Caption Management, LLC Q2 2021 Filing

Filed August 16, 2021

Portfolio Value

$7.7B

Holdings

759

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (759 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	TEN1TENNECO INC	20,000	$387K	0.01%
702	—SHIFT TECHNOLOGIES INC	45,000	$386K	0.01%	Call
703	CMCCOMMERCIAL METALS CO	12,000	$369K	0.00%	Call
704	BGCPEURBGC PARTNERS INC	65,000	$369K	0.00%
705	—CASPER SLEEP INC	43,800	$362K	0.00%
706	QTM1EURQUANTUM CORP	49,914	$344K	0.00%
707	SNDXSYNDAX PHARMACEUTICALS INC	19,629	$337K	0.00%
708	MGNIMAGNITE INC	9,800	$331K	0.00%	Call
709	CLPTCLEARPOINT NEURO INC	17,229	$329K	0.00%
710	SENS1GBPSENSEONICS HLDGS INC	83,600	$322K	0.00%
711	BRSPBRIGHTSPIRE CAPITAL INC	34,094	$320K	0.00%
712	CUECUE BIOPHARMA INC	27,200	$316K	0.00%
713	KOSKOSMOS ENERGY LTD	86,250	$299K	0.00%	Put
714	GLPIGAMING & LEISURE PPTYS INC	6,400	$295K	0.00%
715	ANGI1EURANGI INC	21,000	$283K	0.00%	Call
716	SOSSOS LIMITED	85,000	$281K	0.00%
717	MUFGMITSUBISHI UFJ FINL GROUP IN	51,700	$280K	0.00%
718	UFSDOMTAR CORP	5,100	$279K	0.00%
719	ACBAURORA CANNABIS INC	30,000	$272K	0.00%	Call
720	KTKT CORP	18,000	$251K	0.00%
721	LXRXLEXICON PHARMACEUTICALS INC	54,333	$250K	0.00%
722	SFMSPROUTS FMRS MKT INC	10,008	$249K	0.00%
723	SOHUSOHU COM LTD	12,700	$236K	0.00%
724	—SUPPORT COM INC	57,900	$223K	0.00%
725	CXWCORECIVIC INC	20,800	$217K	0.00%	Call
726	HYMCUSDHYCROFT MINING HOLDING CORP	70,000	$214K	0.00%
727	LBTYBLIBERTY GLOBAL PLC	7,700	$209K	0.00%
728	OLLIOLLIES BARGAIN OUTLET HLDGS	2,400	$201K	0.00%
729	—XERIS PHARMACEUTICALS INC	47,600	$194K	0.00%	Put
730	STNGSCORPIO TANKERS INC	8,750	$193K	0.00%
731	—STRONGBRIDGE BIOPHARMA PLC	60,700	$180K	0.00%
732	FLEXFLEX LTD	10,000	$179K	0.00%
733	—SHIFTPIXY INC	73,900	$175K	0.00%	Call
734	FVICHFFORTUNA SILVER MINES INC	29,700	$165K	0.00%	Call
735	URAGLOBAL X FDS	7,600	$160K	0.00%
736	CFGCITIZENS FINL GROUP INC	3,500	$160K	0.00%
737	MITKMITEK SYS INC	8,000	$155K	0.00%
738	RDIREADING INTL INC	21,600	$151K	0.00%	Call
739	DMTKQDERMTECH INC	3,537	$148K	0.00%
740	CPSCOOPER STD HLDGS INC	5,000	$146K	0.00%	Put
741	ETRNUSDEQUITRANS MIDSTREAM CORP	15,466	$132K	0.00%	Put
742	DKDELEK US HLDGS INC NEW	6,000	$130K	0.00%	Call
743	—ARRIVAL GROUP	8,000	$125K	0.00%
744	BZUNBAOZUN INC	3,500	$125K	0.00%
745	PSFEPAYSAFE LIMITED	9,900	$119K	0.00%	Call
746	FEYECHFFIREEYE INC	5,548	$111K	0.00%
747	LSAKNET 1 UEPS TECHNOLOGIES INC	22,500	$105K	0.00%	Put
748	AMANTERO MIDSTREAM CORP	10,000	$104K	0.00%	Call
749	TRXCEURASENSUS SURGICAL INC	30,000	$94K	0.00%
750	AVNSAVANOS MED INC	2,451	$89K	0.00%
751	SIL1EURSILVERCREST METALS INC	10,000	$88K	0.00%
752	—AUDACY INC	19,967	$86K	0.00%
753	PGENPRECIGEN INC	11,882	$77K	0.00%
754	WFGWEST FRASER TIMBER CO LTD	973	$70K	0.00%
755	—AMPIO PHARMACEUTICALS INC	32,300	$55K	0.00%
756	0E41ENLINK MIDSTREAM LLC	6,800	$44K	0.00%	Call
757	SIENUSDSIENTRA INC	3,700	$30K	0.00%
758	GLNGGOLAR LNG LTD	2,000	$27K	0.00%	Call
759	VALVALARIS LIMITED	6,760	$19K	0.00%

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