CITADEL ADVISORS LLC Q3 2016 Filing

Filed November 10, 2016

Portfolio Value

$99.5M

Holdings

3,959

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (3,959 positions)

#	Stock	Shares	Value	% Portfolio	Type
2001	TTCTORO CO CMN STK	42,600	$2.0M	2.01%	Put
2002	GNTXGENTEX CORP CMN STK	113,651	$2.0M	2.00%	Put
2003	PC6APETROCHINA CO LTD -ADS 1:100 H SHRS	29,837	$2.0M	2.00%	Put
2004	PTCTPTC THERAPEUTICS INC	142,342	$2.0M	2.00%	Put
2005	IMOIMPERIAL OIL LTD CMN STOCK	63,613	$2.0M	2.00%
2006	—MINDBODY INC - CLASS A	101,064	$2.0M	2.00%
2007	SWXSOUTHWEST GAS CORP CMN STK	28,294	$2.0M	1.99%
2008	—GUGGENHEIM S&P SMALLCAP 600 EQ	44,349	$2.0M	1.99%
2009	—MAGELLAN HEALTH INC	36,779	$2.0M	1.99%
2010	BMIBADGER METER INC CMN STK	58,936	$2.0M	1.98%	Call
2011	—GUGGENHEIM BULLETSH CO 2024	92,429	$2.0M	1.98%
2012	AKAFVIDENT CORE US EQUITY ETF	73,443	$2.0M	1.98%
2013	SMOGVANECK VECTORS GLOBAL ALTERNATIVE ENERGY ETF	36,813	$2.0M	1.98%
2014	VOTVANGUARD MID-CAP GROWTH ETF	18,486	$2.0M	1.98%
2015	FCNFTI CONSULTING INC CMN STOCK	44,092	$2.0M	1.97%	Call
2016	FEXFIRST TRUST LARGE CAP CORE A	41,757	$2.0M	1.96%
2017	ADTNEURADTRAN INC CMN STOCK	101,714	$1.9M	1.96%	Call
2018	NINISOURCE INC CMN STK	80,609	$1.9M	1.95%	Call
2019	MCCUSDMEDLEY CAPITAL CORP	253,739	$1.9M	1.95%	Call
2020	NSUSDNUSTAR ENERGY LP CMN STK	39,000	$1.9M	1.94%	Put
2021	TTEKTETRA TECH INC CMN STK	54,516	$1.9M	1.94%
2022	—EXONE CO/THE	127,034	$1.9M	1.94%	Put
2023	—SERVICESOURCE INTERNATIONAL 1.5% CB 08/15/2018-REG	2,000,000	$1.9M	1.94%
2024	ALVAUTOLIV INC CMN STOCK	18,018	$1.9M	1.93%	Put
2025	—CALLIDUS SOFTWARE INC COMMON STOCK	104,825	$1.9M	1.93%	Call
2026	LBTYBLIBERTY GLOBAL INC COMMON STOCK - CL C	58,024	$1.9M	1.93%	Call
2027	G3VGREEN PLAINS INC	73,197	$1.9M	1.93%	Put
2028	—COLONY STARWOOD HOMES	66,634	$1.9M	1.92%	Put
2029	—KNOLL INC COMMON STOCK	83,507	$1.9M	1.92%
2030	VETVERMILION ENERGY INC	49,261	$1.9M	1.92%
2031	—ADVAXIS INC	178,516	$1.9M	1.92%	Put
2032	—CIVITAS SOLUTIONS INC	104,496	$1.9M	1.92%
2033	UVEUNIVERSAL INSURANCE HOLDINGS	75,724	$1.9M	1.92%	Put
2034	HANHAWAIIAN HOLDINGS INC	39,200	$1.9M	1.91%	Put
2035	UFSDOMTAR CORP CMN STK	51,335	$1.9M	1.91%	Put
2036	WESWESTERN GAS PARTNERS LP	34,540	$1.9M	1.91%	Put
2037	—BIOTELEMETRY INC	102,315	$1.9M	1.91%	Put
2038	—EXTERRAN CORP	120,670	$1.9M	1.90%
2039	—PROSHARES ULTRA OIL & GAS	49,178	$1.9M	1.90%	Put
2040	FIXCOMFORT SYSTEMS USA INC CMN STOCK	64,529	$1.9M	1.90%
2041	AAOIAPPLIED OPTOELECTRONICS INC	85,076	$1.9M	1.90%	Call
2042	SEDGSOLAREDGE TECHNOLOGIES INC	109,700	$1.9M	1.90%	Put
2043	—GREENHILL & CO INC COMMON STOCK	80,110	$1.9M	1.90%
2044	GNMAISHARES GNMA BOND ETF	36,866	$1.9M	1.89%
2045	—SENIOR HOUSING PROP TRUST CMN STK	82,743	$1.9M	1.89%	Put
2046	—OAKTREE CAPITAL GROUP LLC	44,300	$1.9M	1.89%	Put
2047	NSMNATIONSTAR MORTGAGE HOLDINGS	126,608	$1.9M	1.88%	Put
2048	TREXTREX INC CMN STOCK	31,914	$1.9M	1.88%	Call
2049	LVLNSPDR S&P PHARMACEUTICALS ETF	42,382	$1.9M	1.88%
2050	BAMBROOKFIELD ASSET MANAGEMENT INC	53,232	$1.9M	1.88%
