Caption Management, LLC Q3 2019 Filing
Filed November 14, 2019
Portfolio Value
$1.9T
Holdings
428
Report Date
Q3 2019
Filing Type
13F-HR
All Holdings (428 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | ICADUSDICAD INC | 22,600 | $155.0M | 0.01% | Call |
| 402 | GTXGARRETT MOTION INC | 15,000 | $150.0M | 0.01% | |
| 403 | OCULOCULAR THERAPEUTIX INC | 48,400 | $148.0M | 0.01% | Call |
| 404 | EBEVENTBRITE INC | 8,100 | $143.0M | 0.01% | Put |
| 405 | —DERMIRA INC | 22,000 | $141.0M | 0.01% | |
| 406 | DFSEURDISCOVER FINL SVCS | 1,700 | $138.0M | 0.01% | |
| 407 | —ACELRX PHARMACEUTICALS INC | 60,000 | $132.0M | 0.01% | Call |
| 408 | VSHVISHAY INTERTECHNOLOGY INC | 7,500 | $127.0M | 0.01% | |
| 409 | —VANECK VECTORS ETF TR | 10,000 | $126.0M | 0.01% | |
| 410 | IMGNEURIMMUNOGEN INC | 50,000 | $121.0M | 0.01% | |
| 411 | CHGGCHEGG INC | 4,000 | $120.0M | 0.01% | |
| 412 | AGENEURAGENUS INC | 45,000 | $118.0M | 0.01% | Put |
| 413 | —NEOPHOTONICS CORP | 15,000 | $91.0M | 0.00% | |
| 414 | —ABEONA THERAPEUTICS INC | 40,000 | $91.0M | 0.00% | |
| 415 | PAAPLAINS ALL AMERN PIPELINE L | 4,000 | $83.0M | 0.00% | |
| 416 | BIGGQBIG LOTS INC | 3,400 | $83.0M | 0.00% | |
| 417 | PIIMPINJ INC | 2,200 | $68.0M | 0.00% | |
| 418 | —TEAM INC | 3,600 | $64.0M | 0.00% | Call |
| 419 | QUOTUSDQUOTIENT TECHNOLOGY INC | 7,500 | $59.0M | 0.00% | |
| 420 | PBIPITNEY BOWES INC | 12,000 | $55.0M | 0.00% | |
| 421 | PINCPREMIER INC | 1,400 | $40.0M | 0.00% | Put |
| 422 | NTNXNUTANIX INC | 1,500 | $40.0M | 0.00% | |
| 423 | INAPEURINTERNAP CORP | 11,500 | $29.0M | 0.00% | Put |
| 424 | —CRESCENT PT ENERGY CORP | 5,000 | $21.0M | 0.00% | |
| 425 | —BIODELIVERY SCIENCES INTL IN | 5,000 | $20.0M | 0.00% | |
| 426 | —NEUROTROPE INC | 19,400 | $15.0M | 0.00% | Call |
| 427 | —TIVO CORP | 1,700 | $13.0M | 0.00% | |
| 428 | FCELCHFFUELCELL ENERGY INC | 2,915 | $1.0M | 0.00% |
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