Caption Management, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.9T
Holdings
428
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (428 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | GDSGDS HLDGS LTD | 52,300 | $2.1B | 0.11% | Call |
| 202 | WVEWAVE LIFE SCIENCES LTD | 100,000 | $2.1B | 0.11% | Put |
| 203 | LOGILOGITECH INTL S A | 50,000 | $2.0B | 0.11% | Call |
| 204 | AABAUSDALTABA INC | 103,000 | $2.0B | 0.10% | Put |
| 205 | GGALGRUPO FINANCIERO GALICIA S A | 152,500 | $2.0B | 0.10% | Put |
| 206 | TPDTEMPUR SEALY INTL INC | 25,000 | $1.9B | 0.10% | Call |
| 207 | FGENEURFIBROGEN INC | 52,000 | $1.9B | 0.10% | |
| 208 | RFREGIONS FINL CORP NEW | 121,400 | $1.9B | 0.10% | Call |
| 209 | CALMCAL MAINE FOODS INC | 47,600 | $1.9B | 0.10% | Call |
| 210 | NGLNGL ENERGY PARTNERS LP | 135,000 | $1.9B | 0.10% | Call |
| 211 | AUPHAURINIA PHARMACEUTICALS INC | 350,600 | $1.9B | 0.10% | Call |
| 212 | HUNHUNTSMAN CORP | 80,100 | $1.9B | 0.10% | Call |
| 213 | VKTXVIKING THERAPEUTICS INC | 270,000 | $1.9B | 0.10% | Call |
| 214 | AVYAUSDAVAYA HLDGS CORP | 178,400 | $1.8B | 0.09% | Put |
| 215 | ENPHENPHASE ENERGY INC | 81,100 | $1.8B | 0.09% | Call |
| 216 | ROFKFORCE INC | 47,000 | $1.8B | 0.09% | Call |
| 217 | FOSLFOSSIL GROUP INC | 140,800 | $1.8B | 0.09% | Put |
| 218 | BCSBARCLAYS PLC | 237,800 | $1.7B | 0.09% | Put |
| 219 | WESWESTERN MIDSTREAM PARTNERS L | 70,000 | $1.7B | 0.09% | |
| 220 | ASMBASSEMBLY BIOSCIENCES INC | 177,100 | $1.7B | 0.09% | Call |
| 221 | ICPTUSDINTERCEPT PHARMACEUTICALS IN | 26,000 | $1.7B | 0.09% | Put |
| 222 | HAMHARMONY GOLD MNG LTD | 600,000 | $1.7B | 0.09% | Call |
| 223 | ARWRARROWHEAD PHARMACEUTICALS IN | 60,000 | $1.7B | 0.09% | Put |
| 224 | DBDEUTSCHE BANK AG | 220,000 | $1.6B | 0.09% | Put |
| 225 | PAASPAN AMERICAN SILVER CORP | 105,000 | $1.6B | 0.09% | Call |
| 226 | SYU1SYNOVUS FINL CORP | 45,000 | $1.6B | 0.08% | Call |
| 227 | XRXXEROX HOLDINGS CORP | 53,550 | $1.6B | 0.08% | Put |
| 228 | DRIDARDEN RESTAURANTS INC | 13,500 | $1.6B | 0.08% | Call |
| 229 | ATNXEURATHENEX INC | 131,100 | $1.6B | 0.08% | Put |
| 230 | EX9EXELIXIS INC | 90,000 | $1.6B | 0.08% | Call |
| 231 | —SPARK THERAPEUTICS INC | 16,000 | $1.6B | 0.08% | |
| 232 | —2U INC | 93,700 | $1.5B | 0.08% | Put |
| 233 | GTGOODYEAR TIRE & RUBR CO | 105,000 | $1.5B | 0.08% | Put |
| 234 | VSATVIASAT INC | 20,000 | $1.5B | 0.08% | Put |
| 235 | CGNXCOGNEX CORP | 30,500 | $1.5B | 0.08% | Put |
| 236 | LAURLAUREATE EDUCATION INC | 89,700 | $1.5B | 0.08% | |
| 237 | —CARE COM INC | 140,600 | $1.5B | 0.08% | Put |
| 238 | —THERAPEUTICSMD INC | 400,000 | $1.5B | 0.08% | Put |
| 239 | LVSLAS VEGAS SANDS CORP | 25,000 | $1.4B | 0.08% | |
| 240 | MDC1USDM D C HLDGS INC | 33,500 | $1.4B | 0.08% | Put |
| 241 | PFEPFIZER INC | 40,000 | $1.4B | 0.07% | Put |
| 242 | URBNURBAN OUTFITTERS INC | 50,700 | $1.4B | 0.07% | Call |
| 243 | TWNKEURHOSTESS BRANDS INC | 100,000 | $1.4B | 0.07% | Call |
| 244 | ODPEUROFFICE DEPOT INC | 796,300 | $1.4B | 0.07% | Put |
| 245 | —WPX ENERGY INC | 130,000 | $1.4B | 0.07% | Call |
| 246 | ENVUSDENVESTNET INC | 24,000 | $1.4B | 0.07% | Call |
| 247 | DCPHEURDECIPHERA PHARMACEUTICALS IN | 40,000 | $1.4B | 0.07% | Put |
| 248 | —ENCANA CORP | 294,800 | $1.4B | 0.07% | Put |
