Caption Management, LLC Q4 2019 Filing
Filed February 13, 2020
Portfolio Value
$3.0T
Holdings
499
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (499 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | SANBANCO SANTANDER SA | 151,180 | $625.0M | 0.02% | Put |
| 402 | CFCF INDS HLDGS INC | 13,000 | $620.0M | 0.02% | Call |
| 403 | ETENERGY TRANSFER LP | 48,000 | $616.0M | 0.02% | |
| 404 | EATBRINKER INTL INC | 14,500 | $609.0M | 0.02% | |
| 405 | QEPQEP RES INC | 135,000 | $608.0M | 0.02% | |
| 406 | AGENEURAGENUS INC | 147,500 | $601.0M | 0.02% | |
| 407 | —CYRUSONE INC | 9,000 | $589.0M | 0.02% | |
| 408 | —CORNERSTONE ONDEMAND INC | 10,000 | $586.0M | 0.02% | |
| 409 | TLVGRUPO TELEVISA SA | 50,000 | $586.0M | 0.02% | Call |
| 410 | WOOFOOT LOCKER INC | 15,000 | $585.0M | 0.02% | |
| 411 | SFLSFL CORPORATION LTD | 40,000 | $581.0M | 0.02% | Call |
| 412 | AKBAAKEBIA THERAPEUTICS INC | 90,531 | $572.0M | 0.02% | |
| 413 | AMANTERO MIDSTREAM CORP | 75,000 | $569.0M | 0.02% | Put |
| 414 | ARNCCHFARCONIC INC | 17,800 | $548.0M | 0.02% | Call |
| 415 | GBYSANGAMO THERAPEUTICS INC | 65,000 | $543.0M | 0.02% | Put |
| 416 | CMBTEURONAV NV ANTWERPEN | 42,526 | $533.0M | 0.02% | |
| 417 | ARWRARROWHEAD PHARMACEUTICALS IN | 8,200 | $520.0M | 0.02% | |
| 418 | —ENDO INTL PLC | 110,000 | $516.0M | 0.02% | Put |
| 419 | WESWESTERN MIDSTREAM PARTNERS L | 25,516 | $503.0M | 0.02% | |
| 420 | AYXEURALTERYX INC | 5,000 | $500.0M | 0.02% | |
| 421 | —ACCELERATE DIAGNOSTICS INC | 28,800 | $487.0M | 0.02% | |
| 422 | GOGOGOGO INC | 75,000 | $479.0M | 0.02% | Call |
| 423 | MPAAMOTORCAR PTS AMER INC | 21,400 | $471.0M | 0.02% | Call |
| 424 | —EAGLE BULK SHIPPING INC | 100,000 | $460.0M | 0.02% | Call |
| 425 | AMAGAMAG PHARMACEUTICALS INC | 37,500 | $456.0M | 0.02% | Call |
| 426 | ABTABBOTT LABS | 5,200 | $451.0M | 0.02% | |
| 427 | GLNGGOLAR LNG LTD BERMUDA | 31,000 | $441.0M | 0.01% | |
| 428 | TMETENCENT MUSIC ENTMT GROUP | 37,500 | $440.0M | 0.01% | |
| 429 | NBRNABORS INDUSTRIES LTD | 151,000 | $435.0M | 0.01% | |
| 430 | VYXNCR CORP NEW | 11,500 | $404.0M | 0.01% | Call |
| 431 | VKTXVIKING THERAPEUTICS INC | 50,000 | $402.0M | 0.01% | Call |
| 432 | INFNEURINFINERA CORPORATION | 50,400 | $400.0M | 0.01% | |
| 433 | ELANELANCO ANIMAL HEALTH INC | 13,500 | $398.0M | 0.01% | |
| 434 | EPDENTERPRISE PRODS PARTNERS L | 13,600 | $383.0M | 0.01% | |
| 435 | AMRSEURAMYRIS INC | 124,000 | $383.0M | 0.01% | Put |
| 436 | —DELPHI TECHNOLOGIES PLC | 29,900 | $383.0M | 0.01% | |
| 437 | TAUSDTRAVELCENTERS OF AMERICA INC | 21,717 | $372.0M | 0.01% | |
| 438 | PIIMPINJ INC | 14,200 | $367.0M | 0.01% | |
| 439 | RRCRANGE RES CORP | 75,000 | $364.0M | 0.01% | |
| 440 | SHWSHERWIN WILLIAMS CO | 600 | $350.0M | 0.01% | |
| 441 | —AVEO PHARMACEUTICALS INC | 555,400 | $346.0M | 0.01% | Call |
| 442 | —NEPTUNE WELLNESS SOLUTIONS I | 124,599 | $342.0M | 0.01% | Put |
| 443 | PTBPOTBELLY CORP | 80,000 | $338.0M | 0.01% | Call |
| 444 | GREKUSDGLOBAL X FDS | 33,000 | $335.0M | 0.01% | |
| 445 | MGNXMACROGENICS INC | 30,000 | $327.0M | 0.01% | |
| 446 | TASTUSDCARROLS RESTAURANT GROUP INC | 45,500 | $320.0M | 0.01% | Put |
| 447 | AYS1SANDSTORM GOLD LTD | 42,500 | $316.0M | 0.01% | Put |
| 448 | OI*O-I GLASS INC | 25,000 | $298.0M | 0.01% | Call |
