Clear Harbor Asset Management, LLC Q3 2016 Filing
Filed November 7, 2016
Portfolio Value
$458.1B
Holdings
247
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (247 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | ROPROPER TECHNOLOGIES INC | 294,285 | $53.7B | 11.72% | |
| 2 | AWCAMERICAN WTR WKS CO INC NEW | 213,872 | $16.0B | 3.49% | |
| 3 | FLEXFLEX LTD | 1,146,672 | $15.6B | 3.41% | |
| 4 | PXDEURPIONEER NAT RES CO | 74,606 | $13.9B | 3.02% | |
| 5 | AAPLAPPLE INC | 113,268 | $12.5B | 2.72% | Call |
| 6 | TRMBTRIMBLE NAVIGATION LTD | 349,262 | $10.0B | 2.18% | |
| 7 | TSMTAIWAN SEMICONDUCTOR MFG LTD | 321,128 | $9.8B | 2.14% | |
| 8 | AXSAXIS CAPITAL HOLDINGS LTD | 169,144 | $9.2B | 2.01% | |
| 9 | HIGHARTFORD FINL SVCS GROUP INC | 213,744 | $9.2B | 2.00% | |
| 10 | SPYSPDR S&P 500 ETF TR | 64,800 | $8.1B | 1.77% | Put |
| 11 | PHPARKER HANNIFIN CORP | 63,016 | $7.9B | 1.73% | |
| 12 | —ENERGEN CORP | 124,966 | $7.2B | 1.57% | |
| 13 | JCIJOHNSON CTLS INTL PLC | 146,742 | $6.8B | 1.49% | |
| 14 | —CUI GLOBAL INC | 1,127,092 | $6.6B | 1.43% | |
| 15 | HONHONEYWELL INTL INC | 55,668 | $6.5B | 1.42% | |
| 16 | BRK/BBERKSHIRE HATHAWAY INC DEL | 43,331 | $6.3B | 1.37% | |
| 17 | MIC2EURMACQUARIE INFRASTRUCTURE COR | 67,467 | $5.6B | 1.23% | |
| 18 | JNJJOHNSON & JOHNSON | 46,876 | $5.5B | 1.21% | |
| 19 | —NORTHWEST NAT GAS CO | 91,043 | $5.5B | 1.19% | |
| 20 | CLBCORE LABORATORIES N V | 48,473 | $5.4B | 1.19% | |
| 21 | GMGENERAL MTRS CO | 170,160 | $5.4B | 1.18% | |
| 22 | —CONNECTICUT WTR SVC INC | 104,545 | $5.2B | 1.13% | |
| 23 | SLRCSOLAR CAP LTD | 250,575 | $5.1B | 1.12% | |
| 24 | XOMEXXON MOBIL CORP | 58,489 | $5.1B | 1.11% | |
| 25 | —CBS CORP NEW | 90,661 | $5.0B | 1.08% | |
| 26 | CPKCHESAPEAKE UTILS CORP | 80,642 | $4.9B | 1.07% | |
| 27 | —GRAMERCY PPTY TR | 508,634 | $4.9B | 1.07% | |
| 28 | VOYAVOYA FINL INC | 159,085 | $4.6B | 1.00% | |
| 29 | DXJWISDOMTREE TR | 105,492 | $4.5B | 0.99% | |
| 30 | NJRNEW JERSEY RES | 137,719 | $4.5B | 0.99% | |
| 31 | WDCWESTERN DIGITAL CORP | 72,970 | $4.3B | 0.93% | |
| 32 | EQTEQT CORP | 55,771 | $4.0B | 0.88% | |
| 33 | STNGSCORPIO TANKERS INC | 863,244 | $4.0B | 0.87% | |
| 34 | JPMJPMORGAN CHASE & CO | 58,228 | $3.9B | 0.85% | |
| 35 | SJIEURSOUTH JERSEY INDS INC | 125,780 | $3.7B | 0.81% | |
| 36 | —CRESTWOOD EQUITY PARTNERS LP | 174,470 | $3.7B | 0.81% | |
| 37 | TWOTWO HBRS INVT CORP | 429,756 | $3.7B | 0.80% | |
| 38 | —ANWORTH MORTGAGE ASSET CP | 720,440 | $3.5B | 0.77% | |
| 39 | AJGGALLAGHER ARTHUR J & CO | 60,326 | $3.1B | 0.67% | |
| 40 | ANAUTONATION INC | 61,350 | $3.0B | 0.65% | |
| 41 | MTDRMATADOR RES CO | 121,296 | $3.0B | 0.64% | |
| 42 | WBAWALGREENS BOOTS ALLIANCE INC | 35,930 | $2.9B | 0.63% | |
| 43 | CATCATERPILLAR INC DEL | 32,430 | $2.9B | 0.63% | |
| 44 | CWTCALIFORNIA WTR SVC GROUP | 87,422 | $2.8B | 0.61% | |
| 45 | TGENTECOGEN INC NEW | 649,273 | $2.7B | 0.59% | |
| 46 | GOOGALPHABET INC | 3,474 | $2.7B | 0.59% | |
| 47 | —DIREXION SHS ETF TR | 97,029 | $2.6B | 0.57% | |
