Caption Management, LLC Q3 2020 Filing
Filed November 16, 2020
Portfolio Value
$4.3T
Holdings
609
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (609 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | CVECENOVUS ENERGY INC | 150,000 | $583.0M | 0.01% | Call |
| 502 | EVHEVOLENT HEALTH INC | 47,000 | $583.0M | 0.01% | |
| 503 | GU9GUESS INC | 50,000 | $581.0M | 0.01% | Put |
| 504 | KMTKENNAMETAL INC | 20,000 | $579.0M | 0.01% | Call |
| 505 | RMBS*RAMBUS INC DEL | 42,000 | $575.0M | 0.01% | Call |
| 506 | CUTREURCUTERA INC | 30,000 | $569.0M | 0.01% | |
| 507 | SIRIEURSIRIUS XM HOLDINGS INC | 105,751 | $566.0M | 0.01% | |
| 508 | HGVHILTON GRAND VACATIONS INC | 26,200 | $550.0M | 0.01% | Call |
| 509 | TRPTC ENERGY CORP | 13,000 | $546.0M | 0.01% | |
| 510 | OI*O-I GLASS INC | 50,000 | $528.0M | 0.01% | Put |
| 511 | MXIMMAXIM INTEGRATED PRODS INC | 7,619 | $515.0M | 0.01% | |
| 512 | PACWUSDPACWEST BANCORP DEL | 30,000 | $512.0M | 0.01% | Call |
| 513 | —FRONT YD RESIDENTIAL CORP | 58,300 | $508.0M | 0.01% | |
| 514 | —PBF LOGISTICS LP | 62,300 | $507.0M | 0.01% | Call |
| 515 | GELGENESIS ENERGY L P | 111,500 | $502.0M | 0.01% | Put |
| 516 | ARCCARES CAPITAL CORP | 35,000 | $489.0M | 0.01% | Put |
| 517 | SPHSUBURBAN PROPANE PARTNERS L | 29,700 | $484.0M | 0.01% | |
| 518 | MACMACERICH CO | 69,900 | $475.0M | 0.01% | |
| 519 | LUVSOUTHWEST AIRLS CO | 12,650 | $474.0M | 0.01% | |
| 520 | SNDXSYNDAX PHARMACEUTICALS INC | 31,314 | $462.0M | 0.01% | Put |
| 521 | EQREQUITY RESIDENTIAL | 9,000 | $462.0M | 0.01% | |
| 522 | GLYCEURGLYCOMIMETICS INC | 149,000 | $458.0M | 0.01% | |
| 523 | RCLROYAL CARIBBEAN GROUP | 7,000 | $452.0M | 0.01% | |
| 524 | BJRIBJS RESTAURANTS INC | 15,000 | $442.0M | 0.01% | |
| 525 | —LUMBER LIQUIDATORS HLDGS INC | 20,000 | $440.0M | 0.01% | Call |
| 526 | VNOVORNADO RLTY TR | 13,000 | $438.0M | 0.01% | |
| 527 | HTDCORCEPT THERAPEUTICS INC | 25,000 | $435.0M | 0.01% | Call |
| 528 | —DICERNA PHARMACEUTICALS INC | 24,000 | $432.0M | 0.01% | Put |
| 529 | ITBISHARES TR | 7,600 | $431.0M | 0.01% | |
| 530 | RMERESMED INC | 2,500 | $428.0M | 0.01% | |
| 531 | AVDLAVADEL PHARMACEUTICALS PLC | 84,600 | $427.0M | 0.01% | |
| 532 | HCCWARRIOR MET COAL INC | 25,000 | $426.0M | 0.01% | Call |
| 533 | ATVIEURACTIVISION BLIZZARD INC | 5,000 | $405.0M | 0.01% | Put |
| 534 | GQ9SPDR GOLD TR | 2,280 | $404.0M | 0.01% | |
| 535 | RRDEURDONNELLEY R R & SONS CO | 272,700 | $398.0M | 0.01% | Call |
| 536 | JETSETF SER SOLUTIONS | 23,300 | $394.0M | 0.01% | |
| 537 | TRGPTARGA RES CORP | 27,900 | $391.0M | 0.01% | Call |
| 538 | CSTMCONSTELLIUM SE | 49,000 | $385.0M | 0.01% | Call |
| 539 | CLVSEURCLOVIS ONCOLOGY INC | 65,300 | $379.0M | 0.01% | Call |
| 540 | AMSCAMERICAN SUPERCONDUCTOR CORP | 26,000 | $375.0M | 0.01% | |
| 541 | RRCRANGE RES CORP | 54,861 | $363.0M | 0.01% | |
| 542 | SCHLSCHOLASTIC CORP | 16,974 | $356.0M | 0.01% | |
| 543 | AMRNAMARIN CORP PLC | 84,600 | $356.0M | 0.01% | |
| 544 | CNHICNH INDL N V | 45,000 | $352.0M | 0.01% | Call |
| 545 | RIGLUSDRIGEL PHARMACEUTICALS INC | 140,000 | $336.0M | 0.01% | Put |
| 546 | BCLIEURBRAINSTORM CELL THERAPEUTICS | 19,400 | $329.0M | 0.01% | Put |
| 547 | PAGSPAGSEGURO DIGITAL LTD | 8,700 | $327.0M | 0.01% | |
| 548 | SATSECHOSTAR CORP | 13,000 | $324.0M | 0.01% | |
