Caption Management, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.9T
Holdings
428
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (428 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | LBTYBLIBERTY GLOBAL PLC | 33,200 | $821.0M | 0.04% | |
| 302 | HOMEAT HOME GROUP INC | 85,000 | $818.0M | 0.04% | |
| 303 | ZMZOOM VIDEO COMMUNICATIONS IN | 10,000 | $763.0M | 0.04% | Put |
| 304 | STAYUSDEXTENDED STAY AMER INC | 51,300 | $752.0M | 0.04% | Call |
| 305 | FRPTFRESHPET INC | 15,000 | $747.0M | 0.04% | Call |
| 306 | STNGSCORPIO TANKERS INC | 25,000 | $744.0M | 0.04% | Call |
| 307 | NKTREURNEKTAR THERAPEUTICS | 40,000 | $730.0M | 0.04% | Put |
| 308 | WTWISDOMTREE INVTS INC | 135,000 | $705.0M | 0.04% | |
| 309 | DSKEUSDDASEKE INC | 276,700 | $693.0M | 0.04% | Put |
| 310 | MURMURPHY OIL CORP | 31,000 | $686.0M | 0.04% | Put |
| 311 | —FLEXION THERAPEUTICS INC | 50,000 | $685.0M | 0.04% | Call |
| 312 | SYFSYNCHRONY FINL | 20,000 | $682.0M | 0.04% | Call |
| 313 | GLNGGOLAR LNG LTD BERMUDA | 52,000 | $676.0M | 0.04% | |
| 314 | —ZOGENIX INC | 16,800 | $673.0M | 0.04% | |
| 315 | MPLXMPLX LP | 23,900 | $669.0M | 0.03% | |
| 316 | —PARSLEY ENERGY INC | 39,500 | $664.0M | 0.03% | Call |
| 317 | CCKCROWN HOLDINGS INC | 10,000 | $661.0M | 0.03% | |
| 318 | NXPINXP SEMICONDUCTORS N V | 6,000 | $655.0M | 0.03% | |
| 319 | CFCF INDS HLDGS INC | 13,000 | $639.0M | 0.03% | Call |
| 320 | CARAEURCARA THERAPEUTICS INC | 35,000 | $639.0M | 0.03% | Call |
| 321 | —AVEO PHARMACEUTICALS INC | 748,200 | $632.0M | 0.03% | Call |
| 322 | —AIMMUNE THERAPEUTICS INC | 30,000 | $628.0M | 0.03% | Call |
| 323 | HPHELMERICH & PAYNE INC | 15,600 | $624.0M | 0.03% | Call |
| 324 | UNVREURUNIVAR SOLUTIONS INC | 30,000 | $622.0M | 0.03% | Call |
| 325 | RAVERAVE RESTAURANT GROUP INC | 237,300 | $611.0M | 0.03% | Call |
| 326 | CCXIEURCHEMOCENTRYX INC | 90,000 | $609.0M | 0.03% | Put |
| 327 | —RESONANT INC | 200,000 | $592.0M | 0.03% | Put |
| 328 | —GARDNER DENVER HLDGS INC | 20,000 | $566.0M | 0.03% | |
| 329 | —VOLT INFORMATION SCIENCES IN | 174,416 | $552.0M | 0.03% | Call |
| 330 | SPPIUSDSPECTRUM PHARMACEUTICALS INC | 66,000 | $547.0M | 0.03% | Put |
| 331 | BNFTEURBENEFITFOCUS INC | 22,500 | $535.0M | 0.03% | Call |
| 332 | REGIEURRENEWABLE ENERGY GROUP INC | 35,000 | $526.0M | 0.03% | Call |
| 333 | KNKNOWLES CORP | 25,800 | $525.0M | 0.03% | |
| 334 | HBBHAMILTON BEACH BRANDS HLDG C | 32,276 | $522.0M | 0.03% | |
| 335 | HB6HIBBETT SPORTS INC | 22,700 | $520.0M | 0.03% | Put |
| 336 | IGTINTERNATIONAL GAME TECHNOLOG | 35,500 | $504.0M | 0.03% | Put |
| 337 | TASTUSDCARROLS RESTAURANT GROUP INC | 59,300 | $489.0M | 0.03% | Call |
| 338 | TLVGRUPO TELEVISA SA | 50,000 | $488.0M | 0.03% | Call |
| 339 | EVHEVOLENT HEALTH INC | 67,200 | $484.0M | 0.03% | |
| 340 | TUPTUPPERWARE BRANDS CORP | 30,000 | $477.0M | 0.02% | Call |
| 341 | CHS1USDCHICOS FAS INC | 116,320 | $468.0M | 0.02% | |
| 342 | JEGBPJUST ENERGY GROUP INC | 196,800 | $466.0M | 0.02% | |
| 343 | ARNCCHFARCONIC INC | 17,800 | $463.0M | 0.02% | Call |
| 344 | CGCARLYLE GROUP L P | 17,500 | $447.0M | 0.02% | |
| 345 | —DIPLOMAT PHARMACY INC | 90,000 | $442.0M | 0.02% | |
| 346 | AM6AMICUS THERAPEUTICS INC | 55,000 | $439.0M | 0.02% | Put |
| 347 | ACBAURORA CANNABIS INC | 100,000 | $438.0M | 0.02% | Call |
| 348 | —EAGLE BULK SHIPPING INC | 100,000 | $438.0M | 0.02% | Call |