| 249 | PTBPOTBELLY CORP | 310,000 | $1.4B | 0.07% | Call |
| 250 | —CALIFORNIA RES CORP | 132,500 | $1.4B | 0.07% | Call |
| 251 | —PATTERN ENERGY GROUP INC | 50,000 | $1.3B | 0.07% | Call |
| 252 | HAINHAIN CELESTIAL GROUP INC | 62,000 | $1.3B | 0.07% | |
| 253 | —AXOVANT GENE THERAPIES LTD | 202,600 | $1.3B | 0.07% | Put |
| 254 | ARMKARAMARK | 30,000 | $1.3B | 0.07% | |
| 255 | —ACCELERATE DIAGNOSTICS INC | 70,000 | $1.3B | 0.07% | |
| 256 | ETRAE TRADE FINANCIAL CORP | 29,000 | $1.3B | 0.07% | |
| 257 | BJRIBJS RESTAURANTS INC | 32,500 | $1.3B | 0.07% | |
| 258 | CDNACAREDX INC | 55,000 | $1.2B | 0.06% | |
| 259 | —MCDERMOTT INTL INC | 611,800 | $1.2B | 0.06% | Put |
| 260 | —MITCHAM INDS INC | 376,439 | $1.2B | 0.06% | |
| 261 | FBINFORTUNE BRANDS HOME & SEC IN | 22,000 | $1.2B | 0.06% | Call |
| 262 | AGNCAGNC INVT CORP | 74,600 | $1.2B | 0.06% | Call |
| 263 | CORREURCORENERGY INFRASTRUCTURE TR | 25,000 | $1.2B | 0.06% | Call |
| 264 | HOUSREALOGY HLDGS CORP | 175,000 | $1.2B | 0.06% | Put |
| 265 | FSLRFIRST SOLAR INC | 20,000 | $1.2B | 0.06% | Put |
| 266 | —RETROPHIN INC | 100,000 | $1.2B | 0.06% | Call |
| 267 | CZREURCAESARS ENTMT CORP | 99,500 | $1.2B | 0.06% | |
| 268 | DISHDISH NETWORK CORP | 34,000 | $1.2B | 0.06% | Call |
| 269 | AMCAMC ENTMT HLDGS INC | 107,900 | $1.2B | 0.06% | Call |
| 270 | HGVHILTON GRAND VACATIONS INC | 35,000 | $1.1B | 0.06% | |
| 271 | REALTHE REALREAL INC | 50,000 | $1.1B | 0.06% | Call |
| 272 | DHTDHT HOLDINGS INC | 175,000 | $1.1B | 0.06% | Call |
| 273 | AYXEURALTERYX INC | 10,000 | $1.1B | 0.06% | |
| 274 | —WHITING PETE CORP NEW | 130,000 | $1.0B | 0.05% | Call |
| 275 | TRMBTRIMBLE INC | 26,650 | $1.0B | 0.05% | |
| 276 | MGNXMACROGENICS INC | 80,000 | $1.0B | 0.05% | |
| 277 | G2CEVERI HLDGS INC | 120,000 | $1.0B | 0.05% | Put |
| 278 | LTM1GBPLATAM AIRLS GROUP S A | 90,000 | $998.0M | 0.05% | Put |
| 279 | AAALCOA CORP | 49,568 | $995.0M | 0.05% | |
| 280 | PETSPETMED EXPRESS INC | 55,000 | $992.0M | 0.05% | Put |
| 281 | HOGHARLEY DAVIDSON INC | 27,500 | $988.0M | 0.05% | Put |
| 282 | CHWYCHEWY INC | 40,000 | $983.0M | 0.05% | Call |
| 283 | HDSUSDHD SUPPLY HLDGS INC | 25,000 | $980.0M | 0.05% | Call |
| 284 | CTRACABOT OIL & GAS CORP | 55,200 | $970.0M | 0.05% | Put |
| 285 | CARSCARS COM INC | 106,400 | $956.0M | 0.05% | Call |
| 286 | CVETUSDCOVETRUS INC | 80,000 | $952.0M | 0.05% | Call |
| 287 | DDSDILLARDS INC | 14,265 | $943.0M | 0.05% | |
| 288 | PENNPENN NATL GAMING INC | 50,000 | $931.0M | 0.05% | Call |
| 289 | CERSCERUS CORP | 178,700 | $921.0M | 0.05% | Put |
| 290 | —MALLINCKRODT PUB LTD CO | 380,000 | $917.0M | 0.05% | Put |
| 291 | CRICARTERS INC | 10,000 | $912.0M | 0.05% | |
| 292 | IRWDIRONWOOD PHARMACEUTICALS INC | 105,000 | $901.0M | 0.05% | Put |
| 293 | DHRB & G FOODS INC NEW | 47,300 | $894.0M | 0.05% | Put |
| 294 | PSTGPURE STORAGE INC | 52,339 | $886.0M | 0.05% | |
| 295 | AMRSEURAMYRIS INC | 184,000 | $876.0M | 0.05% | Put |
| 296 | PNFPPINNACLE FINL PARTNERS INC | 15,000 | $851.0M | 0.04% | Call |
| 297 | —VIVINT SOLAR INC | 130,000 | $850.0M | 0.04% | Call |
| 298 | —MYOKARDIA INC | 15,900 | $830.0M | 0.04% | |
| 299 | TGNATEGNA INC | 53,100 | $825.0M | 0.04% | Put |
| 300 | CRAICRA INTL INC | 19,600 | $823.0M | 0.04% | Put |