Clear Harbor Asset Management, LLC Q4 2016 Filing

Filed January 20, 2017

Portfolio Value

$474.8B

Holdings

248

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (248 positions)

#StockSharesValue% PortfolioType
1
ROPROPER TECHNOLOGIES INC
288,962$52.9B11.14%
2
FLEXFLEX LTD
1,127,105$16.2B3.41%
3
AWCAMERICAN WTR WKS CO INC NEW
212,642$15.4B3.24%
4
AAPLAPPLE INC
131,707$14.8B3.12%Call
5
PXDEURPIONEER NAT RES CO
74,038$13.3B2.81%
6
GMGENERAL MTRS CO
313,005$10.9B2.30%
7
TRMBTRIMBLE INC
350,307$10.6B2.22%
8
AXSAXIS CAPITAL HOLDINGS LTD
159,498$10.4B2.19%
9
SPYSPDR S&P 500 ETF TR
54,685$10.0B2.11%Put
10
TSMTAIWAN SEMICONDUCTOR MFG LTD
316,068$9.1B1.91%
11
PHPARKER HANNIFIN CORP
62,551$8.8B1.84%
12
HIGHARTFORD FINL SVCS GROUP INC
175,590$8.4B1.76%
13
CUI GLOBAL INC
1,150,492$8.0B1.68%
14
ENERGEN CORP
124,256$7.2B1.51%
15
BRK/BBERKSHIRE HATHAWAY INC DEL
42,441$6.9B1.46%
16
HONHONEYWELL INTL INC
57,244$6.6B1.40%
17
JCIJOHNSON CTLS INTL PLC
152,475$6.3B1.32%
18
QRVOQORVO INC
118,050$6.2B1.31%
19
CRESTWOOD EQUITY PARTNERS LP
235,501$6.0B1.27%
20
CONNECTICUT WTR SVC INC
104,680$5.8B1.23%
21
CLBCORE LABORATORIES N V
48,341$5.8B1.22%
22
MIC2EURMACQUARIE INFRASTRUCTURE COR
68,522$5.6B1.18%
23
STNGSCORPIO TANKERS INC
1,230,885$5.6B1.17%
24
NORTHWEST NAT GAS CO
90,793$5.4B1.14%
25
XOMEXXON MOBIL CORP
60,000$5.4B1.14%
26
CPKCHESAPEAKE UTILS CORP
79,865$5.3B1.13%
27
JNJJOHNSON & JOHNSON
46,120$5.3B1.12%
28
GRAMERCY PPTY TR
577,536$5.3B1.12%
29
SLRCSOLAR CAP LTD
253,340$5.3B1.11%
30
NJRNEW JERSEY RES
135,029$4.8B1.01%
31
JPMJPMORGAN CHASE & CO
52,277$4.5B0.95%
32
SJIEURSOUTH JERSEY INDS INC
120,455$4.1B0.85%
33
TWOTWO HBRS INVT CORP
461,576$4.0B0.85%
34
ALLERGAN PLC
17,458$3.7B0.77%
35
EQTEQT CORP
55,646$3.6B0.77%
36
CBS CORP NEW
72,101$3.6B0.77%Call
37
WDCWESTERN DIGITAL CORP
46,900$3.2B0.67%
38
MTDRMATADOR RES CO
122,426$3.2B0.66%
39
TOLTOLL BROTHERS INC
101,670$3.2B0.66%
40
GOOGALPHABET INC
3,994$3.1B0.65%
41
CATCATERPILLAR INC DEL
32,863$3.0B0.64%
42
CWTCALIFORNIA WTR SVC GROUP
86,922$2.9B0.62%
43
BACVERIZON COMMUNICATIONS INC
53,890$2.9B0.61%
44
TNADIREXION SHS ETF TR
28,400$2.9B0.61%
45
TGENTECOGEN INC NEW
659,913$2.8B0.58%
46
PNCPNC FINL SVCS GROUP INC
23,330$2.7B0.57%
47
AJGGALLAGHER ARTHUR J & CO
50,024$2.6B0.55%