2051	REGIEURRENEWABLE ENERGY GROUP INC	220,981	$1.9M	1.88%	Put
2052	—BLDRS EMER MKTS 50 ADR INDEX	53,560	$1.9M	1.88%
2053	USNAUSANA HEALTH SCIENCES CMN STK	13,508	$1.9M	1.88%
2054	IJTISHARES S&P SMALL-CAP 600 GROW	13,617	$1.9M	1.88%
2055	—POWERSHARES DWA DEVELOPED MARK	78,806	$1.9M	1.87%
2056	EEPENBRIDGE ENERGY PARTNERS L.P. CMN STK	73,000	$1.9M	1.87%	Put
2057	RWMPROSHARES SHORT RUSSELL2000	34,441	$1.9M	1.86%	Call
2058	WENWENDY'S CO/THE	171,392	$1.9M	1.86%	Call
2059	PVG1EURPRETIUM RESOURCES INC	180,300	$1.9M	1.86%	Put
2060	EDGGOLD FIELDS LTD -SPONS ADR 1:1	380,297	$1.8M	1.85%	Put
2061	—MCDERMOTT INC COMMON STOCK	366,969	$1.8M	1.85%	Put
2062	NHTCNATURAL HEALTH TRENDS CORP CMN STOCK	65,000	$1.8M	1.85%	Put
2063	—MONOTYPE IMAGING HOLDINGS IN	83,009	$1.8M	1.84%
2064	—JUMEI INTERNATIONAL-ADR	313,398	$1.8M	1.84%	Put
2065	FTSMFIRST TRUST ENH SHORT MAT FD	30,565	$1.8M	1.84%
2066	NWENORTHWESTERN CORPORATION COMMON STOCK	31,814	$1.8M	1.84%
2067	—POWERSHARES WATER RESOURCES	74,332	$1.8M	1.84%
2068	—NEW YORK REIT INC	199,767	$1.8M	1.84%
2069	RRRRED ROCK RESORTS INC	77,200	$1.8M	1.83%
2070	CBTCABOT CORP	34,697	$1.8M	1.83%	Call
2071	GAACAMBRIA GLOBAL ASSET ALLOCAT	72,326	$1.8M	1.83%
2072	RAREULTRAGENYX PHARMACEUTICAL IN	25,584	$1.8M	1.82%	Put
2073	—SPDR S&P INTL HEALTH CARE	38,027	$1.8M	1.82%
2074	WABWABTEC CMN STOCK	22,200	$1.8M	1.82%	Put
2075	FDDFIRST TRUST STOXX EUROPEAN SEL	153,117	$1.8M	1.82%
2076	FLIRFLIR SYSTEMS INC CMN STK	57,501	$1.8M	1.82%
2077	—INTERSIL CORPORATION CMN STOCK	82,278	$1.8M	1.81%	Put
2078	VNDAVANDA PHARMACEUTICALS INC COMMON STOCK	108,323	$1.8M	1.81%	Put
2079	FBKFB FINANCIAL CORP	89,196	$1.8M	1.81%
2080	—ILG INC	104,800	$1.8M	1.81%	Put
2081	—ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON	44,492	$1.8M	1.81%
2082	HRUSDHEALTHCARE REALTY TRUST CMN STK	52,734	$1.8M	1.80%
2083	USDPROSHARES ULTRA SEMICONDUCTO	14,338	$1.8M	1.79%	Put
2084	FXGFIRST TRUST CONSUMER STAPLES	38,291	$1.8M	1.79%
2085	AIMCUSDALTRA INDUSTRIAL MOTION CORP	61,394	$1.8M	1.79%
2086	SANBANCO SANTANDER CENTRAL HISPANO SA- SPONS ADR 1:1	403,240	$1.8M	1.79%	Put
2087	ITCIEURINTRA-CELLULAR THERAPIES INC	116,397	$1.8M	1.78%	Put
2088	UDRUDR INC CMN STK	49,251	$1.8M	1.78%
2089	STARISTAR INC	164,964	$1.8M	1.78%	Put
2090	FRIFIRST TRUST S&P REIT INDEX F	73,000	$1.8M	1.78%
2091	HMCHONDA MOTOR CO LTD - SPONS ADR 2:1	60,954	$1.8M	1.77%	Put
2092	—QUNAR CAYMAN ISLANDS LTD-ADR	60,700	$1.8M	1.77%	Put
2093	—CLAYTON WILLIAMS ENERGY INC CMN STK	20,564	$1.8M	1.77%
2094	—DIREXION DAILY 20 YEAR PLUS TR	106,100	$1.8M	1.76%	Put
2095	—BITAUTO HOLDINGS LTD-ADR	60,200	$1.8M	1.76%	Put
2096	RYIRYERSON HOLDING CORP	154,522	$1.7M	1.75%
2097	SSPSCRIPPS CO (EW) -CL A CMN STK	109,717	$1.7M	1.75%	Call
2098	ICUIICU MEDICAL INC CMN STK	13,778	$1.7M	1.75%
2099	—RENEWABLE ENERGY GROUP 2.75% CB 06/01/2019-REGISTE	1,877,000	$1.7M	1.75%
2100	GELGENESIS ENERGY LP	45,700	$1.7M	1.74%	Put

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