Chicago Partners Investment Group LLC Q1 2020 Filing

Filed April 22, 2020

Portfolio Value

$647.7M

Holdings

355

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (355 positions)

#	Stock	Shares	Value	% Portfolio
301	AALAMERICAN AIRLS GROUP INC	19,889	$230K	0.04%
302	PSEPINNOVATOR ETFS TR	9,308	$229K	0.04%
303	ACWIISHARES TR	3,363	$228K	0.04%
304	PAUGINNOVATOR ETFS TR	9,255	$227K	0.04%
305	UNHUNITEDHEALTH GROUP INC	780	$227K	0.04%
306	UCONFIRST TR EXCHNG TRADED FD VI	9,217	$227K	0.04%
307	BSLBLACKSTONE GSO FLTING RTE FU	18,568	$223K	0.03%
308	DC4DEXCOM INC	687	$222K	0.03%
309	WESWESTERN MIDSTREAM PARTNERS L	38,337	$220K	0.03%
310	DFSEURDISCOVER FINL SVCS	6,285	$220K	0.03%
311	COHREURCOHERENT INC	1,945	$219K	0.03%
312	VYMIVANGUARD WHITEHALL FDS	4,632	$218K	0.03%
313	—INVESCO EXCH TRD SLF IDX FD	8,685	$218K	0.03%
314	ICFISHARES TR	2,155	$217K	0.03%
315	QQLVINVESCO EXCH TRD SLF IDX FD	8,735	$217K	0.03%
316	BLKCHFBLACKROCK INC	454	$217K	0.03%
317	ICSHISHARES TR	4,321	$217K	0.03%
318	SRSPIRE INC	2,800	$216K	0.03%
319	PWBINVESCO EXCHANGE TRADED FD T	4,425	$216K	0.03%
320	RWRSPDR SER TR	2,787	$215K	0.03%
321	PRFINVESCO EXCHANGE TRADED FD T	2,111	$215K	0.03%
322	QQLVINVESCO EXCH TRD SLF IDX FD	8,758	$212K	0.03%
323	DCIDONALDSON INC	5,000	$211K	0.03%
324	BEPBROOKFIELD RENEWABLE PARTNER	4,460	$209K	0.03%
325	TRVCCITIGROUP INC	4,570	$208K	0.03%
326	—NUVEEN HIGH INCOME NOVEMBER	24,025	$208K	0.03%
327	GQ9SPDR GOLD TRUST	1,293	$205K	0.03%
328	RDS/AROYAL DUTCH SHELL PLC	5,770	$205K	0.03%
329	BSJKINVESCO EXCH TRD SLF IDX FD	8,682	$203K	0.03%
330	SIRIEURSIRIUS XM HLDGS INC	37,891	$200K	0.03%
331	—PENNYMAC CORP	200,000	$199K	0.03%
332	XRSFXRIVERNORTH MARKETPLACE LENDI	13,094	$199K	0.03%
333	—MONROE CAP CORP	26,841	$191K	0.03%
334	—TORTOISE ESSENTIAL ASSETS IN	17,766	$189K	0.03%
335	—BLACKROCK MUN 2020 TERM TR	11,408	$169K	0.03%
336	PAGPPLAINS GP HLDGS L P	19,794	$151K	0.02%
337	0E41ENLINK MIDSTREAM LLC	123,634	$142K	0.02%
338	AROCARCHROCK INC	35,932	$140K	0.02%
339	—NUVEEN EMERGING MKTS DEBT 20	20,215	$128K	0.02%
340	—NUVEEN DIVERSIFIED DIVID & I	15,637	$122K	0.02%
341	NPFINUVEEN PFD & INCM SECURTIES	13,782	$109K	0.02%
342	XFEBFIRST TR MLP & ENERGY INCOME	13,142	$69K	0.01%
343	TSITCW STRATEGIC INCOME FD INC	11,954	$64K	0.01%
344	USALIBERTY ALL STAR EQUITY FD	11,209	$61K	0.01%
345	—ALLIANZGI CONV INCOME FD	14,722	$58K	0.01%
346	—MONTAGE RES CORP	14,815	$56K	0.01%
347	RJR1STEREOTAXIS INC	12,837	$47K	0.01%
348	TYGEURTORTOISE ENERGY INFRA CORP	12,803	$43K	0.01%
349	TUPTUPPERWARE BRANDS CORP	20,642	$43K	0.01%
350	NOKNOKIA CORP	10,287	$36K	0.01%
351	—COHEN & STEERS MLP INC & ENR	16,140	$30K	0.00%
352	—AMPIO PHARMACEUTICALS INC	51,523	$28K	0.00%
353	ISREURISORAY INC	34,500	$19K	0.00%
354	SLCAU S SILICA HLDGS INC	12,192	$18K	0.00%
355	—KELSO TECHNOLOGIES INC	31,000	$16K	0.00%

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