| 349 | AMAGAMAG PHARMACEUTICALS INC | 37,500 | $433.0M | 0.02% | Call |
| 350 | ETRNUSDEQUITRANS MIDSTREAM CORPORAT | 28,600 | $416.0M | 0.02% | |
| 351 | S7VSALLY BEAUTY HLDGS INC | 27,500 | $409.0M | 0.02% | |
| 352 | —LYON WILLIAM HOMES | 20,000 | $408.0M | 0.02% | Call |
| 353 | EPDENTERPRISE PRODS PARTNERS L | 13,600 | $389.0M | 0.02% | |
| 354 | SUISUN CMNTYS INC | 2,600 | $386.0M | 0.02% | |
| 355 | EAFEURGRAFTECH INTL LTD | 30,000 | $385.0M | 0.02% | Call |
| 356 | KPTIEURKARYOPHARM THERAPEUTICS INC | 40,000 | $385.0M | 0.02% | Put |
| 357 | HZNPHORIZON THERAPEUTICS PUB LTD | 14,000 | $381.0M | 0.02% | Put |
| 358 | SNDXSYNDAX PHARMACEUTICALS INC | 50,500 | $378.0M | 0.02% | Call |
| 359 | GPOR1EURGULFPORT ENERGY CORP | 137,500 | $371.0M | 0.02% | Call |
| 360 | BXBLACKSTONE GROUP INC | 7,500 | $366.0M | 0.02% | Call |
| 361 | ZEN1EURZENDESK INC | 5,000 | $364.0M | 0.02% | |
| 362 | VYXNCR CORP NEW | 11,500 | $362.0M | 0.02% | Call |
| 363 | SABRSABRE CORP | 16,000 | $358.0M | 0.02% | |
| 364 | PACBPACIFIC BIOSCIENCES CALIF IN | 69,000 | $356.0M | 0.02% | |
| 365 | PUMPPROPETRO HLDG CORP | 37,700 | $343.0M | 0.02% | |
| 366 | HTTQUDIAN INC | 49,200 | $339.0M | 0.02% | Call |
| 367 | OPTUALTICE USA INC | 11,500 | $330.0M | 0.02% | |
| 368 | DCHAMERICAN AXLE & MFG HLDGS IN | 40,000 | $329.0M | 0.02% | Call |
| 369 | —MOBILEIRON INC | 50,000 | $327.0M | 0.02% | Put |
| 370 | GBYSANGAMO THERAPEUTICS INC | 35,000 | $317.0M | 0.02% | Call |
| 371 | CLWCLEARWATER PAPER CORP | 15,000 | $316.0M | 0.02% | |
| 372 | HALHALLIBURTON CO | 16,000 | $302.0M | 0.02% | |
| 373 | CSANCOSAN LTD | 20,000 | $298.0M | 0.02% | Call |
| 374 | AKBAAKEBIA THERAPEUTICS INC | 73,500 | $288.0M | 0.01% | |
| 375 | BMRNBIOMARIN PHARMACEUTICAL INC | 4,000 | $269.0M | 0.01% | |
| 376 | CVM1EURCEL SCI CORP | 30,000 | $268.0M | 0.01% | Put |
| 377 | UISUNISYS CORP | 34,400 | $255.0M | 0.01% | |
| 378 | VCRAUSDVOCERA COMMUNICATIONS INC | 10,200 | $252.0M | 0.01% | Call |
| 379 | SIRIEURSIRIUS XM HLDGS INC | 40,000 | $251.0M | 0.01% | |
| 380 | —RED LION HOTELS CORP | 38,700 | $251.0M | 0.01% | |
| 381 | —MARINUS PHARMACEUTICALS INC | 162,400 | $250.0M | 0.01% | Put |
| 382 | SCHLSCHOLASTIC CORP | 6,600 | $249.0M | 0.01% | |
| 383 | TELLEURTELLURIAN INC NEW | 30,000 | $249.0M | 0.01% | |
| 384 | EYENATIONAL VISION HLDGS INC | 10,000 | $241.0M | 0.01% | |
| 385 | OIEUROWENS ILL INC | 22,500 | $231.0M | 0.01% | Call |
| 386 | —KRATON CORPORATION | 7,100 | $229.0M | 0.01% | |
| 387 | THCTENET HEALTHCARE CORP | 10,000 | $221.0M | 0.01% | |
| 388 | —COTT CORP QUE | 17,500 | $218.0M | 0.01% | |
| 389 | INFNEURINFINERA CORPORATION | 40,000 | $218.0M | 0.01% | |
| 390 | IPI1EURINTREPID POTASH INC | 65,000 | $212.0M | 0.01% | Call |
| 391 | —ORGANIGRAM HLDGS INC | 60,000 | $206.0M | 0.01% | |
| 392 | MHKMOHAWK INDS INC | 1,600 | $199.0M | 0.01% | Call |
| 393 | CPRXCATALYST PHARMACEUTICALS INC | 37,000 | $197.0M | 0.01% | Put |
| 394 | —KINDRED BIOSCIENCES INC | 27,000 | $185.0M | 0.01% | |
| 395 | S76STORE CAP CORP | 4,900 | $183.0M | 0.01% | |
| 396 | TEN1TENNECO INC | 13,600 | $170.0M | 0.01% | |
| 397 | MFS1EURWELBILT INC | 10,000 | $169.0M | 0.01% | |
| 398 | CYTKCYTOKINETICS INC | 14,400 | $164.0M | 0.01% | |
| 399 | —TOCAGEN INC | 246,000 | $163.0M | 0.01% | Put |
| 400 | REFRRESEARCH FRONTIERS INC | 49,600 | $159.0M | 0.01% | Call |