| 48 | MRKMERCK & CO INC | 40,879 | $2.6B | 0.56% | |
| 49 | ACREARES COML REAL ESTATE CORP | 187,892 | $2.4B | 0.52% | |
| 50 | BACVERIZON COMMUNICATIONS INC | 45,400 | $2.4B | 0.52% | |
| 51 | CFCF INDS HLDGS INC | 96,480 | $2.3B | 0.51% | |
| 52 | HRSEURHARRIS CORP DEL | 25,073 | $2.3B | 0.50% | |
| 53 | GOOGLALPHABET INC | 2,793 | $2.2B | 0.49% | |
| 54 | PNCPNC FINL SVCS GROUP INC | 24,566 | $2.2B | 0.48% | |
| 55 | ELVANTHEM INC | 17,440 | $2.2B | 0.48% | |
| 56 | AGQPROSHARES TR | 92,721 | $2.1B | 0.47% | |
| 57 | —SOLAR SR CAP LTD | 129,531 | $2.1B | 0.46% | |
| 58 | QEPQEP RES INC | 106,730 | $2.1B | 0.45% | |
| 59 | WRKUSDWESTROCK CO | 42,942 | $2.1B | 0.45% | |
| 60 | HEDJWISDOMTREE TR | 37,308 | $2.0B | 0.44% | |
| 61 | FSLRFIRST SOLAR INC | 49,915 | $2.0B | 0.43% | |
| 62 | IAUUSDISHARES GOLD TRUST | 153,948 | $2.0B | 0.43% | |
| 63 | QRVOQORVO INC | 34,660 | $1.9B | 0.42% | |
| 64 | GEGENERAL ELECTRIC CO | 64,896 | $1.9B | 0.42% | |
| 65 | CHMICHERRY HILL MTG INVT CORP | 109,416 | $1.9B | 0.41% | |
| 66 | MSFTMICROSOFT CORP | 31,354 | $1.8B | 0.39% | |
| 67 | —LIQTECH INTL INC | 2,139,401 | $1.8B | 0.39% | |
| 68 | TWITITAN INTL INC ILL | 174,530 | $1.8B | 0.39% | |
| 69 | —ALLERGAN PLC | 7,369 | $1.7B | 0.37% | |
| 70 | CAGCONAGRA FOODS INC | 35,852 | $1.7B | 0.37% | |
| 71 | VISNCOMMSCOPE HLDG CO INC | 52,780 | $1.6B | 0.35% | |
| 72 | ECLECOLAB INC | 12,839 | $1.6B | 0.34% | |
| 73 | UNPUNION PAC CORP | 15,875 | $1.5B | 0.34% | |
| 74 | HXLHEXCEL CORP NEW | 34,785 | $1.5B | 0.34% | |
| 75 | GILDGILEAD SCIENCES INC | 18,542 | $1.5B | 0.32% | |
| 76 | PFEPFIZER INC | 41,079 | $1.4B | 0.30% | |
| 77 | SJMSMUCKER J M CO | 9,882 | $1.3B | 0.29% | |
| 78 | PGPROCTER AND GAMBLE CO | 14,399 | $1.3B | 0.28% | |
| 79 | —WEST CORP | 56,884 | $1.3B | 0.27% | |
| 80 | VCRVANGUARD WORLD FDS | 9,695 | $1.2B | 0.27% | |
| 81 | —EXPRESS SCRIPTS HLDG CO | 16,827 | $1.2B | 0.26% | |
| 82 | EDCONSOLIDATED EDISON INC | 15,692 | $1.2B | 0.26% | |
| 83 | ABBVABBVIE INC | 17,912 | $1.1B | 0.25% | |
| 84 | —AETNA INC NEW | 9,530 | $1.1B | 0.24% | |
| 85 | CVXCHEVRON CORP NEW | 10,662 | $1.1B | 0.24% | |
| 86 | VMBSVANGUARD SCOTTSDALE FDS | 20,250 | $1.1B | 0.24% | |
| 87 | VFCV F CORP | 19,033 | $1.1B | 0.23% | |
| 88 | IEFISHARES TR | 9,172 | $1.0B | 0.22% | |
| 89 | YORWYORK WTR CO | 33,925 | $1.0B | 0.22% | |
| 90 | —ENTERCOM COMMUNICATIONS CORP | 73,733 | $954.0M | 0.21% | |
| 91 | —AMERICAN CAPITAL AGENCY CORP | 48,245 | $943.0M | 0.21% | |
| 92 | AMGNAMGEN INC | 5,625 | $938.0M | 0.20% | |
| 93 | —AQUA AMERICA INC | 29,368 | $895.0M | 0.20% | |
| 94 | TLTISHARES TR | 6,250 | $859.0M | 0.19% | |
| 95 | LOWLOWES COS INC | 11,885 | $858.0M | 0.19% | |
| 96 | AGOASSURED GUARANTY LTD | 30,545 | $848.0M | 0.19% | |
| 97 | LQDISHARES TR | 6,600 | $813.0M | 0.18% | |
| 98 | ATVIEURACTIVISION BLIZZARD INC | 17,740 | $786.0M | 0.17% | |
| 99 | TRVCCITIGROUP INC | 15,496 | $732.0M | 0.16% | |
| 100 | BABOEING CO | 5,435 | $716.0M | 0.16% |
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