| 449 | —MARINUS PHARMACEUTICALS INC | 137,400 | $296.0M | 0.01% | Put |
| 450 | SCHLSCHOLASTIC CORP | 7,600 | $292.0M | 0.01% | |
| 451 | SIRIEURSIRIUS XM HLDGS INC | 40,000 | $286.0M | 0.01% | |
| 452 | K6BKBR INC | 9,200 | $281.0M | 0.01% | |
| 453 | RICKRCI HOSPITALITY HLDGS INC | 13,000 | $266.0M | 0.01% | |
| 454 | RDIREADING INTERNATIONAL INC | 22,581 | $253.0M | 0.01% | |
| 455 | VRSUSDVERSO CORP | 12,900 | $232.0M | 0.01% | |
| 456 | —ORGANIGRAM HLDGS INC | 93,773 | $230.0M | 0.01% | |
| 457 | SPPIUSDSPECTRUM PHARMACEUTICALS INC | 63,212 | $230.0M | 0.01% | Put |
| 458 | TELLEURTELLURIAN INC NEW | 30,000 | $218.0M | 0.01% | |
| 459 | ACBAURORA CANNABIS INC | 100,000 | $216.0M | 0.01% | Call |
| 460 | RAVERAVE RESTAURANT GROUP INC | 125,000 | $207.0M | 0.01% | |
| 461 | FDXFEDEX CORP | 1,360 | $206.0M | 0.01% | |
| 462 | —THERAPEUTICSMD INC | 83,300 | $202.0M | 0.01% | Call |
| 463 | —VENATOR MATLS PLC | 52,200 | $199.0M | 0.01% | |
| 464 | GQ9SPDR GOLD TRUST | 1,280 | $183.0M | 0.01% | |
| 465 | TEN1TENNECO INC | 13,600 | $179.0M | 0.01% | |
| 466 | —AIMMUNE THERAPEUTICS INC | 5,000 | $167.0M | 0.01% | |
| 467 | GTXGARRETT MOTION INC | 15,000 | $150.0M | 0.01% | |
| 468 | —ABEONA THERAPEUTICS INC | 40,000 | $130.0M | 0.00% | |
| 469 | OCULOCULAR THERAPEUTIX INC | 32,800 | $130.0M | 0.00% | |
| 470 | —ACELRX PHARMACEUTICALS INC | 60,000 | $126.0M | 0.00% | Call |
| 471 | —DIPLOMAT PHARMACY INC | 30,000 | $120.0M | 0.00% | |
| 472 | 0E41ENLINK MIDSTREAM LLC | 19,600 | $120.0M | 0.00% | |
| 473 | TOLTOLL BROTHERS INC | 3,000 | $118.0M | 0.00% | |
| 474 | EPMEVOLUTION PETROLEUM CORP | 20,000 | $110.0M | 0.00% | Call |
| 475 | —ADAMAS PHARMACEUTICALS INC | 27,400 | $103.0M | 0.00% | Call |
| 476 | FCELCHFFUELCELL ENERGY INC | 40,700 | $103.0M | 0.00% | Call |
| 477 | —KRATON CORPORATION | 4,000 | $102.0M | 0.00% | |
| 478 | CXCEMEX SAB DE CV | 26,200 | $99.0M | 0.00% | |
| 479 | BIGGQBIG LOTS INC | 3,400 | $98.0M | 0.00% | |
| 480 | PRTY1EURPARTY CITY HOLDCO INC | 40,000 | $94.0M | 0.00% | Call |
| 481 | EXTREXTREME NETWORKS INC | 11,504 | $85.0M | 0.00% | |
| 482 | LGFEURLIONS GATE ENTMNT CORP | 8,000 | $85.0M | 0.00% | |
| 483 | CHGGCHEGG INC | 2,000 | $76.0M | 0.00% | |
| 484 | —RED LION HOTELS CORP | 20,000 | $73.0M | 0.00% | |
| 485 | —BAUDAX BIO INC | 10,000 | $68.0M | 0.00% | |
| 486 | RMCFROCKY MTN CHOCOLATE FACTORY | 6,454 | $60.0M | 0.00% | |
| 487 | —ZYNERBA PHARMACEUTICALS INC | 9,200 | $54.0M | 0.00% | Call |
| 488 | QUOTUSDQUOTIENT TECHNOLOGY INC | 4,700 | $47.0M | 0.00% | |
| 489 | NTNXNUTANIX INC | 1,500 | $46.0M | 0.00% | |
| 490 | LVSLAS VEGAS SANDS CORP | 600 | $42.0M | 0.00% | |
| 491 | —FORESCOUT TECHNOLOGIES INC | 1,200 | $39.0M | 0.00% | Call |
| 492 | USNAUSANA HEALTH SCIENCES INC | 400 | $31.0M | 0.00% | |
| 493 | GPOR1EURGULFPORT ENERGY CORP | 7,600 | $24.0M | 0.00% | |
| 494 | —CRESCENT PT ENERGY CORP | 5,000 | $22.0M | 0.00% | |
| 495 | INAPEURINTERNAP CORP | 11,500 | $13.0M | 0.00% | Put |
| 496 | REFRRESEARCH FRONTIERS INC | 2,700 | $9.0M | 0.00% | |
| 497 | UPBDRENT A CTR INC NEW | 200 | $6.0M | 0.00% | Call |
| 498 | —NEUROTROPE INC | 6,200 | $6.0M | 0.00% | |
| 499 | QUADQUAD / GRAPHICS INC | 200 | $1.0M | 0.00% |
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