Caption Management, LLC Q4 2018 Filing
Filed January 30, 2019
Portfolio Value
$1.3T
Holdings
300
Report Date
Q4 2018
Filing Type
13F-HR
All Holdings (300 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | REZIRESIDEO TECHNOLOGIES INC | 40,500 | $833.0M | 0.07% | |
| 202 | BYDBOYD GAMING CORP | 37,800 | $786.0M | 0.06% | Call |
| 203 | CBBCINCINNATI BELL INC NEW | 100,000 | $778.0M | 0.06% | Put |
| 204 | KRNTKORNIT DIGITAL LTD | 40,000 | $748.0M | 0.06% | Put |
| 205 | RAMPLIVERAMP HLDGS INC | 19,059 | $737.0M | 0.06% | Call |
| 206 | PAASPAN AMERICAN SILVER CORP | 50,000 | $730.0M | 0.06% | |
| 207 | GLPIGAMING & LEISURE PPTYS INC | 22,500 | $728.0M | 0.06% | |
| 208 | —DELPHI TECHNOLOGIES PLC | 50,000 | $716.0M | 0.06% | Call |
| 209 | VACMARRIOTT VACATIONS WRLDWDE C | 10,000 | $704.0M | 0.06% | |
| 210 | —ARQULE INC | 241,000 | $668.0M | 0.05% | Call |
| 211 | HOUSREALOGY HLDGS CORP | 45,000 | $661.0M | 0.05% | |
| 212 | ACMAECOM | 24,700 | $655.0M | 0.05% | Call |
| 213 | AU3EURANGLOGOLD ASHANTI LTD | 50,000 | $627.0M | 0.05% | |
| 214 | LNCLINCOLN NATL CORP IND | 12,000 | $616.0M | 0.05% | |
| 215 | OVEROVERSTOCK COM INC DEL | 45,000 | $611.0M | 0.05% | Call |
| 216 | BLMNBLOOMIN BRANDS INC | 34,000 | $609.0M | 0.05% | Call |
| 217 | ARLPALLIANCE RES PARTNER L P | 35,000 | $607.0M | 0.05% | |
| 218 | —AIMMUNE THERAPEUTICS INC | 24,800 | $593.0M | 0.05% | |
| 219 | PVG1EURPRETIUM RES INC | 70,000 | $591.0M | 0.05% | |
| 220 | —SHUTTERFLY INC | 14,600 | $587.0M | 0.05% | |
| 221 | GEGENERAL ELECTRIC CO | 75,000 | $568.0M | 0.05% | |
| 222 | —MARINUS PHARMACEUTICALS INC | 195,300 | $560.0M | 0.04% | Put |
| 223 | CGCARLYLE GROUP L P | 35,000 | $551.0M | 0.04% | |
| 224 | DHID R HORTON INC | 15,000 | $520.0M | 0.04% | |
| 225 | AXSAXIS CAPITAL HOLDINGS LTD | 10,000 | $516.0M | 0.04% | |
| 226 | FCXFREEPORT-MCMORAN INC | 48,000 | $495.0M | 0.04% | |
| 227 | BMYBRISTOL MYERS SQUIBB CO | 9,500 | $494.0M | 0.04% | |
| 228 | BGCPEURBGC PARTNERS INC | 95,000 | $491.0M | 0.04% | |
| 229 | CIKCREDIT SUISSE GROUP | 45,000 | $488.0M | 0.04% | |
| 230 | CNDTCONDUENT INC | 45,000 | $479.0M | 0.04% | |
| 231 | LKQ1LKQ CORP | 20,000 | $474.0M | 0.04% | |
| 232 | NTRNUTRIEN LTD | 10,000 | $470.0M | 0.04% | |
| 233 | —ADAMAS PHARMACEUTICALS INC | 55,000 | $470.0M | 0.04% | |
| 234 | VSTVISTRA ENERGY CORP | 20,000 | $459.0M | 0.04% | |
| 235 | SIRIEURSIRIUS XM HLDGS INC | 80,000 | $457.0M | 0.04% | Put |
| 236 | OSGAMBAC FINL GROUP INC | 25,000 | $431.0M | 0.03% | |
| 237 | KHCKRAFT HEINZ CO | 10,000 | $430.0M | 0.03% | |
| 238 | HBBHAMILTON BEACH BRANDS HLDG C | 18,034 | $423.0M | 0.03% | |
| 239 | KRKROGER CO | 15,000 | $413.0M | 0.03% | Put |
| 240 | NBRNABORS INDUSTRIES LTD | 200,000 | $400.0M | 0.03% | |
| 241 | RRCRANGE RES CORP | 40,000 | $383.0M | 0.03% | Call |
| 242 | SNDXSYNDAX PHARMACEUTICALS INC | 84,666 | $377.0M | 0.03% | |
| 243 | HOMEAT HOME GROUP INC | 20,000 | $373.0M | 0.03% | |
| 244 | NMRKNEWMARK GROUP INC | 44,068 | $353.0M | 0.03% | |
| 245 | —FRONT YD RESIDENTIAL CORP | 40,000 | $349.0M | 0.03% | |
| 246 | —BLUEBIRD BIO INC | 3,500 | $347.0M | 0.03% | |
| 247 | QUREUNIQURE NV | 12,000 | $346.0M | 0.03% | |
| 248 | CCSCENTURY CMNTYS INC | 20,000 | $345.0M | 0.03% | |
