Caption Management, LLC Q4 2019 Filing

Filed February 13, 2020

Portfolio Value

$3.0T

Holdings

499

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (499 positions)

#StockSharesValue% PortfolioType
301
WWEUSDWORLD WRESTLING ENTMT INC
27,000$1.8B0.06%Call
302
FFBCFIRST FINL BANCORP OH
68,100$1.7B0.06%Put
303
HZNPHORIZON THERAPEUTICS PUB LTD
47,800$1.7B0.06%Put
304
CTLEURCENTURYLINK INC
130,870$1.7B0.06%Put
305
NKTREURNEKTAR THERAPEUTICS
80,000$1.7B0.06%Put
306
HOUSREALOGY HLDGS CORP
175,300$1.7B0.06%Put
307
SNDXSYNDAX PHARMACEUTICALS INC
191,600$1.7B0.06%Call
308
PBFPBF ENERGY INC
53,400$1.7B0.06%Put
309
QIAGEN NV
49,400$1.7B0.06%Call
310
FNDFLOOR & DECOR HLDGS INC
32,600$1.7B0.06%Put
311
BIIBBIOGEN INC
5,540$1.6B0.06%
312
OPTUALTICE USA INC
60,000$1.6B0.06%Put
313
GTGOODYEAR TIRE & RUBR CO
105,000$1.6B0.05%Put
314
MYGNMYRIAD GENETICS INC
60,000$1.6B0.05%Put
315
ENCANA CORP
344,800$1.6B0.05%Call
316
DBDEUTSCHE BANK AG
205,000$1.6B0.05%Put
317
KMIKINDER MORGAN INC DEL
75,000$1.6B0.05%Call
318
JBLUJETBLUE AWYS CORP
84,200$1.6B0.05%Put
319
DTDYNATRACE INC
62,100$1.6B0.05%Call
320
WHWYNDHAM HOTELS & RESORTS INC
25,000$1.6B0.05%Call
321
PFEPFIZER INC
40,000$1.6B0.05%Put
322
THCTENET HEALTHCARE CORP
40,000$1.5B0.05%
323
AXTAAXALTA COATING SYS LTD
50,000$1.5B0.05%Call
324
GEGGEO GROUP INC NEW
91,326$1.5B0.05%Put
325
QDELUSDQUIDEL CORP
20,000$1.5B0.05%
326
ESTCELASTIC N V
23,000$1.5B0.05%Put
327
ADUSADDUS HOMECARE CORP
15,000$1.5B0.05%Call
328
CZREURCAESARS ENTMT CORP
106,200$1.4B0.05%
329
JEGBPJUST ENERGY GROUP INC
857,200$1.4B0.05%Call
330
FCFRANKLIN COVEY CO
44,400$1.4B0.05%
331
EAFEURGRAFTECH INTL LTD
117,874$1.4B0.05%Put
332
GARDNER DENVER HLDGS INC
36,700$1.3B0.05%Call
333
HOMEAT HOME GROUP INC
244,000$1.3B0.05%Call
334
ROSETTA STONE INC
73,800$1.3B0.04%
335
GILDGILEAD SCIENCES INC
20,000$1.3B0.04%
336
THOTHOR INDS INC
17,400$1.3B0.04%
337
BCRXBIOCRYST PHARMACEUTICALS
368,700$1.3B0.04%Call
338
USFDUS FOODS HLDG CORP
30,000$1.3B0.04%Put
339
GOSSGOSSAMER BIO INC
80,000$1.3B0.04%Put
340
CDKCDK GLOBAL INC
22,500$1.2B0.04%Put
341
FLEXION THERAPEUTICS INC
57,300$1.2B0.04%Call
342
CTRACABOT OIL & GAS CORP
67,500$1.2B0.04%Put
343
ADVMCHFADVERUM BIOTECHNOLOGIES INC
101,400$1.2B0.04%Call
344
SMARGBPSMARTSHEET INC
26,000$1.2B0.04%Put
345
CYPRESS SEMICONDUCTOR CORP
50,000$1.2B0.04%Put
346
NIONIO INC
290,000$1.2B0.04%Put
347
EIDOS THERAPEUTICS INC
20,000$1.1B0.04%Put
348
SOGOGBPSOGOU INC
251,100$1.1B0.04%Call
349
IGTINTERNATIONAL GAME TECHNOLOG