48
HRSEURHARRIS CORP DEL
25,107$2.6B0.54%
49
ACREARES COML REAL ESTATE CORP
180,757$2.5B0.52%
50
MRKMERCK & CO INC
40,052$2.4B0.50%
51
WRKUSDWESTROCK CO
46,132$2.3B0.49%
52
GOOGLALPHABET INC
2,883$2.3B0.48%
53
DXJWISDOMTREE TR
45,302$2.2B0.47%
54
QEPQEP RES INC
119,590$2.2B0.46%
55
VISNCOMMSCOPE HLDG CO INC
55,723$2.1B0.44%
56
SOLAR SR CAP LTD
126,116$2.1B0.44%
57
HEDJWISDOMTREE TR
35,983$2.1B0.43%
58
CELGCELGENE CORP
17,703$2.0B0.43%
59
BNDVANGUARD BD INDEX FD INC
24,895$2.0B0.42%
60
IAUUSDISHARES GOLD TRUST
181,153$2.0B0.42%
61
GEGENERAL ELECTRIC CO
62,906$2.0B0.42%
62
WBAWALGREENS BOOTS ALLIANCE INC
23,725$2.0B0.41%
63
MSFTMICROSOFT CORP
31,435$2.0B0.41%
64
TWITITAN INTL INC ILL
172,005$1.9B0.41%
65
HXLHEXCEL CORP NEW
34,435$1.8B0.37%
66
CHMICHERRY HILL MTG INVT CORP
96,591$1.8B0.37%
67
IDNINTELLICHECK MOBILISA INC
621,712$1.7B0.36%
68
UNPUNION PAC CORP
15,625$1.6B0.34%
69
GTGOODYEAR TIRE & RUBR CO
51,920$1.6B0.34%
70
GILDGILEAD SCIENCES INC
22,362$1.6B0.34%
71
AMCXAMC NETWORKS INC
29,775$1.6B0.33%
72
ECLECOLAB INC
12,274$1.4B0.30%
73
PFEPFIZER INC
43,314$1.4B0.30%
74
WEST CORP
56,734$1.4B0.30%
75
CAGCONAGRA BRANDS INC
35,292$1.4B0.29%
76
SJMSMUCKER J M CO
10,768$1.4B0.29%
77
LIQTECH INTL INC
2,130,026$1.4B0.29%
78
SYNERGY PHARMACEUTICALS DEL
222,760$1.4B0.29%
79
YORWYORK WTR CO
33,475$1.3B0.27%
80
CVXCHEVRON CORP NEW
10,699$1.3B0.27%
81
AETNA INC NEW
9,695$1.2B0.25%
82
EDCONSOLIDATED EDISON INC
15,692$1.2B0.24%
83
PGPROCTER AND GAMBLE CO
13,530$1.1B0.24%
84
VCRVANGUARD WORLD FDS
8,385$1.1B0.23%
85
ENTERCOM COMMUNICATIONS CORP
68,039$1.0B0.22%
86
VMBSVANGUARD SCOTTSDALE FDS
19,635$1.0B0.22%
87
VFCV F CORP
19,166$1.0B0.22%
88
ANAUTONATION INC
32,775$1.0B0.21%Call
89
LOWLOWES COS INC
13,685$973.0M0.20%
90
AMGNAMGEN INC
6,285$919.0M0.19%
91
DIREXION SHS ETF TR
45,559$904.0M0.19%
92
EXPRESS SCRIPTS HLDG CO
13,027$896.0M0.19%
93
LQDISHARES TR
7,383$865.0M0.18%
94
HCAHCA HOLDINGS INC
11,325$838.0M0.18%
95
IEFISHARES TR
7,929$831.0M0.18%
96
MPCMARATHON PETE CORP
15,816$796.0M0.17%
97
TWXCHFTIME WARNER INC
8,222$794.0M0.17%
98
AQUA AMERICA INC
26,118$785.0M0.17%
99
VEUVANGUARD INTL EQUITY INDEX F
17,125$757.0M0.16%
100
TLTISHARES TR
6,105$727.0M0.15%
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