| 249 | —CALIFORNIA RES CORP | 20,000 | $341.0M | 0.03% | |
| 250 | BBBYEURBED BATH & BEYOND INC | 29,000 | $329.0M | 0.03% | |
| 251 | CHS1USDCHICOS FAS INC | 55,000 | $309.0M | 0.02% | Call |
| 252 | MHKMOHAWK INDS INC | 2,600 | $304.0M | 0.02% | Call |
| 253 | —CONATUS PHARMACEUTICALS INC | 175,000 | $301.0M | 0.02% | Put |
| 254 | KKRKKR & CO INC | 15,000 | $295.0M | 0.02% | |
| 255 | GONGERON CORP | 282,100 | $283.0M | 0.02% | Call |
| 256 | —CORREVIO PHARMA CORP | 111,500 | $278.0M | 0.02% | |
| 257 | RIGTRANSOCEAN LTD | 40,000 | $278.0M | 0.02% | |
| 258 | UNFIUNITED NAT FOODS INC | 25,000 | $265.0M | 0.02% | Put |
| 259 | FNKOFUNKO INC | 20,000 | $263.0M | 0.02% | |
| 260 | COTYCOTY INC | 40,000 | $262.0M | 0.02% | |
| 261 | CAGCONAGRA BRANDS INC | 12,000 | $256.0M | 0.02% | |
| 262 | —ROWAN COMPANIES PLC | 30,000 | $252.0M | 0.02% | |
| 263 | I9DNARBUTUS BIOPHARMA CORP | 65,000 | $250.0M | 0.02% | Put |
| 264 | BIGGQBIG LOTS INC | 8,500 | $246.0M | 0.02% | |
| 265 | TPCTUTOR PERINI CORP | 14,500 | $232.0M | 0.02% | |
| 266 | —ACELRX PHARMACEUTICALS INC | 100,000 | $231.0M | 0.02% | Call |
| 267 | HB6HIBBETT SPORTS INC | 15,000 | $215.0M | 0.02% | Put |
| 268 | WEPMAGELLAN MIDSTREAM PRTNRS LP | 3,500 | $200.0M | 0.02% | |
| 269 | PEOEXELON CORP | 4,370 | $197.0M | 0.02% | |
| 270 | PAAPLAINS ALL AMERN PIPELINE L | 9,600 | $192.0M | 0.02% | |
| 271 | —VENATOR MATLS PLC | 44,000 | $184.0M | 0.01% | |
| 272 | THOTHOR INDS INC | 3,500 | $182.0M | 0.01% | |
| 273 | PPLPPL CORP | 6,400 | $181.0M | 0.01% | |
| 274 | DNREURDENBURY RES INC | 100,000 | $170.0M | 0.01% | Put |
| 275 | DVADAVITA INC | 3,200 | $164.0M | 0.01% | |
| 276 | —MCDERMOTT INTL INC | 22,500 | $147.0M | 0.01% | Put |
| 277 | —TELARIA INC | 50,320 | $138.0M | 0.01% | Put |
| 278 | —PROTEOSTASIS THERAPEUTICS IN | 42,500 | $138.0M | 0.01% | Call |
| 279 | RIGLUSDRIGEL PHARMACEUTICALS INC | 55,000 | $126.0M | 0.01% | |
| 280 | —ALDER BIOPHARMACEUTICALS INC | 10,000 | $103.0M | 0.01% | |
| 281 | DDD3-D SYS CORP DEL | 10,000 | $101.0M | 0.01% | |
| 282 | MATMATTEL INC | 10,000 | $100.0M | 0.01% | |
| 283 | TELLEURTELLURIAN INC NEW | 14,000 | $98.0M | 0.01% | |
| 284 | —TOCAGEN INC | 12,000 | $98.0M | 0.01% | |
| 285 | AGENEURAGENUS INC | 40,000 | $96.0M | 0.01% | Put |
| 286 | —ULTRA PETROLEUM CORP | 110,685 | $85.0M | 0.01% | |
| 287 | —HI-CRUSH PARTNERS LP | 24,000 | $85.0M | 0.01% | Put |
| 288 | ARMKARAMARK | 2,500 | $72.0M | 0.01% | |
| 289 | INFNEURINFINERA CORPORATION | 17,500 | $70.0M | 0.01% | |
| 290 | —SELECT INCOME REIT | 8,100 | $59.0M | 0.00% | |
| 291 | ILPTINDUSTRIAL LOGISTICS PPTYS T | 3,014 | $59.0M | 0.00% | |
| 292 | TRNTRINITY INDS INC | 2,600 | $53.0M | 0.00% | Put |
| 293 | AQMSEURAQUA METALS INC | 27,900 | $51.0M | 0.00% | |
| 294 | AMRSEURAMYRIS INC | 15,000 | $50.0M | 0.00% | |
| 295 | GOGOGOGO INC | 14,000 | $42.0M | 0.00% | Put |
| 296 | ETRNUSDEQUITRANS MIDSTREAM CORPORAT | 2,000 | $40.0M | 0.00% | |
| 297 | EQTEQT CORP | 2,000 | $38.0M | 0.00% | |
| 298 | —CBL & ASSOC PPTYS INC | 10,000 | $20.0M | 0.00% | |
| 299 | —FUELCELL ENERGY INC | 22,500 | $12.0M | 0.00% | |
| 300 | AVPUSDAVON PRODS INC | 1,400 | $2.0M | 0.00% |
PreviousPage 3 of 3