75,000$1.1B0.04%Call
350
SABRSABRE CORP
50,000$1.1B0.04%Call
351
CODICOMPASS DIVERSIFIED HOLDINGS
45,000$1.1B0.04%Call
352
DISHDISH NETWORK CORP
31,500$1.1B0.04%Call
353
KRNTKORNIT DIGITAL LTD
32,500$1.1B0.04%Call
354
INOVALON HLDGS INC
56,900$1.1B0.04%Put
355
UISUNISYS CORP
90,000$1.1B0.04%Call
356
HOUGHTON MIFFLIN HARCOURT CO
170,400$1.1B0.04%Call
357
ATNXEURATHENEX INC
69,600$1.1B0.04%Put
358
PBIPITNEY BOWES INC
262,211$1.1B0.04%
359
CBBCINCINNATI BELL INC NEW
100,000$1.0B0.04%Put
360
ARVNARVINAS INC
25,000$1.0B0.03%Call
361
VTE1ASURE SOFTWARE INC
123,779$1.0B0.03%Put
362
HTTQUDIAN INC
215,500$1.0B0.03%Put
363
SMSISMITH MICRO SOFTWARE INC
254,600$1.0B0.03%Call
364
FMCF M C CORP
10,000$998.0M0.03%Call
365
WVEWAVE LIFE SCIENCES LTD
122,000$978.0M0.03%Put
366
RLMDRELMADA THERAPEUTICS INC
25,000$975.0M0.03%Call
367
UNVREURUNIVAR SOLUTIONS INC
40,000$970.0M0.03%Call
368
WHITING PETE CORP NEW
130,000$954.0M0.03%Call
369
VIVINT SOLAR INC
130,000$945.0M0.03%Call
370
AGOASSURED GUARANTY LTD
19,100$936.0M0.03%Put
371
DDSDILLARDS INC
12,600$926.0M0.03%
372
QAD INC
18,000$916.0M0.03%Call
373
AXOVANT GENE THERAPIES LTD
175,308$899.0M0.03%Put
374
VNDAVANDA PHARMACEUTICALS INC
54,000$886.0M0.03%Put
375
DHRB & G FOODS INC NEW
48,100$863.0M0.03%Put
376
URBNURBAN OUTFITTERS INC
30,000$833.0M0.03%Call
377
XLNXEURXILINX INC
8,500$831.0M0.03%
378
MITCHAM INDS INC
288,500$828.0M0.03%
379
RUBIEURRUBICON PROJ INC
99,238$810.0M0.03%Call
380
TGNATEGNA INC
48,216$805.0M0.03%
381
SPWHSPORTSMANS WHSE HLDGS INC
100,000$803.0M0.03%
382
HBBHAMILTON BEACH BRANDS HLDG C
41,749$797.0M0.03%
383
VOLT INFORMATION SCIENCES IN
314,916$781.0M0.03%
384
AJGGALLAGHER ARTHUR J & CO
8,200$781.0M0.03%
385
TMHCTAYLOR MORRISON HOME CORP
35,000$765.0M0.03%
386
LTM1GBPLATAM AIRLS GROUP S A
75,000$762.0M0.03%Put
387
CLVTRIP COM GROUP LTD
22,500$754.0M0.03%
388
TEVATEVA PHARMACEUTICAL INDS LTD
75,000$735.0M0.02%Put
389
CVETUSDCOVETRUS INC
55,000$726.0M0.02%Put
390
NVTA1EURINVITAE CORP
43,800$707.0M0.02%Put
391
EX9EXELIXIS INC
40,000$705.0M0.02%Call
392
FTCHQFARFETCH LTD
67,400$698.0M0.02%Call
393
MALLINCKRODT PUB LTD CO
200,000$698.0M0.02%Put
394
ICADUSDICAD INC
87,900$683.0M0.02%Call
395
SAPSAP SE
5,000$670.0M0.02%
396
GELGENESIS ENERGY L P
32,300$661.0M0.02%Put
397
CRNCCERENCE INC
29,000$657.0M0.02%
398
WTWISDOMTREE INVTS INC
135,000$653.0M0.02%
399
WORKSLACK TECHNOLOGIES INC
29,005$651.0M0.02%
400
ANIXTER INTL INC
7,000$645.0M0.02%Call
PreviousPage 4 of 5Next