270,000$1.5B0.03%Call
433
TSNTYSON FOODS INC
20,000$1.5B0.03%Call
434
NTRNUTRIEN LTD
27,500$1.5B0.03%
435
PLAYDAVE & BUSTERS ENTMT INC
30,000$1.4B0.03%Put
436
PMTPENNYMAC MTG INVT TR
73,000$1.4B0.03%Put
437
GENIUS BRANDS INTL INC
732,463$1.4B0.03%Call
438
TOLTOLL BROTHERS INC
25,000$1.4B0.03%Call
439
CNXCNX RES CORP
94,500$1.4B0.03%Call
440
ZZFCARPARTS COM INC
97,100$1.4B0.03%Call
441
IMGIAMGOLD CORP
459,900$1.4B0.03%Put
442
CDEVEURCENTENNIAL RESOURCE DEV INC
320,000$1.3B0.03%Put
443
TGNATEGNA INC
70,881$1.3B0.03%
444
ADUNITED STATES CELLULAR CORP
36,000$1.3B0.03%Call
445
FLBFLUIDIGM CORP DEL
284,633$1.3B0.03%Put
446
AMRCAMERESCO INC
26,400$1.3B0.03%Put
447
BKRBAKER HUGHES COMPANY
59,000$1.3B0.03%Call
448
JNPJUNIPER NETWORKS INC
50,000$1.3B0.03%Call
449
GSATUSDGLOBALSTAR INC
937,300$1.3B0.03%Call
450
ANGI1EURANGI INC
96,900$1.3B0.03%Call
451
HAMHARMONY GOLD MINING CO LTD
288,000$1.3B0.03%Call
452
GTGOODYEAR TIRE & RUBR CO
70,000$1.2B0.03%Call
453
TBPHTHERAVANCE BIOPHARMA INC
60,000$1.2B0.03%Put
454
CLDTCHATHAM LODGING TR
91,900$1.2B0.03%Call
455
ELANELANCO ANIMAL HEALTH INC
41,000$1.2B0.03%Put
456
NKTREURNEKTAR THERAPEUTICS
60,000$1.2B0.03%Put
457
PRDOPERDOCEO ED CORP
100,000$1.2B0.03%Call
458
SNDXSYNDAX PHARMACEUTICALS INC
53,000$1.2B0.03%
459
MTORMERITOR INC
40,000$1.2B0.03%Call
460
SSYSSTRATASYS LTD
45,000$1.2B0.03%Put
461
FTITECHNIPFMC PLC
150,000$1.2B0.02%Call
462
MGIEURMONEYGRAM INTL INC
174,555$1.1B0.02%Call
463
MCRB1EURSERES THERAPEUTICS INC
54,800$1.1B0.02%Call
464
FLRFLUOR CORP NEW
47,000$1.1B0.02%
465
PPLPPL CORP
37,500$1.1B0.02%Call
466
MPMP MATERIALS CORP
30,000$1.1B0.02%Call
467
VALEVALE S A
60,700$1.1B0.02%
468
FSLYFASTLY INC
15,600$1.0B0.02%Put
469
HTTQUDIAN INC
453,900$1.0B0.02%Put
470
VLOVALERO ENERGY CORP
14,400$1.0B0.02%
471
RGNXREGENXBIO INC
30,016$1.0B0.02%Put
472
GBTUSDGLOBAL BLOOD THERAPEUTICS IN
25,000$1.0B0.02%Call
473
RILYB. RILEY FINANCIAL INC
18,000$1.0B0.02%
474
ARLOARLO TECHNOLOGIES INC
160,000$1.0B0.02%Call
475
DBCINVESCO DB COMMDY INDX TRCK
56,000$931.0M0.02%Call
476
WEATUSDTEUCRIUM COMMODITY TR
153,000$919.0M0.02%
477
MAXREURMAXAR TECHNOLOGIES INC
24,158$914.0M0.02%
478
NOKNOKIA CORP
223,953$887.0M0.02%
479
EPIZYME INC
99,980$871.0M0.02%Put
480
TRANSLATE BIO INC
52,400$863.0M0.02%Put
481
AYRO INC
133,000$861.0M0.02%Call
482
BIOHAVEN PHARMACTL HLDG CO L
12,600$861.0M0.02%
483
SPAQUSDFISKER INC
50,000$860.0M0.02%Call
484
KEYSKEYSIGHT TECHNOLOGIES INC
6,000$860.0M0.02%
485
AVDLAVADEL PHARMACEUTICALS PLC
94,192$853.0M0.02%Put
486
DFINDONNELLEY FINL SOLUTIONS INC
30,000$835.0M0.02%Call
487
SPHSUBURBAN PROPANE PARTNERS L
56,351$835.0M0.02%
488
PLURALSIGHT INC
37,381$835.0M0.02%
489
SBSWSIBANYE STILLWATER LTD
46,704$834.0M0.02%Put
490
SEISOLARIS OILFIELD INFRASTRUCT
67,100$824.0M0.02%Call
491
RMBS*RAMBUS INC DEL
42,000$817.0M0.02%Call
492
WPMWHEATON PRECIOUS METALS CORP
21,300$813.0M0.02%
493
WESTERN ASSET MTG CAP CORP
255,000$813.0M0.02%Call
494
BCCCGLOBAL X FDS
30,000$793.0M0.02%
495
PRTAPROTHENA CORP PLC
31,000$780.0M0.02%Call
496
HGVHILTON GRAND VACATIONS INC
20,000$749.0M0.02%
497
AXTAAXALTA COATING SYS LTD
25,000$740.0M0.02%Call
498
ISTAR INC
41,400$735.0M0.02%Call
499
SPARK NETWORKS SE
98,624$733.0M0.02%Call
500
INFNEURINFINERA CORP
75,000$722.0M0.02%
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