Caption Management, LLC Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$8.7B
Holdings
835
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (835 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 701 | MPCMARATHON PETE CORP | 10,000 | $618.0M | 7.07% | |
| 702 | —CASTLIGHT HEALTH INC | 390,000 | $612.0M | 7.00% | Call |
| 703 | SUMO2EURSUMO LOGIC INC | 37,500 | $604.0M | 6.91% | Call |
| 704 | ZVRAKEMPHARM INC | 63,600 | $593.0M | 6.78% | Call |
| 705 | EQHEQUITABLE HLDGS INC | 20,000 | $593.0M | 6.78% | |
| 706 | VRDNVIRIDIAN THERAPEUTICS INC | 36,000 | $592.0M | 6.77% | Call |
| 707 | SPAQUSDFISKER INC | 40,000 | $586.0M | 6.70% | Call |
| 708 | —AYRO INC | 166,000 | $567.0M | 6.48% | Call |
| 709 | SEERSEER INC | 16,000 | $553.0M | 6.32% | Put |
| 710 | —180 LIFE SCIENCES CORP | 100,000 | $541.0M | 6.19% | Call |
| 711 | TUPTUPPERWARE BRANDS CORP | 25,500 | $539.0M | 6.16% | Call |
| 712 | STNGSCORPIO TANKERS INC | 29,000 | $537.0M | 6.14% | Put |
| 713 | SFSTIFEL FINL CORP | 7,889 | $536.0M | 6.13% | |
| 714 | RAMPLIVERAMP HLDGS INC | 11,046 | $522.0M | 5.97% | |
| 715 | MCRB1EURSERES THERAPEUTICS INC | 73,250 | $510.0M | 5.83% | Call |
| 716 | JOBYJOBY AVIATION INC | 50,000 | $503.0M | 5.75% | Call |
| 717 | I9DNARBUTUS BIOPHARMA CORP | 116,898 | $502.0M | 5.74% | Put |
| 718 | —EPIZYME INC | 96,245 | $493.0M | 5.64% | Put |
| 719 | AVXLANAVEX LIFE SCIENCES CORP | 27,400 | $492.0M | 5.63% | Call |
| 720 | FLBFLUIDIGM CORP DEL | 73,525 | $485.0M | 5.55% | |
| 721 | PETSPETMED EXPRESS INC | 18,000 | $484.0M | 5.53% | Put |
| 722 | ARCTARCTURUS THERAPEUTICS HLDGS | 10,000 | $478.0M | 5.47% | Call |
| 723 | FQIDIGITAL RLTY TR INC | 3,300 | $477.0M | 5.45% | Put |
| 724 | PWPPERELLA WEINBERG PARTNERS | 35,267 | $467.0M | 5.34% | Put |
| 725 | NXENEXGEN ENERGY LTD | 98,300 | $465.0M | 5.32% | Call |
| 726 | WEATUSDTEUCRIUM COMMODITY TR | 64,100 | $454.0M | 5.19% | |
| 727 | SSLSASOL LTD | 23,800 | $448.0M | 5.12% | Put |
| 728 | COHRII-VI INC | 7,500 | $445.0M | 5.09% | |
| 729 | —TEAM INC | 147,000 | $442.0M | 5.05% | Put |
| 730 | 0E41ENLINK MIDSTREAM LLC | 64,100 | $437.0M | 5.00% | |
| 731 | MCOMWHELBIZ INC | 250,000 | $435.0M | 4.97% | |
| 732 | ATRCATRICURE INC | 6,200 | $432.0M | 4.94% | Put |
| 733 | PRQRPROQR THRAPEUTICS N V | 50,300 | $421.0M | 4.81% | Call |
| 734 | AERIEURAERIE PHARMACEUTICALS INC | 36,600 | $417.0M | 4.77% | Call |
| 735 | —LIGHTNING EMOTORS INC | 48,200 | $412.0M | 4.71% | Call |
| 736 | LICYUSDLI-CYCLE HOLDINGS CORP | 35,000 | $410.0M | 4.69% | |
| 737 | —PLURISTEM THERAPEUTICS INC | 152,500 | $404.0M | 4.62% | Put |
| 738 | CERSCERUS CORP | 66,000 | $401.0M | 4.58% | Put |
| 739 | ENBENBRIDGE INC | 10,000 | $398.0M | 4.55% | |
| 740 | CUECUE BIOPHARMA INC | 27,200 | $396.0M | 4.53% | |
| 741 | —RETAIL PPTYS AMER INC | 30,000 | $386.0M | 4.41% | Call |
| 742 | LULUFAX HOLDING LTD | 53,333 | $372.0M | 4.25% | |
| 743 | ACADACADIA PHARMACEUTICALS INC | 21,500 | $357.0M | 4.08% | |
| 744 | —BERKSHIRE GREY INC | 50,000 | $352.0M | 4.02% | Call |
| 745 | NEONEOGENOMICS INC | 7,200 | $347.0M | 3.97% | |
| 746 | SAJACOMPANHIA DE SANEAMENTO BASI | 48,000 | $340.0M | 3.89% | |
| 747 | GNWGENWORTH FINL INC | 90,000 | $338.0M | 3.86% | |
| 748 | REALTHE REALREAL INC | 25,000 | $330.0M | 3.77% | |
| 749 | —GENIUS BRANDS INTL INC | 240,000 | $326.0M | 3.73% | |