| 549 | BTOB2GOLD CORP | 49,600 | $323.0M | 0.01% | Call |
| 550 | —ETF MANAGERS TR | 30,500 | $318.0M | 0.01% | Call |
| 551 | —MALLINCKRODT PUB LTD CO | 313,129 | $306.0M | 0.01% | Call |
| 552 | TIGRUP FINTECH HLDG LTD | 64,500 | $305.0M | 0.01% | Put |
| 553 | GLDDGREAT LAKES DREDGE & DOCK CO | 31,900 | $303.0M | 0.01% | |
| 554 | EMKREUREMCORE CORP | 90,000 | $292.0M | 0.01% | |
| 555 | VKTXVIKING THERAPEUTICS INC | 50,000 | $290.0M | 0.01% | Call |
| 556 | CXCEMEX SAB DE CV | 75,000 | $284.0M | 0.01% | |
| 557 | INNSUMMIT HOTEL PPTYS INC | 55,000 | $284.0M | 0.01% | Call |
| 558 | —MGM GROWTH PPTYS LLC | 10,000 | $279.0M | 0.01% | |
| 559 | —FLOTEK INDS INC DEL | 99,800 | $270.0M | 0.01% | Call |
| 560 | CSANCOSAN LTD | 17,800 | $264.0M | 0.01% | |
| 561 | ADNTADIENT PLC | 15,000 | $261.0M | 0.01% | |
| 562 | TSAACI WORLDWIDE INC | 9,900 | $259.0M | 0.01% | |
| 563 | —WESTERN ASSET MTG CAP CORP | 125,000 | $255.0M | 0.01% | Call |
| 564 | LILALIBERTY LATIN AMERICA LTD | 30,636 | $250.0M | 0.01% | |
| 565 | CLVTRIP COM GROUP LTD | 8,000 | $249.0M | 0.01% | |
| 566 | WTTRSELECT ENERGY SVCS INC | 62,258 | $241.0M | 0.01% | Put |
| 567 | SIL1EURSILVERCREST METALS INC | 28,000 | $237.0M | 0.01% | |
| 568 | ASMBASSEMBLY BIOSCIENCES INC | 14,000 | $230.0M | 0.01% | |
| 569 | FT2FIRST HORIZON NATL CORP | 24,000 | $227.0M | 0.01% | |
| 570 | CRBPEURCORBUS PHARMACEUTICALS HLDGS | 123,600 | $224.0M | 0.01% | Call |
| 571 | —TRIBUNE PUBG CO NEW | 18,800 | $219.0M | 0.01% | Call |
| 572 | TREURTRILLIUM THERAPEUTICS INC | 15,000 | $214.0M | 0.01% | Call |
| 573 | NVGSNAVIGATOR HOLDINGS LTD | 25,000 | $209.0M | 0.00% | |
| 574 | LGFEURLIONS GATE ENTMNT CORP | 21,500 | $204.0M | 0.00% | |
| 575 | PRKSSEAWORLD ENTMT INC | 10,000 | $197.0M | 0.00% | Put |
| 576 | SNASNAP ON INC | 1,200 | $177.0M | 0.00% | |
| 577 | TXM1TRAVELZOO | 27,000 | $176.0M | 0.00% | Put |
| 578 | SWN1EURSOUTHWESTERN ENERGY CO | 75,000 | $176.0M | 0.00% | |
| 579 | TEN1TENNECO INC | 25,000 | $173.0M | 0.00% | Call |
| 580 | —MOBILEIRON INC | 24,000 | $168.0M | 0.00% | Call |
| 581 | PLCECHILDRENS PL INC | 5,900 | $168.0M | 0.00% | |
| 582 | —IDEANOMICS INC | 179,600 | $162.0M | 0.00% | Call |
| 583 | P5YBRF SA | 47,200 | $155.0M | 0.00% | |
| 584 | TASTUSDCARROLS RESTAURANT GROUP INC | 23,100 | $149.0M | 0.00% | Call |
| 585 | ALCALCON AG | 2,500 | $142.0M | 0.00% | |
| 586 | —ORCHID IS CAP INC | 27,900 | $141.0M | 0.00% | Call |
| 587 | —TEAM INC | 25,000 | $138.0M | 0.00% | |
| 588 | —CONTANGO OIL & GAS CO | 100,000 | $134.0M | 0.00% | Call |
| 589 | EP3ORASURE TECHNOLOGIES INC | 10,700 | $131.0M | 0.00% | |
| 590 | IVZINVESCO LTD | 10,496 | $120.0M | 0.00% | |
| 591 | RYTMRHYTHM PHARMACEUTICALS INC | 5,400 | $116.0M | 0.00% | Put |
| 592 | BBSIBARRETT BUSINESS SVCS INC | 1,800 | $94.0M | 0.00% | |
| 593 | —WASHINGTON PRIME GROUP NEW | 124,200 | $81.0M | 0.00% | Call |
| 594 | SANBANCO SANTANDER S.A. | 44,000 | $78.0M | 0.00% | Put |
| 595 | SENS1GBPSENSEONICS HLDGS INC | 191,000 | $75.0M | 0.00% | Call |
| 596 | VCELVERICEL CORP | 3,000 | $57.0M | 0.00% | Call |
| 597 | BTUPEABODY ENERGY CORP NEW | 25,000 | $57.0M | 0.00% | |
| 598 | —VALARIS PLC | 585,900 | $53.0M | 0.00% | Put |
| 599 | —EXANTAS CAP CORP | 21,000 | $44.0M | 0.00% | Put |
| 600 | FIXXEURHOMOLOGY MEDICINES INC | 3,600 | $39.0M | 0.00% |