| 750 | SUPNSUPERNUS PHARMACEUTICALS INC | 12,000 | $320.0M | 3.66% | |
| 751 | RPTXREPARE THERAPEUTICS INC | 12,000 | $315.0M | 3.60% | |
| 752 | KOSKOSMOS ENERGY LTD | 106,250 | $314.0M | 3.59% | Put |
| 753 | APAMARTISAN PARTNERS ASSET MGMT | 6,400 | $313.0M | 3.58% | |
| 754 | —SHIFT TECHNOLOGIES INC | 45,000 | $312.0M | 3.57% | Call |
| 755 | KPLTKATAPULT HOLDINGS INC | 56,500 | $307.0M | 3.51% | Call |
| 756 | —CRESTWOOD EQUITY PARTNERS LP | 10,709 | $304.0M | 3.48% | |
| 757 | STIMNEURONETICS INC | 46,297 | $303.0M | 3.46% | Call |
| 758 | WOOFPETCO HEALTH & WELLNESS CO I | 14,179 | $299.0M | 3.42% | |
| 759 | GLPIGAMING & LEISURE PPTYS INC | 6,400 | $296.0M | 3.38% | |
| 760 | AMATAPPLIED MATLS INC | 2,250 | $290.0M | 3.32% | |
| 761 | —QUOTIENT LTD | 122,867 | $288.0M | 3.29% | |
| 762 | NVTA1EURINVITAE CORP | 10,000 | $284.0M | 3.25% | Put |
| 763 | LGFEURLIONS GATE ENTMNT CORP | 20,000 | $284.0M | 3.25% | Call |
| 764 | —LIVEXLIVE MEDIA INC | 94,000 | $281.0M | 3.21% | Call |
| 765 | SHPSQSHAPEWAYS HOLDINGS INC | 283,253 | $281.0M | 3.21% | |
| 766 | —ATI PHYSICAL THERAPY INC | 72,000 | $274.0M | 3.13% | Put |
| 767 | PWSCPOWERSCHOOL HOLDINGS INC | 11,100 | $273.0M | 3.12% | |
| 768 | FVICHFFORTUNA SILVER MINES INC | 68,730 | $270.0M | 3.09% | Call |
| 769 | —SPARK NETWORKS SE | 75,224 | $264.0M | 3.02% | Call |
| 770 | —PROCAPS GROUP S A | 242,319 | $263.0M | 3.01% | |
| 771 | PSNLPERSONALIS INC | 13,500 | $260.0M | 2.97% | |
| 772 | ANGI1EURANGI INC | 21,000 | $259.0M | 2.96% | Call |
| 773 | ESTEEUREARTHSTONE ENERGY INC | 27,400 | $252.0M | 2.88% | Put |
| 774 | AVTRAVANTOR INC | 6,000 | $245.0M | 2.80% | |
| 775 | P5YBRF SA | 48,000 | $241.0M | 2.76% | |
| 776 | —CLOOPEN GROUP HOLDING LIMITE | 54,500 | $241.0M | 2.76% | Call |
| 777 | —ZYMEWORKS INC | 8,200 | $238.0M | 2.72% | |
| 778 | SOSSOS LIMITED | 109,700 | $234.0M | 2.68% | |
| 779 | CARAEURCARA THERAPEUTICS INC | 15,000 | $232.0M | 2.65% | Call |
| 780 | LBTYBLIBERTY GLOBAL PLC | 7,700 | $229.0M | 2.62% | |
| 781 | —SEAPORT GLOBAL ACQUISITN COR | 242,050 | $228.0M | 2.61% | |
| 782 | SIDCOMPANHIA SIDERURGICA NACION | 40,000 | $210.0M | 2.40% | Call |
| 783 | CIGCIA ENERGETICA DE MINAS GERA | 82,400 | $208.0M | 2.38% | |
| 784 | ACBAURORA CANNABIS INC | 30,000 | $208.0M | 2.38% | Call |
| 785 | NSHEURSPIRE GLOBAL INC | 16,400 | $205.0M | 2.34% | Call |
| 786 | BLUBELLUS HEALTH INC NEW | 33,000 | $203.0M | 2.32% | |
| 787 | GNKGENCO SHIPPING & TRADING LTD | 9,800 | $198.0M | 2.26% | Put |
| 788 | SA2DSANDRIDGE ENERGY INC | 15,000 | $195.0M | 2.23% | |
| 789 | —MONTES ARCHIMEDES ACQUISITIO | 126,856 | $189.0M | 2.16% | |
| 790 | TFFPEURTFF PHARMACEUTICALS INC | 24,138 | $186.0M | 2.13% | Call |
| 791 | BANDBANDWIDTH INC | 2,000 | $181.0M | 2.07% | |
| 792 | ESPRESPERION THERAPEUTICS INC NE | 15,000 | $181.0M | 2.07% | Put |
| 793 | OPRAOPERA LTD | 20,000 | $177.0M | 2.02% | Call |
| 794 | KIMKIMCO RLTY CORP | 8,500 | $176.0M | 2.01% | |
| 795 | QVCAUSDQURATE RETAIL INC | 17,243 | $176.0M | 2.01% | |
| 796 | RGSUSDREGIS CORP MINN | 50,000 | $174.0M | 1.99% | Call |
| 797 | SBSWSIBANYE STILLWATER LTD | 14,000 | $173.0M | 1.98% | |
| 798 | ACHR/WSARCHER AVIATION INC | 106,700 | $169.0M | 1.93% | |
| 799 | WTIW & T OFFSHORE INC | 45,000 | $167.0M | 1.91% | |
| 800 | CFGCITIZENS FINL GROUP INC | 3,500 | $164.0M | 1.88% |